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Securities jobs in USA

8447 securities jobs found: showing 101 - 120

Junior Investment Advisor
Company: Sutton Bank |

Location: Mansfield, OH, USA

| Salary: unspecified | Date posted: 30 Jan 2025
recommendations to buy or sell securities. Knowledge/Skills/Abilities: The ability to communicate effectively and clearly...
International Private Bank- Executive Director- Investment Specialist
Company: JPMorgan Chase |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
and external policies and procedures regarding securities transactions and code of conduct Provide guidance to junior staff...
Environmental Health And Safety Manager
Company: DuPont |

Location: Newark, DE, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, the filing and effectiveness of Form 10 registration statements with the U.S. Securities and Exchange Commission...
Asset And Wealth Management Division-asset Management Operations- Client Services Operations And Oversight- Vice President- Chicago
Company: Goldman Sachs |

Location: Chicago, IL, USA

| Salary: unspecified | Date posted: 30 Jan 2025
banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...
General Counsel
Company: FalconX |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
and ensure compliance with all relevant laws and regulations affecting the company, including commodities, securities and digital...
Market Readiness Associate
Company: JPMorgan Chase |

Location: Chicago, IL, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
Blackstone Credit & Insurance, Infrastructure & Asset Based Credit, 2026 Associate
Company: Blackstone |

Location: New York City, NY, USA

| Salary: $140000 per year | Date posted: 30 Jan 2025
, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the... Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating...
Citi Wealth - Portfolio Consultant - Avp/vp
Company: Citigroup |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
setting. US Only: Securities Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7...
Global Corporate Insurance Manager
Company: DuPont |

Location: Wilmington, DE, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, the filing and effectiveness of Form 10 registration statements with the U.S. Securities and Exchange Commission...
Relationship Banker - Durango And Dorrell, Las Vegas, Nevada
Company: JPMorgan Chase |

Location: Las Vegas, NV, USA

| Salary: unspecified | Date posted: 30 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Investigative Analyst
Company: City of New York |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 30 Jan 2025
investigations focused on investment, bank, securities, commodities, tax, mortgage, and art fraud, as well as illicit money movements...
Java / Kubernetes Software Engineer Iii
Company: JPMorgan Chase |

Location: Tampa, FL, USA

| Salary: unspecified | Date posted: 30 Jan 2025
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust...
Registered Wealth Management Client Associate
Company: Bank of America |

Location: Lisle, IL, USA

| Salary: $26 - 40.5 per hour | Date posted: 30 Jan 2025
Identification Written Communications Required Qualifications: FINRA Securities Industry Essentials (SIE), Series 7, 63/65...
Sr. Analyst, Regulatory Advisory Compliance Reporting
Company: T. Rowe Price |

Location: USA, USA

| Salary: $93500 - 159000 per year | Date posted: 30 Jan 2025
and entity level aggregate ownership in equity securities to ensure compliance with various federal, state, and global regulatory...
Vp, Tax - Alternative Funds
Company: Voya |

Location: New York City, NY, USA

| Salary: $180000 - 200000 per year | Date posted: 30 Jan 2025
of those forms. Understanding of direct lending, fixed income and mortgage-backed securities and derivatives. Familiarity with fund...
Wealth Management Client Experience | Analyst | Atlanta, Ga
Company: Goldman Sachs |

Location: Atlanta, GA, USA

| Salary: $50000 - 75000 per year | Date posted: 30 Jan 2025
, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices...
Market Risk Manager & Product Controller - Vice President
Company: ING |

Location: New York City, NY, USA

| Salary: $150000 - 200000 per year | Date posted: 30 Jan 2025
, and monitoring) of secondary trading efforts for ABS (asset-backed securities). ABS secondary trading is a new initiative...). Responsibilities : Manage all market risk and product control aspects of the secondary trading effort for asset backed securities...
Global Credit Production Technology Agile Champion Vp - Irving, Tx
Company: Citigroup |

Location: Irving, TX, USA

| Salary: $125760 - 188640 per year | Date posted: 30 Jan 2025
range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage...
Life Insurance Agent - No Experience (remote)
Company: Primerica - Lady Lake, FL |

Location: Long Beach, CA, USA

| Salary: unspecified | Date posted: 30 Jan 2025
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...
Csi Investment Assistant Ii
Company: Citizens Bank |

Location: Johnston, RI, USA

| Salary: unspecified | Date posted: 30 Jan 2025
Job Description: If you're passionate about a career in Wealth Management, Citizens Securities, Inc. is hiring... for the Investment Assistant II role. Citizens Securities, Inc. is a high-quality investment services provider, focused...