Securities jobs in arizona state USA
84 securities jobs found in arizona state: showing 1 - 50
J.p. Morgan Wealth Management - Private Client Advisor - North Phoenix (bilingual In English And Mandarin Required)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 04 Jul 2026
Business Banking Market President
Company: Bank of the West |
securities or insurance activities, including the supervision of registered representatives, require candidates to obtain... and maintain applicable licenses and registrations as a condition of employment. This may include Securities Industry EssentialsLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 04 Jul 2026
Tax Manager
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in theLocation: Phoenix, AZ, USA
| Salary: US$100000 - 160000 per year | Date posted: 03 Jul 2026
Account Manager, Banking
Company: Northern Trust |
and structures, including commercial real estate, private operating businesses, marketable securities, alternative investmentsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Private Client Banker - Biltmore Branch - Phoenix, Az
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Litchfield Park/buckeye, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Litchfield Park, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Private Client Banker - Biltmore Branch - Phoenix, Az
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Complaints Investigator
Company: Edward Jones |
, statistics, data analytics, or trend reporting. Securities industry experience. Doctor of Jurisprudence (JD). ExperienceLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Financial Advisor - Trustage Wealth Management
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Arizona, USA
| Salary: US$60000 - 100000 per year | Date posted: 02 Jul 2026
Relationship Mgr Ii - Commercial
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Sr. Analyst, Mo Trade Proc Hfs
Company: Northern Trust |
, and custodian banks. 3. Affirmation/Confirmation of equity & fixed income securities in US and International Markets. 4. Manage... the settlement of various securities by liaising with brokers and addressing discrepancies in SSIs and trade details 5Location: Tempe, AZ, USA
| Salary: US$50160 - 75240 per year | Date posted: 02 Jul 2026
Team Leader - Field Supervision Complex Products
Company: Edward Jones |
securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems. LeadershipLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Relationship Mgr Ii - Commercial
Company: BOK Financial |
: Not Available Application Deadline: 07/31/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 01 Jul 2026
Relationship Banker - Mcclintock And Southern Branch - Tempe, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Jul 2026
Corporate Associate Attorney
Company: unknown |
and business entities, securities law, mergers and acquisitions, venture-backed technology companies, and institutional investment... to federal and state securities laws QUALIFICATIONS: Skills and Abilities Proficiency in drafting and negotiating a wideLocation: Scottsdale, AZ, USA
| Salary: US$155000 - 190000 per year | Date posted: 01 Jul 2026
Custody Operations Specialist - Account Opening
Company: U.S. Bank |
. Accountable for setting up securities, general account and asset level maintenance with some level of supervisionLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Jul 2026
Financial Solutions Advisor - Registration Candidate - Sierra Vista Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Sierra Vista, AZ, USA
| Salary: unspecified | Date posted: 30 Jun 2026
Digital Assets & Payments Delivery Lead
Company: Deloitte |
Banking and Capital Markets sector serves universal and regional banks, capital markets and securities firms, and paymentLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 28 Jun 2026
Technical Architect - Banking & Payments
Company: Deloitte |
, capital markets and securities firms, and payment networks with U.S. operations. The team focuses on delivering customerLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 28 Jun 2026
Digital Assets Technical Architect
Company: Deloitte |
Banking and Capital Markets sector serves universal and regional banks, capital markets and securities firms, and paymentLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 28 Jun 2026
Digital Assets And Payments Product Lead
Company: Deloitte |
Banking and Capital Markets sector serves universal and regional banks, capital markets and securities firms, and paymentLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 28 Jun 2026
Structured Finance Associate Attorney
Company: Direct Counsel |
who is interested in sophisticated structured finance transactions, with a focus on commercial mortgage-backed securities... finance transactions involving commercial mortgage-backed securities (CMBS). This role offers the opportunity to workLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Associate Analyst Ii - Investment Risk
Company: Edward Jones |
's investment engine. This group spans asset allocation, portfolio construction and optimization, manager research, securitiesLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Director Of Annuity Solutions - 125-150k Base Plus Bonus
Company: Trajan Wealth |
securities licensing required: Series 65 or Series 66 Active Life & Annuity license required 5+ years of experienceLocation: Scottsdale, AZ, USA
| Salary: US$125000 - 150000 per year | Date posted: 26 Jun 2026
Gfc Investigator (brokerage - Aml)
Company: Bank of America |
investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing..., such as Personal Holding Companies, Retirement and Trust Accounts FINRA Securities Essential Exam/ FINRA Series 7, Series 6Location: Phoenix, AZ, USA
| Salary: US$68500 - 102000 per year | Date posted: 26 Jun 2026
Sales Executive - Loopnet, Phoenix, Az
Company: CoStar Group |
, FinTech, financial securities, business intelligence or data & analytics. * Bachelors degree from an accreditedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Relationship Manager Development Program - Global Commercial Banking (middle Market) Scottsdale, Az
Company: Bank of America |
ability to drive revenue and build client relationships Securities Industry Essentials (SIE), Series 7 and 63 licensesLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Director Of Annuity Solutions - $125-150k Base Salary Plus Bonus
Company: Trajan Wealth |
securities licensing required: Series 65 or Series 66 Active Life & Annuity license required 5+ years of experienceLocation: Scottsdale, AZ, USA
| Salary: US$125000 - 150000 per year | Date posted: 26 Jun 2026
Sales Executive - Loopnet, Phoenix, Az
Company: CoStar Group |
securities, business intelligence or data & analytics. Bachelors degree from an accredited not-for-profit in person UniversityLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Alternative Investment Associate
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Tempe, AZ, USA
| Salary: US$66640 - 78400 per year | Date posted: 25 Jun 2026
White Collar & Investigations Associate Attorney - Phoenix
Company: Direct Counsel |
, regulatory authorities, and complex disputes involving securities, commodities, and financial transactions. Qualifications: 2Location: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 25 Jun 2026
Client Service Account Manager - Vice President
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Analyst, Alt Investments
Company: Northern Trust |
of finance and accounting concepts preferred. Knowledge of securities operations and rules governing security and cash movementLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Area Manager
Company: unknown |
) Corporate Transactions (M&A, private equity, capital markets, securities, and general corporate counselingLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Corporate & Foundations Manager
Company: Food for the Hungry |
to contribute through cash donations, investment securities, real estate, life insurance products, endowments, trusts, or bequestsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 19 Jun 2026
Analyst, Institut Fund Acctg
Company: Northern Trust |
Basic knowledge of accounting, finance and securities, usually obtained through business related coursework and/or priorLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Team Leader - Field Supervision - Annuity
Company: Edward Jones |
and feedback ability What Could Set You Apart: Securities industry or compliance experience Bachelor's degree **CandidatesLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Director Of External Reporting And Technical Accounting
Company: Southwest Accounting Resources, Inc |
, with the U.S. Securities and Exchange Commission (SEC), ensuring compliance with U.S. GAAP, SEC regulations, and internalLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Senior Trust Officer
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Senior Trust Officer
Company: BOK Financial |
: Not Available Application Deadline: 07/09/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 15 Jun 2026
Loan Coordination Specialist Iii (cre Closing Or Cre Draw Administration Experience Preferred)
Company: BOK Financial |
includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFundLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 12 Jun 2026
Emerging Affluent California Region Leader
Company: U.S. Bank |
-Thorough knowledge of securities markets and investment products -Excellent interpersonal, verbal and written communicationLocation: Tempe, AZ, USA
| Salary: US$143905 - 169300 per year | Date posted: 12 Jun 2026
Financial Services Representative
Company: Touchstone Wealth |
Securities licenses preferred but not required (SIE, Series 7 and 66) #LI-TW1Location: Scottsdale, AZ, USA
| Salary: US$75000 - 150000 per year | Date posted: 11 Jun 2026
Corporate Associate Attorney – Securities/capital Markets
Company: Direct Counsel |
Corporate Associate Attorney Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney...-profile securities and capital markets transactions with a nationally recognized team. Key Responsibilities: Advise publicLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Commercial Contracts Manager
Company: PCL Construction |
securities are being met to satisfy contract and corporate requirements as necessary as outlined in the Mandatory Project... exposure. Basic knowledge of bid and contract securities and insurance. Basic knowledge and involvement in the bid and RFPLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Manager Finance & Cml Risk
Company: PCL Construction |
other stakeholders as required. Evaluates, coordinates, and ensures insurance, bonding, and other performance securities are being... securities and insurance as they relate to risk management, claims management, pricing, and accounting. Advanced riskLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 09 Jun 2026
Manager Finance & Cml Risk
Company: PCL Construction |
other stakeholders as required. Evaluates, coordinates, and ensures insurance, bonding, and other performance securities are being... securities and insurance as they relate to risk management, claims management, pricing, and accounting. Advanced riskLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 09 Jun 2026
Commercial Contracts Manager
Company: PCL Construction |
securities are being met to satisfy contract and corporate requirements as necessary as outlined in the Mandatory Project... exposure. Basic knowledge of bid and contract securities and insurance. Basic knowledge and involvement in the bid and RFPLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gilbert, AZ, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Senior Business Associate – Retirement Plan Specialist
Company: Royal Bank of Canada |
. Conduct a variety of quantitative and qualitative analyses on individual or classes of equity securities. Independently