Securities jobs in arizona state USA
118 securities jobs found in arizona state: showing 1 - 50
Defense Litigation Paralegal In Phoenix, Az
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Phoenix, AZ, USA
| Salary: US$165000 - 225000 per year | Date posted: 04 Oct 2026
Loan Origination Manager Ii
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Registered Client Service Associate
Company: Ameriprise Financial |
Required. Series 7 or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtainLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Senior Complex Product Supervision Principal
Company: LPL Financial |
, annuities, general securities, alternative investments, and other financial products Knowledge of FINRA, SEC, and State rulesLocation: Tempe, AZ, USA
| Salary: US$74057 - 123497 per year | Date posted: 02 Oct 2026
Relationship Banker - Tucson East Market - Tucson, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Tucson, AZ, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Relationship Banker, East Valley/gilbert, Az, Warner & Lindsay Branch
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Gilbert, AZ, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Client Service Associate
Company: Edelman Financial Engines |
Bachelor's degree or equivalent experience preferred Good understanding of finance and investment markets/securities CriticalLocation: Phoenix, AZ, USA
| Salary: US$48900 - 65200 per year | Date posted: 02 Oct 2026
Security Engineer Iv - Api/cloud Security
Company: Edward Jones |
forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conductsLocation: Tempe, AZ, USA
| Salary: US$101700 - 173200 per year | Date posted: 02 Oct 2026
Senior Security Engineer - Non-human Identity
Company: Edward Jones |
forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conductsLocation: Tempe, AZ, USA
| Salary: US$101700 - 173200 per year | Date posted: 02 Oct 2026
Cybersecurity Solutions Engineer - Threat Vulnerability Engineering
Company: Edward Jones |
forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conductsLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Payments Sales Associate
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Associate Digital Sales Representative Iii
Company: ADP |
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities IndustryLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Relationship Banker, East Valley/gilbert, Az, Warner & Lindsay Branch
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Gilbert, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Senior Team Leader - Annuity Supervision
Company: Edward Jones |
securities product knowledge as well as knowledge of industry regulations, firm policies, and supervisory systems. LeadershipLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Paralegal
Company: Western Alliance Bank |
responsibility for this role will be within corporate governance and corporate records, securities, entity management, securedLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Senior Team Leader - Estate Solutions
Company: Edward Jones |
products, and processing of cash, securities and accounts. Nice to have, in-depth knowledge of one or more of the majorLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Senior Data Engineer (aws, Fivetran, Dbt, Snowflake)
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Snowflake, AZ, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Relationship Banker, East Valley/mesa, Az, Gilbert & Mckellips Branch
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Relationship Banker - Bullhead City, Arizona
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Bullhead City, AZ, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Personal Banker
Company: BOK Financial |
: Not Available Application Deadline: 10/29/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Relationship Banker - Bullhead City, Arizona
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Bullhead City, AZ, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Relationship Banker, East Valley/mesa, Az, Gilbert & Mckellips Branch
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Relationship Banker - Prescott - Prescott, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Prescott, AZ, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 29 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate- San Tan Valley, Az
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Arizona, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Credit Products Underwriter Iii - Cre Banking
Company: BOK Financial |
: Not Available Application Deadline: 10/24/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 28 Sep 2026
2027 Financial Advisor Development Program - Summer Analyst Opportunity (oh, Tx, Az)
Company: JPMorgan Chase |
industry training Receive dedicated time to study for and take the FINRA Securities Industry Essentials (SIE) examLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 27 Sep 2026
Relationship Banker - West Sedona - Sedona, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Sedona, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fountain Hills, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fountain Hills, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Relationship Banker - Sun City Bell Branch - Sun City, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Sun City, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Scottsdale, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Relationship Banker - Sun City Bell Branch - Sun City, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Sun City, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Professional Liability Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professionalLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Relationship Banker - West Sedona - Sedona, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Sedona, AZ, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Registered Associate Ii
Company: Northern Trust |
to others in straightforward situations. Experience : A College or University degree is preferred. FINRA Securities Industry Essentials ExamLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Operations Specialist
Company: Yoh |
. Reconcile, report, process and validate cash and securities transactions. Research and resolve discrepancies between DTCCLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Remote Tax Manager
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in theLocation: Phoenix, AZ, USA
| Salary: US$100000 - 160000 per year | Date posted: 23 Sep 2026
Internal Business Associate
Company: Manulife |
to how a sales desk operates day to day. Within your first 120 days, youll complete the Securities Industry Essentials..., or similar program is helpful. Completion of Securities Industry Essentials (SIE) exam preferred. Completion of Series 7Location: Tempe, AZ, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Internal Business Associate
Company: Manulife |
to how a sales desk operates day to day. Within your first 120 days, youll complete the Securities Industry Essentials..., or similar program is helpful. Completion of Securities Industry Essentials (SIE) exam preferred. Completion of Series 7Location: Tempe, AZ, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Gold Relationship Manager
Company: AssetMark |
required Preferred Qualifications: SIE Series 6 or 7 securities license Outstanding Customer Focus constantly looking to provideLocation: Phoenix, AZ, USA
| Salary: US$65000 - 75000 per year | Date posted: 22 Sep 2026
Mutual Fund Accounting Operations Specialist (corporate Actions)
Company: U.S. Bank |
organization. Ideal Candidate Qualifications Experience in fund accounting, custody operations, securities operationsLocation: Tempe, AZ, USA
| Salary: US$60435 - 71100 per year | Date posted: 22 Sep 2026
Sr. Ops Margin Specialist
Company: LPL Financial |
with Microsoft Excel and Access. FINRA Securities Industry Essentials (SIE) certification, Series 7 or 99. #LPL-H1 Pay RangeLocation: Tempe, AZ, USA
| Salary: US$17.23 - 28.72 per hour | Date posted: 22 Sep 2026
Client Service Consultant
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Private Client Banker - Scottsdale Market, Phoenix, Az
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Client Service Consultant
Company: BOK Financial |
: Not Available Application Deadline: 10/17/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 21 Sep 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 21 Sep 2026
Reporting Analyst
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 20 Sep 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 18 Sep 2026
Registered Branch Associate - Oro Valley, Az
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Oro Valley, AZ, USA
| Salary: unspecified | Date posted: 18 Sep 2026
Financial Solutions Advisor - Registration Candidate - Tucson Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain