Securities jobs in arizona state USA
222 securities jobs found in arizona state: showing 1 - 50
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: Phoenix, AZ, USA
| Salary: US$50 per hour | Date posted: 05 Jun 2026
J.p. Morgan Wealth Management - Vice President Central Supervisory Manager - Tempe, Az, Columbus, Oh, Plano And/or San Antonio, Tx
Company: JPMorgan Chase |
time management Required Qualifications, Capabilities, and Skills Minimum 7 years of experience in the securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Relationship Banker - Mcclintock And Southern Branch - Tempe, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Professional Liability Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professionalLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Credit Support Analyst
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: Phoenix, AZ, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meetLocation: Phoenix, AZ, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Financial Solutions Advisor Registration Candidate- Valley Crest Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Glendale, AZ, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 03 Jun 2026
Corporate & Entity Management Specialist
Company: Public Storage |
needs. You will report to the Associate General Counsel - Corporate and Securities and will work collaborativelyLocation: Glendale, AZ, USA
| Salary: US$105000 - 130000 per year | Date posted: 03 Jun 2026
Financial Risk Data Governance & Controls, Analyst
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Tempe, AZ, USA
| Salary: US$78000 - 106000 per year | Date posted: 03 Jun 2026
Gfc Investigator (brokerage - Aml)
Company: Bank of America |
investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing..., such as Personal Holding Companies, Retirement and Trust Accounts FINRA Securities Essential Exam/ FINRA Series 7, Series 6Location: Phoenix, AZ, USA
| Salary: US$68500 - 100000 per year | Date posted: 03 Jun 2026
Relationship Banker - Point 22 And Signal Butte Branch - Mesa, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Associate Analyst Ii - Investment Risk
Company: Edward Jones |
's investment engine. This group spans asset allocation, portfolio construction and optimization, manager research, securitiesLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Client Support Specialist - Greater Phoenix, Az Area (remote)
Company: Fidelity Investments |
Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Advisor - Trustage Wealth Management
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Arizona, USA
| Salary: US$50000 - 70000 per year | Date posted: 02 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: Phoenix, AZ, USA
| Salary: US$175000 - 225000 per year | Date posted: 02 Jun 2026
Relationship Banker - Point 22 And Signal Butte Branch - Mesa, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Mesa, AZ, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: Scottsdale, AZ, USA
| Salary: US$175000 - 225000 per year | Date posted: 02 Jun 2026
General Counsel/chief Compliance Officer $280k-$375k Base Plus Bonus
Company: Trajan Wealth |
securities laws, the Investment Advisers Act of 1940, ERISA, and applicable FINRA/SEC rules and guidance to all business units... expertise in the Investment Advisers Act of 1940, securities law, fiduciary standards, ERISA, and applicable state investmentLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 01 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Litchfield Park/buckeye, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Litchfield Park, AZ, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Sr. Snowflake Engineer & Developer, Security Data Platform
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Snowflake, AZ, USA
| Salary: unspecified | Date posted: 31 May 2026
Remote Litigator For Ai Model Training
Company: SaidGig |
areas: Commercial or complex-commercial litigation Securities, consumer-class, or antitrust litigation Intellectual PropertyLocation: Phoenix, AZ, USA
| Salary: US$2150 per year | Date posted: 30 May 2026
Associate Digital Sales Representative Iii
Company: ADP |
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities IndustryLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 30 May 2026
Relationship Banker - Payson Branch - Payson, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Payson, AZ, USA
| Salary: unspecified | Date posted: 30 May 2026
Transactions Specialist Iv
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Cottonwood/sedona, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Cottonwood, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Vice President - Supervisory Manager - Tempe, Az
Company: JPMorgan Chase |
expertise in securities rules and regulations through knowledge acquisition, research, and training. Implement account reviews... in a principal capacity and 2 years of experience within the securities investment industry supervision, compliance, or risk capacityLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
Senior Sec Financial Reporting Analyst
Company: Cable One |
Financial Reporting Analyst engages in the preparation of both verbiage and figures for various Securities and ExchangeLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Tucson, Az (broadway And Country Club)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Tucson, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Phoenix, Az (biltmore)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Phoenix, Az (central Phoenix)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Market Director Of Wealth - Western Az
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Scottsdale, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Phoenix, Az (arcadia)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
Private Client Banker - Combs And Gantzel Branch - San Tan Valley, Az
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Arizona, USA
| Salary: unspecified | Date posted: 29 May 2026
Financial Solutions Advisor - Registration Candidate - West Phoenix Area
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
Loan Servicing Specialist Iv
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 29 May 2026
Field Supervision Director - Client Protection
Company: Edward Jones |
client protection in the community such as Adult Protective Services (APS), State Securities Regulators, and Law EnforcementLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 28 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Scottsdale, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Scottsdale, AZ, USA
| Salary: unspecified | Date posted: 28 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fountain Hills, Az
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fountain Hills, AZ, USA
| Salary: unspecified | Date posted: 28 May 2026
Rep, Cs Invest Ops
Company: Northern Trust |
securities industry knowledge is preferred Analytical and problem-solving skills are required. Organizational skillsLocation: Tempe, AZ, USA
| Salary: US$41040 - 61560 per year | Date posted: 28 May 2026
Financial Analyst Financial Accounting
Company: Republic Services |
, and other financial information to be filed with, or furnished, to the Securities and Exchange Commission (SEC), such as 10-Ks, 10-Qs, 8Location: Phoenix, AZ, USA
| Salary: unspecified | Date posted: 28 May 2026
Financial Advisor - Flagstaff, Az - Market 03, Region 054
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Flagstaff, AZ, USA
| Salary: US$45000 - 100000 per year | Date posted: 28 May 2026
Investment Portfolio Analyst
Company: Columbia Bank |
Banks investment securities portfolio (primarily fixed income securities) under the direction of the Investment Portfolio..., Finance, Economics, or related field (required) 2 years Experience in bank treasury / investment securities portfolioLocation: Deer Valley, UT - Phoenix, AZ, USA
| Salary: US$68000 - 100000 per year | Date posted: 27 May 2026
Relationship Banker - Southwest Valley - Tolleson, Az
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Tolleson, AZ, USA
| Salary: unspecified | Date posted: 27 May 2026
Relationship Banker - Southwest Valley - Tolleson, Az
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Tolleson, AZ, USA
| Salary: unspecified | Date posted: 27 May 2026
Fund Administration Analyst - Proprietary Funds
Company: Edward Jones |
Working knowledge, understanding and experience with the Investment Company Act of 1940, as amended, Securities and Exchange... Act of 1933, Securities Exchange Act of 1934 and GAAP guidance for investment companies. Drive continuous improvementLocation: Saint Louis, MO - Tempe, AZ, USA
| Salary: unspecified | Date posted: 27 May 2026
Financial Advisor - Edward Jones Connection
Company: Edward Jones |
's degree in a business-related field is preferred Ability to understand information about various securities as well... with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Tempe, AZ, USA
| Salary: unspecified | Date posted: 27 May 2026
Risk Data And Reporting, Avp
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tempe, AZ, USA
| Salary: US$87000 - 147000 per year | Date posted: 27 May 2026
Corporate Transactional Securities Associate
Company: Direct Counsel |
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional matters