Securities jobs in rhode island state USA
18 securities jobs found in rhode island state: showing 1 - 18
Csi Investment Assistant Ii - Johnston, Ri
Company: Citizens Bank |
about a career in Wealth Management, Citizens Securities, Inc. is hiring for the Investment Assistant II role. Citizens Securities... and preparation, and audit preparation while adhering to all FINRA, CCOIS, CFG and state securities regulations on a daily basisLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Fast Track Insurance Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Life Insurance Sales Agent
Company: New York Life |
Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A LicensedLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Providence, RI, USA
| Salary: US$61000 per year | Date posted: 08 Jun 2026
Branch Manager, Ameriprise Financial Advisors - Providence, Ri
Company: Ameriprise Financial |
or ability to obtain in 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 daysLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 May 2026
Financial Customer Associate - Fidelity Investments
Company: SkillsRI |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Smithfield, RI, USA
| Salary: US$45000 per year | Date posted: 21 May 2026
Senior Financial Advisor – Experienced Professionals
Company: First Command Financial Services |
Services, Inc., First Command Insurance Services, Inc. and First Command Bank. Securities products and brokerage services... products and services offered in the United States may not be available through First Command Europe Ltd. SIPC - SecuritiesLocation: Newport, RI, USA
| Salary: unspecified | Date posted: 06 May 2026
Financial Customer Associate - Fidelity Investments
Company: Skills for Rhode Island’s Future |
s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the... Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financialLocation: Smithfield, RI, USA
| Salary: unspecified | Date posted: 06 May 2026
Investment Consultant Ii - Merrill Premium
Company: Bank of America |
inquiries Accurately execute and confirm trade orders as well as a variety of securities transactions initiated by selfLocation: East Providence, RI, USA
| Salary: US$26.44 - 36.06 per hour | Date posted: 05 May 2026
Private Client Relationship Manager
Company: Citizens Bank |
and balances through mortgages, home equity lines, and securities-based lending. Client satisfaction survey resultsLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Senior Auditor - Wealth
Company: Citizens Bank |
to the Wealth Management and Private Bank businesses, including investment and broker-dealer audits of Citizens SecuritiesLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: North Smithfield, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Johnston, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Lincoln, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Cumberland, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Pawtucket, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Central Falls, RI, USA
| Salary: US$80000 - 153000 per year | Date posted: 02 Apr 2026
Digital Assets Risk Manager - Crypto & Blockchain
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related