Securities jobs in rhode island state USA
10 securities jobs found in rhode island state: showing 1 - 10
Financial Advisor - Providence, Ri
Company: Thrivent |
and securities registration and/or insurance licensing verification, if applicable. Compensation and Benefits Youll get all the... name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 14 Feb 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Providence, RI, USA
| Salary: $61000 per year | Date posted: 10 Feb 2025
Client Service Associate - Nr
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 10 Feb 2025
Financial Advisor - Riverside, Ri - Market 13, Region 091
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: East Providence, RI, USA
| Salary: $45000 - 100000 per year | Date posted: 07 Feb 2025
Csi Investment Assistant Ii
Company: Citizens Bank |
Job Description: If you're passionate about a career in Wealth Management, Citizens Securities, Inc. is hiring... for the Investment Assistant II role. Citizens Securities, Inc. is a high-quality investment services provider, focused...Location: Johnston, RI, USA
| Salary: unspecified | Date posted: 30 Jan 2025
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Bristol, RI, USA
| Salary: $45000 - 100000 per year | Date posted: 19 Jan 2025
Assistant General Counsel - Securities & Governance
Company: IGT |
and Securities law. Duties include primary responsibility for advising Company management regarding U.S. securities laws and NYSE... listing standards and supporting corporate governance matters. The Assistant General Counsel, U.S. Governance and Securities...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 14 Jan 2025
Counsel - Corporate And Strategic Transactions
Company: United Natural Foods |
commercial/vendor agreements supporting UNFI's business operations, as well as assisting with securities and corporate governance... agreement templates across the organization 50% Assist with securities and corporate governance matters, including '33 Act...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Branch Manager
Company: Ameriprise Financial |
or ability to obtain without 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days...Location: Providence, RI, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Manager Of External Reporting
Company: Bally's Corporation |
as others as required to be filed with the Securities Exchange Commission (SEC). Collaborate with business partners throughout the SEC filing process...