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Securities jobs in rhode island state USA

6 securities jobs found in rhode island state: showing 1 - 6

Financial Service Professional
Company: New York Life |

Location: Providence, RI, USA

| Salary: unspecified | Date posted: 14 Jul 2026
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC
Fast Track Insurance Partner
Company: New York Life |

Location: Providence, RI, USA

| Salary: unspecified | Date posted: 14 Jul 2026
are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle... Strategies LLC, a Registered Investment Advisor. NYLIFE Securities and Eagle Strategies are New York Life companies. 1- New
Financial Advisor
Company: Northwestern Mutual |

Location: Providence, RI, USA

| Salary: US$61000 per year | Date posted: 10 Jul 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Registered Client Associate
Company: Royal Bank of Canada |

Location: Providence, RI, USA

| Salary: US$45000 per year | Date posted: 27 Jun 2026
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH
Branch Manager, Ameriprise Financial Advisors - Providence, Ri
Company: Ameriprise Financial |

Location: Providence, RI, USA

| Salary: unspecified | Date posted: 29 May 2026
or ability to obtain in 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days
Senior Financial Advisor – Experienced Professionals
Company: First Command Financial Services |

Location: Newport, RI, USA

| Salary: unspecified | Date posted: 06 May 2026
Services, Inc., First Command Insurance Services, Inc. and First Command Bank. Securities products and brokerage services... products and services offered in the United States may not be available through First Command Europe Ltd. SIPC - Securities