Securities jobs in rhode island state USA
18 securities jobs found in rhode island state: showing 1 - 18
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Middletown, RI, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Middletown, RI, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Providence, RI, USA
| Salary: US$61000 per year | Date posted: 07 Aug 2026
Financial Customer Associate - Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Customer Associate - Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Lincoln, RI, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Customer Associate - Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Cumberland, RI, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Customer Associate - Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Pawtucket, RI, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Pawtucket, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Central Falls, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: North Providence, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Cranston, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Johnston, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Woonsocket, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Bilingual- Smithfield
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Cumberland, RI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Private Client Banker- Warwick, Ri
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Warwick, RI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Fast Track Insurance Partner
Company: New York Life |
are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle... Strategies LLC, a Registered Investment Advisor. NYLIFE Securities and Eagle Strategies are New York Life companies. 1- NewLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 14 Jul 2026
Financial Service Professional
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Providence, RI, USA
| Salary: unspecified | Date posted: 14 Jul 2026
Registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH