Securities jobs in utah state USA
61 securities jobs found in utah state: showing 1 - 50
Client Service Manager
Company: Merit Financial Advisors |
working on Fidelity or Schwab platforms (preferred) Excellent knowledge of the securities industrys rules & regulationsLocation: Utah, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Uhnw Lending Portfolio Management - Liquid Products (sbl) - Assistant Vice President
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities... and concentrated Securities Based Loans (SBL) and Cash Surrender Value of Life Insurance policies (Life Insurance Loans). The AssetLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Associate Director Of Development/director Of Development - College Of Business
Company: Utah State University |
, securities, planned gifts, and real propertyto develop tailored proposals. Data-Driven Strategy Work closelyLocation: Logan, UT, USA
| Salary: unspecified | Date posted: 21 Jun 2026
Paralegal
Company: Strong & Hanni |
and personal legal services including commercial litigation, corporate and commercial representation, general business, securitiesLocation: Salt Lake City, UT, USA
| Salary: US$55000 - 80000 per year | Date posted: 20 Jun 2026
Associate Director Of Development/director Of Development - College Of Business
Company: Utah State University |
, securities, planned gifts, and real propertyto develop tailored proposals. Data-Driven Strategy Work closelyLocation: Logan, UT, USA
| Salary: unspecified | Date posted: 20 Jun 2026
Business Solutions Representative, Associate/avp
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities..., restricted/control securities, SEC EDGAR requirements, and Morgan Stanleys legal/compliance affiliate trading policiesLocation: Sandy, UT, USA
| Salary: unspecified | Date posted: 19 Jun 2026
Global Banking & Markets, Prime Brokerage, New Business Group, Associate - Salt Lake City
Company: Goldman Sachs |
, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securitiesLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 19 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Provo, UT, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Litigation Attorney
Company: Strong & Hanni |
litigation, corporate and commercial representation, general business, securities, tax, employment law, construction lawLocation: Sandy, UT, USA
| Salary: US$120000 - 160000 per year | Date posted: 16 Jun 2026
Paralegal
Company: Strong & Hanni |
services including commercial litigation, corporate and commercial representation, general business, securities, taxLocation: Sandy, UT, USA
| Salary: US$55000 - 80000 per year | Date posted: 16 Jun 2026
Legal Administrative Assistant
Company: Strong & Hanni |
services including commercial litigation, corporate and commercial representation, general business, securities, taxLocation: Sandy, UT, USA
| Salary: US$45000 - 60000 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Orem, Ut
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Orem, UT, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Controllers, Legal Entity Controllers (financial Accounting), Associate
Company: Goldman Sachs |
banking, securities and investment management firm. Headquartered in New York, we maintain offices around the worldLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Provo, UT, USA
| Salary: US$61000 per year | Date posted: 13 Jun 2026
Project Manager - Water Infrastructure
Company: unknown |
: Heavy emphasis on corporate transactions, general corporate matters and non-public securities offerings. Regular client... agreement, and general commercial documents. Structuring private funds and non-public company securities offeringsLocation: Orem, UT, USA
| Salary: US$80000 - 140000 per year | Date posted: 12 Jun 2026
Marcus By Goldman Sachs, Back Office Fulfillment Specialist | Draper, Ut
Company: Goldman Sachs |
global investment banking, securities and investment management firm. Headquartered in New York, we maintain officesLocation: Draper, UT, USA
| Salary: unspecified | Date posted: 12 Jun 2026
Sr. Relationship Manager - Global Commercial Banking – Transformative Healthcare (salt Lake City)
Company: Bank of America |
problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of startLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Relationship Banker - Orem - Orem, Ut - Ut Salt Lake South
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Orem, UT, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Controllers- Salt Lake City- Associate, Product Controllers
Company: Goldman Sachs |
: utilizing specific product knowledge of bonds, debt securities, repurchase agreements and interest rate swap derivativesLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Financial Advisor - Salt Lake City
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Corporate Treasury, Associate, Software Engineering, Slc
Company: Goldman Sachs |
that validate 1 million daily over-the-counter trades in real time and assess $3 billion worth of loans and securities to aggregateLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Farmington, UT, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Utah, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Logan, UT, USA
| Salary: US$61000 per year | Date posted: 08 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Orem, Ut
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Orem, UT, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Compliance - Salt Lake City - Associate, Control Room
Company: Goldman Sachs |
regulatory frameworks, including knowledge of securities regulations, compliance protocols, and industry best practicesLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Global Banking & Markets Public, Goldman Sachs Select – Banking And Lending Onboarding Specialist, Analyst, Salt Lake City
Company: Goldman Sachs |
and deposit products, including securities-based loans, refinances, and savings accounts. This role is central to delivering... securities-based loans and set up of GS Select savings accounts, ensuring timely and accurate processing across workflowsLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Compliance, Control Room, Associate, Salt Lake City
Company: Goldman Sachs |
and/or securities regulation and rules Excellent verbal and written communication skills Proactive and willing to take on issues..., we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain officesLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Risk, Credit Risk (financial Institutions), Vice President, Salt Lake City Or Dallas
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Registered Client Service Associate - Ameriprise Financial Advisors - Midvale, Ut
Company: Ameriprise Financial |
or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 daysLocation: Midvale, UT, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Trade Operations Analyst (entry-level)
Company: PrincePerelson |
operations team supporting the settlement and processing of securities transactions. This is an excellent opportunity... processes. What You'll Be Doing Support the settlement and processing of securities transactions across various assetLocation: Salt Lake City, UT, USA
| Salary: US$47000 - 56000 per year | Date posted: 02 Jun 2026
Marcus By Goldman Sachs, Tier Ii Specialist| Draper, Ut
Company: Goldman Sachs |
global investment banking, securities and investment management firm. Headquartered in New York, we maintain officesLocation: Draper, UT, USA
| Salary: unspecified | Date posted: 29 May 2026
Marcus By Goldman Sachs, Tier I Specialist| Draper, Ut
Company: Goldman Sachs |
, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain officesLocation: Draper, UT, USA
| Salary: unspecified | Date posted: 28 May 2026
Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securitiesLocation: Sandy, UT, USA
| Salary: unspecified | Date posted: 28 May 2026
Compliance | Analyst | Salt Lake City
Company: Goldman Sachs |
banking, securities, and other financial services regulators with regard to compliance testing. CTG conducts independent... banking, securities and investment management firm. Headquartered in New York, we maintain offices around the worldLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 23 May 2026
Corporate Transactional Securities Associate
Company: Direct Counsel |
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional mattersLocation: Salt Lake City, UT, USA
| Salary: US$170000 - 230000 per year | Date posted: 23 May 2026
Compliance, E-communications, Associate / Vice President, Salt Lake City
Company: Goldman Sachs |
firm providing investment banking, securities and investment management services to a substantial and diversified client... & regulations governing the securities and banking industries, as well as internal firm policy. The Communications Compliance teamLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 22 May 2026
Client Beneficiary Services Associate
Company: Morgan Stanley |
ability to remain focused to meet or exceed production goals Complete understanding of the securities industry and a thoroughLocation: Sandy, UT, USA
| Salary: unspecified | Date posted: 19 May 2026
Governance And Controls Vice President
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securitiesLocation: Utah, USA
| Salary: unspecified | Date posted: 14 May 2026
Wealth Management-policy & Quality Assurance-salt Lake City-associate
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 13 May 2026
Senior Software Engineer, Global Banking & Markets, Post Trade Engineering
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 12 May 2026
Data Solutions Consultant
Company: Addepar |
products and securities modeling Solution-oriented mentality and passion for problem-solving Excellent communicationLocation: Salt Lake City, UT, USA
| Salary: US$74000 - 93000 per year | Date posted: 12 May 2026
Stock Plan Support Specialist
Company: Ensign Group |
- Stock and Benefits Administrator. Job Duties and Responsibilities: Manage equity grant process and required securities... periods. Coordinate and support of any SEC reporting under Section 16 to the Securities Exchange Act of 1934 and Form 3, 4Location: Salt Lake City, UT, USA
| Salary: US$70000 - 95000 per year | Date posted: 07 May 2026
Remote Assumptions Mortgage Loan Consultant [utah License Required]
Company: RoundPoint Mortgage Servicing Corporation |
interest rate and prepayment risk to invest in our Agency residential mortgage-backed securities (RMBS) and mortgage servicingLocation: Utah, USA
| Salary: unspecified | Date posted: 04 May 2026
Private Banking Relationship Manager: Salt Lake City, Ut
Company: Zions Bank |
will be required to pass the Securities Industry Essentials (SIE), Series 7, Series 66, and State Life Health licensure exams within 180 daysLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 01 May 2026
Investment Compliance Officer - Market, Liquidity & Wealth Risk Management - Salt Lake City, Houston Or Charlotte
Company: Zions Bank |
regulatory compliance, risk management, securities industry, broker-dealer or directly related field. A combination of education... required FINRA licenses within 12 months of employment. Experience with institutional trading, securities underwritingLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 01 May 2026
Etf & 1940 Act Registered Funds Compliance Officer - Vice President
Company: iCapital |
landscape Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment... Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRALocation: Salt Lake City, UT, USA
| Salary: US$125000 - 155000 per year | Date posted: 01 May 2026
Global Banking & Markets, Gs Select, Transition Associate, Salt Lake City
Company: Goldman Sachs |
role within the firm's growing 3rd Party Wealth securities-based lines of credit (LOC) business. This position... and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investmentLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Global Banking & Markets, Gs Select, Transition Vice President, Salt Lake City
Company: Goldman Sachs |
is a critical role within the firm's growing 3rd Party Wealth securities-based lines of credit (LOC) business. This position... we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firmLocation: Salt Lake City, UT, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Central Review Unit Risk Officer - Wealth Management Client Segment
Company: Morgan Stanley |
, securities, and wealth management products, with the ability to assess risk across complex scenarios Demonstrated aptitude