Securities jobs in USA
7,676 securities jobs found: showing 51 - 100
Statutory Reporting Lead Finance Analyst
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Omaha, NE, USA
| Salary: unspecified | Date posted: 24 Jun 2026
External Wholesaler, Annuity Distribution
Company: MassMutual |
or 7 at time of application. State Securities License Series 63 license at time of application. High School DiplomaLocation: USA, USA
| Salary: US$65000 - 100000 per year | Date posted: 24 Jun 2026
Attorney
Company: State of Oklahoma |
Job Posting Title Attorney Agency 630 DEPARTMENT OF SECURITIES Supervisory Organization Investigation... Division Investor protection through the administration and enforcement of Oklahoma securities laws. The OklahomaLocation: Oklahoma County, OK, USA
| Salary: US$95000 - 160000 per year | Date posted: 24 Jun 2026
Vice President, Associate General Counsel
Company: The New York Times |
that it's worth paying for. We are seeking an experienced corporate and securities counsel to join the legal team of The New... of Directors, lead the in-house corporate and securities team, and oversee securities matters, public company governance, executiveLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Analyst, Investment Banking - Financial Institutions Real Estate (fire)
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... relentless, customized service is the foundation of our consistent growth. Wedbush Securities is seeking candidatesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Junior Trader, Money Markets
Company: Janus Henderson Investors |
Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirementsLocation: Denver, CO, USA
| Salary: US$110000 - 125000 per year | Date posted: 24 Jun 2026
Cib Managing Director - Loan Capital Markets
Company: Fifth Third Bank |
and institutional investors Securities Industry Essentials (SIE), Series 79, and Series 63 licenses required; Series 24 (SupervisorLocation: New York, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Avp Middle Office Manager
Company: Benefitfocus |
. Minimum Knowledge and Experience Experience: 7+ years in securities operations, middle office, or related rolesLocation: Atlanta, GA, USA
| Salary: US$115000 - 135000 per year | Date posted: 24 Jun 2026
Managing Director, Investment Banking Corporate Finance
Company: Fifth Third Bank |
Bank Winning new bank and Fifth Third Securities relationships in the middle market Enhancing and deepening existing Fifth.... Strong collaboration and leadership skills. MBA or the functional equivalent. Ability to travel 1-2 weeks per month Securities IndustryLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Advisory & Data Analytics - Business Solutions Group (bsg) - Associate/vice President
Company: Morgan Stanley |
Overview The Business Solutions Group (BSG) team sits within Morgan Stanleys Institutional Securities Group (ISGLocation: New York City, NY, USA
| Salary: US$150000 - 250000 per year | Date posted: 24 Jun 2026
Wealth Advisor
Company: SWBC |
, applying knowledge of securities, investment plans, insurance solutions, market conditions, regulations, and financial... situation of clients. Provides consultation and recommendations to new and existing on the purchase or sale of securitiesLocation: San Antonio, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Corporate Strategic Planning, Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: New York City, NY, USA
| Salary: US$121000 - 180000 per year | Date posted: 24 Jun 2026
Customer Support Analyst
Company: West 4th Strategy |
Help Desk Tier I ROLE We need an experienced Help Desk Analyst at the U.S. Securities and Exchange Commission... to obtain SEC public trust CLIENT Securities and Exchange Commission (SEC), Disclosure Review Program (DRP) WORK HOURSLocation: Washington DC, USA
| Salary: US$70000 - 90000 per year | Date posted: 24 Jun 2026
Project Manager I- Change & Strategy
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Support Engineer
Company: West 4th Strategy |
Support Engineer at the U.S. Securities and Exchange Commission (SEC). The SEC's Division of Corporation Finance reviews... is required. Dual citizenship is not permitted on this contract. Ability to obtain SEC public trust CLIENT Securities and ExchangeLocation: Washington DC, USA
| Salary: US$90000 - 110000 per year | Date posted: 24 Jun 2026
Senior Manager, Premier Relationship Management
Company: Morgan Stanley |
instincts and follow-through Strong understanding of the securities industry and operational/risk discipline WHAT YOU CANLocation: Gilbert, AZ, USA
| Salary: unspecified | Date posted: 24 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Wheaton, Il
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Wheaton, IL, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Atlanta, GA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Reconciliation Implementation Analyst
Company: Clearwater Analytics |
: Finance and/or accounting experience Knowledge of GAAP and/or fixed income investments Securities or financial marketsLocation: Boise, ID, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Client Operations Associate I
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Ai Finops & Governance Lead
Company: Bayview Asset Management |
focused on investments in mortgage and consumer credit, including whole loans, asset-backed securities, mortgage servicingLocation: Denver, CO - Coral Gables, FL, USA
| Salary: US$120000 per year | Date posted: 24 Jun 2026
Svp, Associate General Counsel – Broker-dealer Regulatory Compliance
Company: LPL Financial |
of federal securities laws, the rulemaking process, regulatory notices, interpretive guidance, and agency interpretationsLocation: New York, USA
| Salary: unspecified | Date posted: 24 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - San Antonio, Tx
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: San Antonio, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Ponte Vedra Beach, FL, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Client Service Associate - Non-registered
Company: Stifel |
investment brokerage industry and securities regulations with basic knowledge of investment products. Able to organizeLocation: Fort Worth, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Investment Banking Vice President - Consumer (beauty, Personal Care & Wellness)
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: USA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Relationship Banker - Brooklyn West, Ny
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Technical Program Manager - Corporate Communications
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Chicago, IL, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Ai Enablement Consultant
Company: Bayview Asset Management |
focused on investments in mortgage and consumer credit, including whole loans, asset-backed securities, mortgage servicingLocation: Coral Gables, FL - New York City, NY, USA
| Salary: US$120000 - 140000 per year | Date posted: 24 Jun 2026
Relationship Banker - Judson Branch - Longview, Tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Longview, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Associate General Counsel, Reinsurance
Company: Oliver James Associates |
, and insurance-linked securities (ILS), advising on structure, documentation, and offshore risk transfer frameworks. BuildLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 24 Jun 2026
International Lending Transactor- Assistant Vice President
Company: Morgan Stanley |
Morgan Stanley is a global financial services leader with three core businesses Institutional Securities Group... for advising on large and complex securities-based lending transactions in the Private Bank Group. The ILT will collaborate closelyLocation: New York City, NY, USA
| Salary: US$85000 - 140000 per year | Date posted: 24 Jun 2026
Support Engineer
Company: West 4th Strategy |
Support Engineer ROLE We need an experienced Support Engineer at the U.S. Securities and Exchange Commission (SEC... is not permitted on this contract. Ability to obtain SEC public trust CLIENT Securities and Exchange Commission (SEC), DisclosureLocation: Washington DC, USA
| Salary: US$90000 - 110000 per year | Date posted: 24 Jun 2026
Experienced Advisor Recruiting - Sourcing Specialist
Company: Ameriprise Financial |
advancement, and opportunity to obtain your securities licenses - all designed to support your long-term success and professionalLocation: Minneapolis, MN, USA
| Salary: US$58300 - 80100 per year | Date posted: 24 Jun 2026
Finance Analyst
Company: Artech Information Systems |
Management Analyst with expertise in credit underwriting, loan documentation, and portfolio management within securities-based... & Qualifications Experience in securities-based lending (SBL). Familiarity with regulatory standards and compliance. ExperienceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Fixed Income Salesperson (san Antonio)
Company: SWBC |
of experience in fixed income sales/trading. Possess and maintain all applicable securities licenses (Series 7 and Series 63...). Broad knowledge of the financial institution securities market and investment vehicles. Strong understanding of financialLocation: San Antonio, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Deposit Product Associate
Company: Morgan Stanley |
Management and Institutional Securities. The Wealth Management Division comprises one of the worlds largest networksLocation: New York City, NY, USA
| Salary: US$58000 - 115000 per year | Date posted: 24 Jun 2026
Senior Associate Director, Marketing Automation
Company: Janus Henderson Investors |
related to personal securities activities and other disclosure and certification requirements, including past politicalLocation: Denver, CO, USA
| Salary: US$105000 - 110000 per year | Date posted: 24 Jun 2026
Transactions Specialist I / 2nd Shift
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Chicago, IL, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Financial Advisor - Metro Credit Union
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Melrose, MA, USA
| Salary: US$50000 - 80000 per year | Date posted: 24 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Atlanta, GA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Regional Retirement Consulting Director - Aag West
Company: Ameriprise Financial |
in financial services industry in a selling role Active Series 7 Active State securities agent registration (S63 or S66Location: Minneapolis, MN, USA
| Salary: US$150000 - 200000 per year | Date posted: 24 Jun 2026
Revision Implementation Specialist
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Omaha, NE, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Client Manager -vice President
Company: Citigroup |
s Code of Conduct and the Plan of Supervision for Global Markets and Securities Services Adhere to all policiesLocation: Denver, CO, USA
| Salary: US$114720 - 172080 per year | Date posted: 24 Jun 2026
Investment Executive (financial Advisor) Houston, Tx
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Financial Advisor - Santa Barbara, Ca - Market 28, Region 034
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Santa Barbara, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 24 Jun 2026
Investment Executive (financial Advisor) Columbia, Sc **expansion Market
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Columbia, SC, USA
| Salary: unspecified | Date posted: 24 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Chesterfield, Va
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Chesterfield, VA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Document Administrator
Company: DuPont |
, securities, etc. Add and remove employees file share access as applicable Provide training and coaching on the DMS to Section