Securities jobs in california state USA
933 securities jobs found in california state: showing 1 - 50
Remote Corporate Lawyer For Ai Model Evaluation
Company: SaidGig |
of corporate governance principles, and proper application of Delaware General Corporation Law and federal securities regulations...&A, or transactional advisory. Strong reasoning skills in corporate governance, securities regulation, entity formation, and deal executionLocation: Los Angeles, CA, USA
| Salary: US$75 per hour | Date posted: 04 Jun 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: San Francisco, CA, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meetLocation: San Francisco, CA, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Oxnard, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Financial Service Advisor
Company: SchoolsFirst FCU |
, securities, insurance, and pension plans. May be responsible for selling financial products such as stocks, bonds, mutual funds... planning, including but not limited to mutual funds, securities transactions and/or life insurance, 529 plans. DiscussesLocation: Santa Ana, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Auburn, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Bakersfield, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Part Time Branch Office Administrator
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Brea, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Part Time Branch Office Administrator
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Los Gatos, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Private Banker
Company: BMO Financial Group |
of customer information, trading in securities, anti-money laundering, privacy, and disclosure of outside business activitiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Registered Private Wealth Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Los Angeles, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 03 Jun 2026
Associate, Treasury Sales
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Los Angeles, CA, USA
| Salary: US$90000 - 115000 per year | Date posted: 03 Jun 2026
Vp, Financial Consultant- Sunnyvale, Ca
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and shareLocation: Sunnyvale, CA, USA
| Salary: US$75000 - 120000 per year | Date posted: 03 Jun 2026
Executive Compensation Associate – Corporate
Company: Direct Counsel |
sciences companies, and Fortune 500 businesses on sophisticated executive compensation, equity compensation, securities, tax... clients on compensation-related securities law and tax issues Draft, review, and negotiate executive employment agreementsLocation: Santa Monica, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Executive Compensation Associate – Corporate
Company: Direct Counsel |
sciences companies, and Fortune 500 businesses on sophisticated executive compensation, equity compensation, securities, tax... clients on compensation-related securities law and tax issues Draft, review, and negotiate executive employment agreementsLocation: Silicon Valley, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Financial Advisor - Menlo Park, Ca - Market 31, Region 67
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Menlo Park, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 03 Jun 2026
Emerging Companies & Venture Capital Associate (ecvc / Corporate Transactions)
Company: Direct Counsel |
transactions Manage transaction processes from inception through closing Advise clients regarding federal securities law... businesses Experience with: Preferred equity financings SAFEs Convertible notes Private securities offerings CorporateLocation: Costa Mesa, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Associate Financial Advisor - San Juan Capistrano, Ca
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: San Juan Capistrano, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Counsel, Transactional & Securities
Company: Dine Brands |
will be responsible for broad-based transactional work, including securities matters, corporate governance, and franchising... Statement Advise on general corporate and securities issues, including issues relating to securities matters, M&A transactionsLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Emerging Companies & Venture Capital Associate (ecvc / Corporate Transactions)
Company: Direct Counsel |
transactions Manage transaction processes from inception through closing Advise clients regarding federal securities law... businesses Experience with: Preferred equity financings SAFEs Convertible notes Private securities offerings CorporateLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Associate, Financial Due Diligence
Company: KPMG |
Accounting Principles, Securities and Exchange Commission financial reporting issues, International Financial Reporting StandardsLocation: Phoenix, AZ - Los Angeles, CA, USA
| Salary: US$81700 - 159300 per year | Date posted: 03 Jun 2026
Private Client Banker - Fremont Market - Fremont, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Fremont, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Portfolio Manager Associate
Company: City National Bank |
and specific actions to take across the Book and for specific clients Trade execution; buy and sell securities to implement assetLocation: Beverly Hills, CA, USA
| Salary: US$92114 - 156880 per year | Date posted: 03 Jun 2026
Financial Advisor - San Diego, Ca - Market 28, Region 287
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: San Diego, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 03 Jun 2026
Private Client Banker - Diablo Hills Market - San Ramon, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Ramon, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Talent Consultant, Remote, F&a And Legal Experience
Company: Ignite Human Capital |
Securities Counsel Transactional Attorneys Compliance Managers Compliance Directors Regulatory Affairs Professionals... Banking Hedge Funds Fund Administration Venture Capital Family Offices Securities & Capital Markets CorporateLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Financial Advisor - Redwood City, Ca - Market 31, Region 67
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Redwood City, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 03 Jun 2026
Vice President Investment Banking - Artificial Intelligence
Company: Citigroup |
corporate clients, capital markets products, derivatives, credit, cash management, trade, finance and securities productsLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Complex Director, California
Company: Ameriprise Financial |
Securities Agent Registration (S63 or S66). Active IAR Registration (S65 or S66). Active Life and Variable Contracts insuranceLocation: San Diego, CA, USA
| Salary: US$120000 - 150000 per year | Date posted: 03 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Irvine, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 03 Jun 2026
Emerging Companies & Venture Capital Associate (ecvc / Corporate Transactions)
Company: Direct Counsel |
transactions Manage transaction processes from inception through closing Advise clients regarding federal securities law... businesses Experience with: Preferred equity financings SAFEs Convertible notes Private securities offerings CorporateLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Senior Private Banker
Company: Bank of the West |
of customer information, trading in securities, anti-money laundering, privacy, and disclosure of outside business activitiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Business Development Executive - Innovation Economy Technology Banking - Executive Director
Company: JPMorgan Chase |
to potential clients. FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 daysLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Executive Compensation Associate – Corporate
Company: Direct Counsel |
sciences companies, and Fortune 500 businesses on sophisticated executive compensation, equity compensation, securities, tax... clients on compensation-related securities law and tax issues Draft, review, and negotiate executive employment agreementsLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |
: As a Senior Financial Consultant / Client Advisor at US Bank, you will leverage your extensive industry experience and securities.... Fully licensed, including securities licenses (e.g., Series 6, 7, 63, or 65). Strong relationship managementLocation: Santa Cruz, CA, USA
| Salary: US$80000 - 175000 per year | Date posted: 02 Jun 2026
Sr Private Client Banker - El Camino Real And Cambridge Ave Financial Center - Palo Alto, Ca
Company: JPMorgan Chase |
branch hours, including weekends and some evenings. The Securities Industry Essential (SIE) exam, FINRA Series 6, stateLocation: Palo Alto, CA, USA
| Salary: US$43.27 per hour | Date posted: 02 Jun 2026
U.s. Private Bank - Investment Specialist - Vice President
Company: JPMorgan Chase |
clients Adhere to internal and external policies and procedures regarding securities transactions and code of conductLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Investment Officer
Company: City National Bank |
, with a particular emphasis on taxable and tax-exempt fixed income securities as well as equity and fixed income mutual funds.... WHAT DO YOU NEED TO SUCCEED? Required Qualifications* Bachelor's Degree or equivalent Minimum 3 years of investment, securitiesLocation: Los Angeles, CA, USA
| Salary: US$71869 - 114797 per year | Date posted: 02 Jun 2026
Central Supervision Principal - Complex Product Lead
Company: U.S. Bank |
communication skills. Thorough knowledge of securities products. Ability to manage multiple projects and excellent time managementLocation: Brea, CA, USA
| Salary: US$86530 - 101800 per year | Date posted: 02 Jun 2026
Business Development Executive - Mid-corporate Banking - Executive Director
Company: JPMorgan Chase |
, credit support, debt and equity capital markets, or similar industry related experience FINRA Series 63, 79 and SecuritiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Treasury Payments Sales Group Manager - Innovation Economy - Executive Director
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Villa Park, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Irvine, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Long Beach, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: El Monte, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Downey, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Maywood, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Garden Grove, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Chino, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 02 Jun 2026
Financial Consultant - Brea, Ca
Company: Fidelity Investments |
. Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers... Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment