Securities jobs in california state USA
953 securities jobs found in california state: showing 1 - 50
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: San Diego, CA, USA
| Salary: US$50 per hour | Date posted: 05 Jun 2026
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: San Francisco, CA, USA
| Salary: US$50 per hour | Date posted: 05 Jun 2026
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: Los Angeles, CA, USA
| Salary: US$50 per hour | Date posted: 05 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: San Mateo, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: San Francisco, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Vpii Uhnw Strategist
Company: LPL Financial |
impacts as well as technical characteristics of real assets, business ownership, portfolios, underlying securitiesLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Santa Barbara, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Palo Alto, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: San Jose, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Private Client Banker - Palo Alto Market- Palo Alto, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Cupertino, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Milpitas, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: San Francisco, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Palo Alto, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
J.p. Morgan Wealth Management - Vice President, Custom Lending Specialist
Company: JPMorgan Chase |
Valid and active Securities Industry Essential Series 7 & Series 66 licenses (63/65), or successfully obtain within 120 days... across mortgage, margin, and or securities based lending Strong partnership and people skills; collaborate with peopleLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Financial Consultant - Palo Alto, Ca
Company: Fidelity Investments |
of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Hayward, CA, USA
| Salary: US$60000 - 75000 per year | Date posted: 04 Jun 2026
Middle Office Operations, Assistant Vice President
Company: State Street |
office, or fund accounting environments. Knowledge of securities processing and investment lifecycle terminologyLocation: Irvine, CA, USA
| Salary: US$80000 - 140000 per year | Date posted: 04 Jun 2026
Middle Office Operations, Assistant Vice President
Company: State Street |
office, or fund accounting environments. Knowledge of securities processing and investment lifecycle terminologyLocation: Irvine, CA, USA
| Salary: US$80000 - 140000 per year | Date posted: 04 Jun 2026
Private Client Banker - Peninsula Market - San Mateo, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Mateo, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Relationship Executive - Applied Technology Banking - Executive Director
Company: JPMorgan Chase |
ambiguity to get things done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Corporate Associate – Life Sciences Transactions
Company: Direct Counsel |
. This is an exceptional opportunity for an attorney with sophisticated corporate and securities experience who is looking to advise innovative... markets, financing, securities compliance, and M&A transactions. Responsibilities Advise public and private life sciencesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Campbell, CA, USA
| Salary: US$61000 per year | Date posted: 04 Jun 2026
Relationship Executive - Insurance Services Discipline - Executive Director
Company: JPMorgan Chase |
skills FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180 days of hire.../Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Vp, Financial Consultant- Rancho Bernardo, Ca
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and shareLocation: San Diego, CA, USA
| Salary: US$75000 - 120000 per year | Date posted: 04 Jun 2026
Remote Corporate Lawyer For Ai Model Evaluation
Company: SaidGig |
of corporate governance principles, and proper application of Delaware General Corporation Law and federal securities regulations...&A, or transactional advisory. Strong reasoning skills in corporate governance, securities regulation, entity formation, and deal executionLocation: Los Angeles, CA, USA
| Salary: US$75 per hour | Date posted: 04 Jun 2026
Treasury Debt And Investments Manager
Company: SearchPros |
, or treasury. Three (3) years of full-time experience in government capital financing, debt management, and investment securitiesLocation: Millbrae, CA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Associate, Us Municipal Finance
Company: Royal Bank of Canada |
Possess Securities Industry Essentials Exam (SIE), Series 52 and 63 licenses and obtain the Series 50 license ProficientLocation: San Francisco, CA, USA
| Salary: US$115000 - 180000 per year | Date posted: 04 Jun 2026
Securities Litigation Associate
Company: Direct Counsel |
Direct Counsel is seeking a Securities Litigation Associate to join a premier Securities Enforcement and Regulatory... Litigation practice in Palo Alto. This is an exceptional opportunity for an attorney looking to work on sophisticated securitiesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Client Associate
Company: Royal Bank of Canada |
transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHs in a timely mannerLocation: Fresno, CA, USA
| Salary: US$49500 - 77000 per year | Date posted: 03 Jun 2026
Senior Director Of Software Engineering
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Private Client Banker - Fremont Market - Fremont, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Fremont, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 03 Jun 2026
Engagement Manager — Varick Agents
Company: David Joseph & Company |
generating 7- and 8-figure ARR contracts. The team includes leaders from Meta, AWS Bedrock, Citadel Securities, McKinseyLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Cypress, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Cypress, CA, USA
| Salary: US$70320 per year | Date posted: 03 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Los Alamitos, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Alamitos, CA, USA
| Salary: US$70320 per year | Date posted: 03 Jun 2026
Corporate & Entity Management Specialist
Company: Public Storage |
needs. You will report to the Associate General Counsel Corporate and Securities and will work collaborativelyLocation: Glendale, CA, USA
| Salary: US$105000 - 130000 per year | Date posted: 03 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Westminster, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Westminster, CA, USA
| Salary: US$70320 per year | Date posted: 03 Jun 2026
Software Engineer — Varick Agents
Company: David Joseph & Company |
100% production deployment success rate. The team includes talent from Meta, AWS Bedrock, Citadel Securities, McKinseyLocation: San Francisco, CA, USA
| Salary: US$175000 - 225000 per year | Date posted: 03 Jun 2026
Legal Expert - Fortune 500 Specialist
Company: Mercor |
. Deep exposure to one or more enterprise practice areas: M&A, securities, regulatory, employment, IP, privacy, or commercialLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Staff / Senior Engineer — Varick Agents
Company: David Joseph & Company |
a reported 100% production deployment success rate. The team includes talent from Meta, AWS Bedrock, Citadel Securities, McKinseyLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Private Client Banker - Diablo Hills Market - San Ramon, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Ramon, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 03 Jun 2026
Forward Deployed Strategist — Varick Agents
Company: David Joseph & Company |
from Meta, AWS Bedrock, Citadel Securities, McKinsey, and Stanford, with a reported 100% production deployment success rateLocation: San Francisco, CA, USA
| Salary: US$140000 - 240000 per year | Date posted: 03 Jun 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: San Francisco, CA, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meetLocation: San Francisco, CA, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Oxnard, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Complex Director, California
Company: Ameriprise Financial |
Securities Agent Registration (S63 or S66). Active IAR Registration (S65 or S66). Active Life and Variable Contracts insuranceLocation: San Diego, CA, USA
| Salary: US$120000 - 150000 per year | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Auburn, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Private Banker
Company: Bank of the West |
of customer information, trading in securities, anti-money laundering, privacy, and disclosure of outside business activitiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Part Time Branch Office Administrator
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Los Gatos, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Part Time Branch Office Administrator
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: Brea, CA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange