Securities jobs in california state USA
646 securities jobs found in california state: showing 1 - 50
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Roseville, CA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Sr Data Scientist
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Relationship Banker - Simi Valley Market - Thousand Oaks, Ca And Surrounding Areas
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Thousand Oaks, CA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Private Client Banker - Almaden Expy Branch - San Jose, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Senior Analyst, Global Tech
Company: Talent Staffing Services |
of both financial and technological drivers. Identify mispriced securities and thematic opportunities across the capital structureLocation: San Diego, CA, USA
| Salary: US$136000 - 190000 per year | Date posted: 04 Aug 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Mission Viejo, Ca
Company: JPMorgan Chase |
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health... PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Mission Viejo, CA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Investment Banking - Equity Capital Markets, Convertibles – Analyst
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Financial Advisor - Lake Isabella, Ca - Market 03, Region 289
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Lake Isabella, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 04 Aug 2026
Senior Analyst, Financials (i&g)
Company: Talent Staffing Services |
and conviction. Identify mispriced securities and thematic opportunities across the capital structure (equity, credit, hybridsLocation: San Diego, CA, USA
| Salary: US$136000 - 190000 per year | Date posted: 03 Aug 2026
Assistant Vice President, Regulatory Accounting
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... regulatory and financial information What We Offer As part of our overall compensation package, Wedbush SecuritiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Financial Advisor - San Diego, Ca - Market 28, Region 287
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: San Diego, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 03 Aug 2026
Vp, Financial Consultant- Fremont, Ca
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and shareLocation: Fremont, CA, USA
| Salary: US$75000 - 120000 per year | Date posted: 03 Aug 2026
Private Client Banker - Fremont Market - Fremont, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Fremont, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 03 Aug 2026
Locals Or Nery States)- Middle Office Business Analyst- Irvine, Ca Onsite
Company: Siri InfoSolutions |
, Pricing, Valuation, Securities, Equities, Fixed Income, FX, and Derivatives. Work closely with traders, operations, productLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Quant Finance Engineer
Company: Apptad |
income analytics, including Mortgage-Backed Securities and structured products. Strong understanding of Monte CarloLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Premier Client Relationship Consultant 5 (banker) - Santa Barbara Main - Santa Barbara, Ca
Company: U.S. Bank |
- FINRA Securities Industry Essentials (SIE), Series 6, and Series 63 or equivalent FINRA registrations LocationLocation: Santa Barbara, CA, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Accounting Manager
Company: Alliance Resource Group |
compliance with regulatory requirements. Key Focus Areas Include Investments in debt securities Borrowings ForeignLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Relationship Banker - South San Jose Market - Campbell, Ca And Surrounding Areas
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Campbell, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 03 Aug 2026
Asst Dir-qa Engineer
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the... in those holdings as necessary. For more information on the Securities Trading Program, please refer to the on Please note: STPLocation: San Francisco, CA, USA
| Salary: US$138445 - 202800 per year | Date posted: 03 Aug 2026
Digital Controllership Senior Controllership
Company: Deloitte |
Accounting Principles, International Financial Reporting Standards, Securities and Exchange Commission rules and regulationsLocation: Costa Mesa, CA, USA
| Salary: unspecified | Date posted: 02 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Azusa, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Azusa, CA, USA
| Salary: US$70320 per year | Date posted: 02 Aug 2026
J.p. Morgan Wealth Management - Private Client Investment Associate- San Diego, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: San Diego, CA, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 02 Aug 2026
U.s. Private Bank - Investment Specialist - Vice President
Company: JPMorgan Chase |
clients Adhere to internal and external policies and procedures regarding securities transactions and code of conductLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 02 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - San Gabriel, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: San Gabriel, CA, USA
| Salary: US$70320 per year | Date posted: 01 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Northern San Diego, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Del Mar, CA, USA
| Salary: US$70320 per year | Date posted: 01 Aug 2026
Financial Consultant
Company: Logix Federal Credit Union |
/ Bachelors Degree Preferred Experience Must have a minimum of three years of experience in the securities industry... Must also have a thorough knowledge of financial markets as it relates to securities and insurance sales and marketing and the abilityLocation: Burbank, CA, USA
| Salary: US$52728 per year | Date posted: 01 Aug 2026
Financial Reporting Controllership Manager
Company: Deloitte |
), International Financial Reporting Standards (IFRS), or Securities and Exchange Commission (SEC) rules and regulations AbilityLocation: Costa Mesa, CA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - West San Fernando Valley, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Westlake Village, CA, USA
| Salary: US$70320 per year | Date posted: 01 Aug 2026
Senior Portfolio Advisor
Company: Citigroup |
skills in English are required for this role, coupled with interpersonal relationship management skills US Only: Securities... Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) Education Bachelors DegreeLocation: Beverly Hills, CA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Consultant
Company: Logix Federal Credit Union |
/ Bachelors Degree Preferred Experience Must have a minimum of three years of experience in the securities industry... Must also have a thorough knowledge of financial markets as it relates to securities and insurance sales and marketing and the abilityLocation: Burbank, CA, USA
| Salary: US$52728 per year | Date posted: 01 Aug 2026
Associate Financial Advisor - Mt Shasta, Ca
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Mount Shasta, CA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Associate Financial Advisor - Newport Beach, Ca
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Supervisory Nbe/be (specialty Assets Eic), Nb-0570-vi.2
Company: Federal government of the United States |
divest their bank securities. Qualifications You must meet the following requirements by the closing date of the... previously received a waiver determination permitting you to retain bank securities due to extenuating circumstances, please noteLocation: Los Angeles, CA, USA
| Salary: US$115909 - 215372 per year | Date posted: 01 Aug 2026
Interoperability Communication Manager (department Information Technology Manager) – Police
Company: City of San José |
for this position, including your experience with the Urban Area Securities Initiative, and the Silicon Valley Regional InteroperabilityLocation: San Jose, CA, USA
| Salary: US$157226 per year | Date posted: 01 Aug 2026
Private Client Banker - Spring Valley Branch - Spring Valley, Ca Bilingual (spanish) Required
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Spring Valley, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 31 Jul 2026
Relationship Banker - South Pacific Ave And 10th - San Pedro Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Pedro, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 31 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - West San Fernando Valley, Ca (area)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Westlake Village, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Private Client Banker - Brea Market - Diamond Bar, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Diamond Bar, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 31 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - South Inland Empire, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Hemet, CA, USA
| Salary: US$70320 per year | Date posted: 31 Jul 2026
Associate Financial Advisor - Camarillo, Ca
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Camarillo, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Private Banker
Company: City National Bank |
Licenses, review asset management and CNS Brokerage statements with clients. Partner with City National Securities (CNS..., and 65 or 66 securities licenses and state insurance license preferred. WHAT'S IN IT FOR YOU? Compensation StartingLocation: Beverly Hills, CA, USA
| Salary: US$127626 - 237014 per year | Date posted: 31 Jul 2026
Professional Liability Partner
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professionalLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Advisor Development Program - Financial Solutions Advisor Trainee: Fort Sutter Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your SecuritiesLocation: Sacramento, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 31 Jul 2026
Relationship Banker - South Pacific Ave And 10th - San Pedro Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: San Pedro, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Group Director & Lead Counsel (strategic Transactions)
Company: Cadence Design Systems |
in securities regulation a plus. Skills: Exceptional negotiation, drafting, communication and interpersonal skills, with theLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Professional Liability Attorney
Company: Lewis Brisbois Bisgaard & Smith |
estate appraisers, brokers and agents, and securities brokers (FINRA). Although we would preferLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Professional Liability Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
estate appraisers, brokers and agents, and securities brokers (FINRA). Although we would preferLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Financial Solutions Advisor Registration Candidate - Diablo Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Pleasant Hill, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 31 Jul 2026
Accounting Manager
Company: East West Bank |
requirements. Key Focus Areas Include: Investments in debt securities Borrowings Foreign currency transactions CashLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Private Wealth Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65