Securities jobs in california state USA
686 securities jobs found in california state: showing 1 - 50
Corporate Associate - Mid Level
Company: unknown |
with direct partner access and meaningful client interaction. Broad exposure across corporate, M&A, venture capital, securities... capital, securities, governance, and commercial transaction work. The ideal candidate will be comfortable draftingLocation: Los Angeles, CA, USA
| Salary: US$120000 - 250000 per year | Date posted: 25 Aug 2026
Financial Consultant - Summerlin, Nv
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Coyote, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Technology Support Ii
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Financial Advisor - Burbank, Ca - Market 28, Region 327
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Burbank, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 25 Aug 2026
Product Manager [multiple Positions Available]
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: US$186222 - 201000 per year | Date posted: 25 Aug 2026
Private Client Banker - Mulholland Hwy & Freedom - Calabasas, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Calabasas, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Private Client Banker - Sierra Mountain Market - El Dorado Hills, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: El Dorado Hills, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Corporate Associate Attorney
Company: GPAC |
mergers and acquisitions, emerging growth company representation, private investment fund formation, securities law compliance... Draft, review, and negotiate transaction documents, commercial agreements, and corporate records Provide securities lawLocation: Oakland, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Advisor Development Program - Financial Solutions Advisor Trainee: Eastshore Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your SecuritiesLocation: Berkeley, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 25 Aug 2026
Wealth Management Private Banker
Company: Fremont Bank |
management and organizational skills. Licenses: Series 6 and 63 (or 66) securities licenses required, Series 7 preferredLocation: Fremont, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Corporate Associate Attorney
Company: GPAC |
mergers and acquisitions, emerging growth company representation, private investment fund formation, securities law compliance... Draft, review, and negotiate transaction documents, commercial agreements, and corporate records Provide securities lawLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Technical Support Analyst
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: US$59200 - 85750 per year | Date posted: 25 Aug 2026
Analyst Ii - Sacramento
Company: unknown |
, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPILocation: Sacramento, CA, USA
| Salary: US$6031 - 7775 per month | Date posted: 25 Aug 2026
Financial Solutions Advisor Registration Candidate- Peninsula Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: San Francisco, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 25 Aug 2026
Financial Advisor - Palm Desert, Ca - Market 28, Region 135
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Palm Desert, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 25 Aug 2026
Dev Ops Software Engineer Ii - .net/c#
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Sr Principal Software Engineer - Llm Engineering
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Financial Consultant
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Sacramento, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: Los Angeles, CA, USA
| Salary: US$90000 per year | Date posted: 24 Aug 2026
Fund Formation Paralegal
Company: ABA Search |
and privacy, securities, and litigation groups. It is known for a collaborative, entrepreneurial culture and for strong internal... agreements, and other amendments Conduct investor suitability due diligence Research federal and state securities regulationsLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Corporate Paralegal
Company: Direct Counsel |
such as: Mergers and acquisitions, Private equity, Publicly and privately traded securities, Corporate maintenanceLocation: Los Angeles, CA, USA
| Salary: US$100000 - 140000 per year | Date posted: 24 Aug 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: San Francisco, CA, USA
| Salary: US$90000 per year | Date posted: 24 Aug 2026
Fast Track To Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Roseville, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Relationship Banker - San Bruno Branch - San Bruno, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Bruno, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 24 Aug 2026
Independent Sales Representative, Developer Partnerships
Company: RAISEGEN |
sells subscriptions to a technology platform. Representatives do not arrange or negotiate securities transactionsLocation: Sacramento, CA, USA
| Salary: US$1680 per month | Date posted: 24 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Sacramento And Elk Gove, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Sacramento, CA, USA
| Salary: US$70320 per year | Date posted: 24 Aug 2026
Senior Fund Formation Paralegal
Company: ABA Search |
property, cybersecurity and privacy, securities, and litigation groups. It is known for a collaborative, entrepreneurial... and state securities regulations in connection with fund formations Prepare and file requisite notices Conduct due diligenceLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Alameda, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Alameda, CA, USA
| Salary: US$70320 per year | Date posted: 24 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Modesto, Stockton And Lodi, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Modesto, CA, USA
| Salary: US$70320 per year | Date posted: 24 Aug 2026
Commercial Litigation Associate
Company: unknown |
, securities, private equity, financial services, and government. Why join us? The firm offers a collaborative environmentLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Senior Information Security Officer (information Technology Specialist Ii) - Sacramento
Company: unknown |
, including securities brokers and dealers, investment advisers, payday lenders and other consumer finance lenders. The DFPILocation: Sacramento, CA, USA
| Salary: US$8625 - 11905 per month | Date posted: 24 Aug 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Software Engineer Manager, Tax Analysis & Debt Investments (tardi)
Company: Deloitte |
and government debt, mortgage-backed securities, and asset-backed securities. The team combines tax knowledge, financial productLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Finance Expert - Fully Remote
Company: Mercor |
, banking, credit, insurance, securities, or financial planning activities at the branch, office, or department level. AbilityLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Danville, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Danville, CA, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 23 Aug 2026
Product Support Specialist - Fin
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: US$78800 - 114200 per year | Date posted: 23 Aug 2026
Market Executive - Emerging Middle Market Banking - Executive Director
Company: JPMorgan Chase |
and problem solving abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63 and SecuritiesLocation: Oakland, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Relationship Banker - Fremont Market - Hayward, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Hayward, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 22 Aug 2026
Senior Fund Formation Paralegal - Los Angeles, Ca
Company: SourcePro Search |
and legal due diligence Research federal and state securities regulations Prepare and file required regulatory notices AssistLocation: Los Angeles, CA, USA
| Salary: US$140200 - 181800 per year | Date posted: 22 Aug 2026
Financial Advisor
Company: Tri Counties Bank |
of California life, health and disability insurance license Previous securities industry experience and direct investment advice... experience is required Previous securities investment advice experience in a banking environment preferred COMPANY PROFILELocation: Bakersfield, CA, USA
| Salary: US$70304 - 150000 per year | Date posted: 22 Aug 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: San Ramon, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Senior Software Engineer
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Financial Solutions Advisor Registration Candidate - Placentia Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Placentia, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 22 Aug 2026
Senior Qa Engineer
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Financial Advisor
Company: Tri Counties Bank |
of California life, health and disability insurance license Previous securities industry experience and direct investment advice... experience is required Previous securities investment advice experience in a banking environment preferred COMPANY PROFILELocation: Fresno, CA, USA
| Salary: US$70304 - 150000 per year | Date posted: 22 Aug 2026
Mortgage Trader
Company: Guild Mortgage |
s geographical location. Essential Functions Has functional knowledge to trade mortgage-backed securities, GSE cash whole loanLocation: San Diego, CA, USA
| Salary: US$99000 - 150000 per year | Date posted: 22 Aug 2026
Remote Litigation Paralegal
Company: Scion Staffing |
, such as consumer class actions, employment class actions, mass torts, antitrust, securities litigation, and/or privacy & data breachLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Fund Formation Paralegal - San Francisco, Ca
Company: SourcePro Search |
suitability and document due diligence Research federal and state securities regulations Prepare and file required notices