Securities jobs in california state USA
697 securities jobs found in california state: showing 1 - 50
Data Analyst Intern
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position.... For more information on the Securities Trading Program, please refer to the on Please note: STP categories are assigned by the hiringLocation: San Francisco, CA - Colorado, USA
| Salary: US$35 per hour | Date posted: 14 Sep 2026
J.p. Morgan Wealth Management – Private Client Advisor - North Inland Empire, Ca (including The High Desert)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Rancho Cucamonga, CA, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Paralegal, Corporate Law
Company: Ross Stores |
Law matters for a publicly traded company. These matters include support relating to corporate/securities filings... organizing, drafting, reviewing, and managing corporate and securities documentation with strong attention to detailLocation: Dublin, CA, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Sr. Client Service Associate - U.s. Institutional
Company: Franklin Templeton Investments |
. Solid understanding of equity and fixed income securities, operations, accounting rules and/or portfolio managementLocation: Pasadena, CA, USA
| Salary: US$100000 - 120000 per year | Date posted: 14 Sep 2026
Quantitative Developer
Company: Franklin Templeton Investments |
A working knowledge of traded securities and either portfolio management or risk management is desirable. Experience workingLocation: Pasadena, CA, USA
| Salary: US$140000 - 170000 per year | Date posted: 13 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Seal Beach, Huntington Beach And Los Alamitos, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Seal Beach, CA, USA
| Salary: US$70320 per year | Date posted: 13 Sep 2026
Branch Manager
Company: East West Bank |
, and securities are performed Prepare financial and regulatory reports required by law, regulations, and senior management RepresentLocation: Temple City, CA, USA
| Salary: US$69000 per year | Date posted: 13 Sep 2026
Branch Manager
Company: East West Bank |
, and securities are performed Prepare financial and regulatory reports required by law, regulations, and senior management RepresentLocation: Monterey Park, CA, USA
| Salary: US$69000 per year | Date posted: 13 Sep 2026
Branch Manager
Company: East West Bank |
, and securities are performed Prepare financial and regulatory reports required by law, regulations, and senior management RepresentLocation: Cerritos, CA, USA
| Salary: US$69000 per year | Date posted: 13 Sep 2026
Relationship Banker - North Central San Diego Market - San Diego, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Diego, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 12 Sep 2026
Global Corporate Banking - Technology - Analyst
Company: JPMorgan Chase |
Possess or obtain within three months of hire the FINRA Series 79, Series 63, and Securities Industry EssentialsLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Counsel, Corporate, Securities & Transactions
Company: Allogene Therapeutics |
, Corporate, Securities & Transactions will work closely with the General Counsel on Allogenes public company corporate legal... admission or eligibility to register as California in-house counsel required. At least 8 years of relevant corporate/securitiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Relationship Banker - Chino Hills Branch - Chino Hills, Ca Bilingual (mandarin) Required
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Chino Hills, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Gardena, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Gardena, CA, USA
| Salary: US$70320 per year | Date posted: 12 Sep 2026
Relationship Banker Diablo Hills Market - Danville, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Danville, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Manhattan Beach, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Manhattan Beach, CA, USA
| Salary: US$70320 per year | Date posted: 12 Sep 2026
Branch Manager
Company: East West Bank |
, and securities are performed Prepare financial and regulatory reports required by law, regulations, and senior management RepresentLocation: El Monte, CA, USA
| Salary: US$69000 per year | Date posted: 12 Sep 2026
Assistant Vice President, Government, Public & Regulatory Affairs
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial Advisor - Burbank, Ca - Market 28, Region 327
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Burbank, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 12 Sep 2026
Vice President, Investment Banking Healthcare
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... skills Strong verbal and written communications skills Solid work ethic and a passion for the securities industry AbilityLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Burlingame, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial Advisor - Santa Barbara, Ca - Market 28, Region 034
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Santa Barbara, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 12 Sep 2026
Sr. Relationship Manager - Global Commercial Banking (middle Market) - Los Angeles Metro Market
Company: Bank of America |
with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtainLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Relationship Banker - Chino Hills Branch - Chino Hills, Ca Bilingual (mandarin) Required
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Chino Hills, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Sr. Relationship Manager - Global Commercial Banking (middle Market) - Newport Beach Or San Diego, Ca
Company: Bank of America |
. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of startLocation: Newport Beach, CA - San Diego, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Global Corporate Banking – Technology – Analyst
Company: JPMorgan Chase |
and investment banking products Possess or obtain within three months of hire the FINRA Series 79, Series 63, and SecuritiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Relationship Banker - North Central San Diego Market - San Diego, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial Advisor - Studio City, Ca - Market 28, Region 327
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Studio City, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 12 Sep 2026
Equity Research Associate, Healthcare
Company: Wedbush Securities |
within one of the most intellectually rewarding corners of Wall Street. Wedbush Securities is one of the largest securities firms... Offers You As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleaguesLocation: San Francisco, CA, USA
| Salary: US$100000 - 150000 per year | Date posted: 12 Sep 2026
Sr. Relationship Manager - Commercial Real Estate
Company: Bank of America |
. Must have excellent verbal and written skills as well as interpersonal and organizational skills. Securities Industry EssentialsLocation: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Associate, Regulatory Supervision
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... to: Supervises Prime Brokerage and monitoring of clearing activity Reviews receipt of low priced securities for correspondentLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: San Diego, CA, USA
| Salary: US$99800 per year | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Westminster, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Westminster, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
Private Client Banker - Montrose - Montrose, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Montrose, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 11 Sep 2026
Private Client Banker - Pacific Highlands Ranch Branch - San Diego, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Diego, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
Private Client Banker - Ramona Branch - Ramona, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Ramona, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
Relationship Banker - Stevens Creek (mandarin Preferred)- Cupertino Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Cupertino, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Los Alamitos, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Alamitos, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
Relationship Banker - Torrance - Torrance, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Torrance, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 11 Sep 2026
Relationship Banker Diablo Hills Market - Concord, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Concord, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
Jpmorgan Private Client Relationship Manager - Del Mar, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 7, and FINRA Series 66 (or 63 and 65) are minimum requirementsLocation: Del Mar, CA, USA
| Salary: US$150000 per year | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - San Francisco, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Francisco, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Turlock And Modesto, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Turlock, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
Commercial Banker - Disruptive Commerce & Internet - Vice President
Company: JPMorgan Chase |
; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and Securities Industry EssentialsLocation: Los Angeles, CA, USA
| Salary: US$150000 - 245000 per year | Date posted: 11 Sep 2026
Relationship Banker - Stevens Creek (mandarin Preferred) - Cupertino Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Cupertino, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - West Los Angeles, Ca (area)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Angeles, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
Relationship Banker - Geary And 21st Ave Branch- San Francisco, Ca Cantonese Bilingual Preferred
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 11 Sep 2026
Jpmorgan Private Client Relationship Manager - Palo Alto, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 7, and FINRA Series 66 (or 63 and 65) are minimum requirementsLocation: Palo Alto, CA, USA
| Salary: US$150000 per year | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Millbrae, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Millbrae, CA, USA
| Salary: US$70320 per year | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Thousand Oaks And Simi Valley, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC