Securities jobs in washington state USA
134 securities jobs found in washington state: showing 1 - 50
Private Client Banker - Eastside South Market - Renton, Wa And Surrounding Areas
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Renton, WA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Private Client Banker - Murphys Corner Branch - Everett, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Everett, WA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Corporate Counsel, Treasury & Risk
Company: Amazon |
environment with the augmentation of AI tools. About the team Treasury & Risk sits within the larger Corporate and Securities... team (which also handles periodic reporting, proxy, securities, and governance matters). Treasury serves as AmazonLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Private Client Banker - Wedgwood Branch - Seattle, Wa
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Seattle, WA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 23 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Vancouver, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Vancouver, WA, USA
| Salary: US$80280 per year | Date posted: 23 Jun 2026
Financial Solutions Advisor Registration Candidate - Richland
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Richland, WA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 23 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Seattle, WA, USA
| Salary: US$49500 per year | Date posted: 23 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Tacoma, WA, USA
| Salary: US$49500 per year | Date posted: 23 Jun 2026
Private Client Banker - Wedgwood Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 22 Jun 2026
Relationship Banker - Colville Branch - Colville, Wa
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Colville, WA, USA
| Salary: US$20 - 27.88 per hour | Date posted: 22 Jun 2026
Compliance Officer
Company: ICMA-RC dba MissionSquare Retirement |
in compliance with applicable securities laws, rules and regulations of selfregulatory agencies, and internal policies... management, Direct work with federal and state securities regulations and SRO requirements Strong understanding of complianceLocation: Washington - District of Columbia, USA
| Salary: US$73810 - 110720 per year | Date posted: 21 Jun 2026
Compliance Officer
Company: ICMA-RC dba MissionSquare Retirement |
in compliance with applicable securities laws, rules and regulations of selfregulatory agencies, and internal policies... management, Direct work with federal and state securities regulations and SRO requirements Strong understanding of complianceLocation: Washington - District of Columbia, USA
| Salary: US$73810 - 110720 per year | Date posted: 21 Jun 2026
Relationship Banker - Port Orchard Branch - Port Orchard, Wa
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Port Orchard, WA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 21 Jun 2026
Manager, Compliance
Company: ICMA-RC dba MissionSquare Retirement |
of FINRA rules and Investment Advisers Act of 1940 and the Securities Exchange Act of 1934. Ability to work independently... and manage multiple projects simultaneously. Securities license: S7, S24, S63 and S65, or S66. To benefit your careerLocation: Washington - District of Columbia, USA
| Salary: US$95700 - 148340 per year | Date posted: 21 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Seattle, Wa (martin Luther King Jr)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Seattle, WA, USA
| Salary: US$80280 per year | Date posted: 21 Jun 2026
Commercial Banker - Life Sciences Banking - Vice President
Company: JPMorgan Chase |
, proactive, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and SecuritiesLocation: Seattle, WA, USA
| Salary: US$147250 - 245000 per year | Date posted: 21 Jun 2026
Corporate Paralegal Specialist
Company: Naviga |
, merger documents, closing books, electronic closing sets, and shortform closing deliverables. Securities & Regulatory... capitalization, the Securities Act of 1933, the Securities Exchange Act of 1934, and California/Delaware Corporations CodesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 19 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Seattle, Wa (university Way Ne)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Seattle, WA, USA
| Salary: US$80280 per year | Date posted: 19 Jun 2026
Financial Advisor - Issaquah, Wa - Market 21, Region 312
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Issaquah, WA, USA
| Salary: US$45000 - 100000 per year | Date posted: 18 Jun 2026
Private Client Banker - Columbia Tech Center Branch - Vancouver, Wa
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Vancouver, WA, USA
| Salary: US$20 - 30.29 per hour | Date posted: 18 Jun 2026
Private Client Banker - West Seattle Branch - Seattle, Wa
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Seattle, WA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 18 Jun 2026
Financial Advisor - Seattle, Wa - Market 21, Region 175
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Seattle, WA, USA
| Salary: US$45000 - 100000 per year | Date posted: 18 Jun 2026
Relationship Banker - South Sound Market - Lakewood, Wa And Surrounding Areas
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Lakewood, WA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 18 Jun 2026
Executive Administrative Assistant
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Private Client Banker - Columbia Tech Center Branch - Vancouver, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Vancouver, WA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Relationship Banker - South Sound Market - Lakewood, Wa And Surrounding Areas
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Lakewood, WA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Paralegal
Company: Wilson Sonsini Goodrich & Rosati |
Conduct research to prepare and manage corporate and securities filings Prepare and assist with EDGAR code applications... companies Understanding of corporate governance matters and transactional work Experience with securities and corporate lawsLocation: Seattle, WA, USA
| Salary: US$32.92 - 44.54 per hour | Date posted: 17 Jun 2026
Private Client Banker - West Seattle Branch - Seattle, Wa
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Relationship Manager - Commercial Real Estate - Seattle
Company: Bank of America |
and organizational skills. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 within 180 days of startLocation: Seattle, WA, USA
| Salary: US$120000 - 190000 per year | Date posted: 17 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Mercer Island, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Mercer Island, WA, USA
| Salary: US$78000 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Seattle, Wa
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Seattle, WA, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Lynnwood, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Lynnwood, WA, USA
| Salary: US$80280 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Kirkland, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Kirkland, WA, USA
| Salary: US$78000 per year | Date posted: 16 Jun 2026
Commercial Banker - Life Sciences Banking - Vice President
Company: JPMorgan Chase |
, proactive, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and SecuritiesLocation: Washington - District of Columbia, USA
| Salary: US$147250 - 245000 per year | Date posted: 16 Jun 2026
Commercial Banker - Technology Banking - Vice President
Company: JPMorgan Chase |
, proactive, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and SecuritiesLocation: Seattle, WA, USA
| Salary: US$147250 - 245000 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Spokane, Wa (area)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Spokane, WA, USA
| Salary: US$80280 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Executive Director, Advanced Planner (wealth Strategist)
Company: JPMorgan Chase |
and of estates and trusts is also useful but not required. Knowledge of issues relating to securities-based compensation (restrictedLocation: Washington - District of Columbia, USA
| Salary: unspecified | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Everett, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Everett, WA, USA
| Salary: US$80280 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Bellevue, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Bellevue, WA, USA
| Salary: US$78000 per year | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Bothell, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Bothell, WA, USA
| Salary: US$80280 per year | Date posted: 16 Jun 2026
Vice President-sales Engagement Strategy, Payments Marketing
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Seattle, WA, USA
| Salary: unspecified | Date posted: 14 Jun 2026
Commercial Litigation Associate
Company: unknown |
, securities and antitrust litigation, consumer class actions, personal injury, and whistleblower advocacy. Our clientsLocation: Seattle, WA, USA
| Salary: US$180000 - 240000 per year | Date posted: 14 Jun 2026
Financial Solutions Advisor Registration Candidate- Seattle Market
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Seattle, WA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 13 Jun 2026
Vp, Financial Consultant - Seattle, Wa
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and shareLocation: Seattle, WA, USA
| Salary: US$80000 - 105000 per year | Date posted: 13 Jun 2026
Associate Financial Advisor - Afton Union Financial Group - Seattle, Wa
Company: Thrivent |
or information gathering that will be used with making suitable securities product recommendations or providing appropriate... investment advice (e.g. conducting due diligence, etc.) Accepting and/or entering securities trade orders from customersLocation: Seattle, WA, USA
| Salary: US$100000 - 140000 per year | Date posted: 13 Jun 2026
Associate Financial Advisor - Kenmore, Wa
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Kenmore, WA, USA
| Salary: unspecified | Date posted: 13 Jun 2026
Senior Associate Financial Advisor
Company: First Tech Federal Credit Union |
for this position Registered Address: 2700 156th Ave. NE Suite 275, Bellevue WA 98007 Financial Advisors offer securities through... Raymond James Financial Services, Inc. Member / and securities are not insured by credit union insurance, the NCUALocation: Bellevue, WA, USA
| Salary: US$80000 - 100000 per year | Date posted: 12 Jun 2026
Senior Director Of Legal And Compliance
Company: Brighton Jones |
of data privacy and regulatory environments. Familiarity with ERISA and securities regulations (a plus). This is a full-timeLocation: Seattle, WA, USA
| Salary: US$200000 - 250000 per year | Date posted: 12 Jun 2026
J.p. Morgan Wealth Management - Vice President, Private Wealth Planner
Company: JPMorgan Chase |
, college savings, retirement, and cash flow planning. Knowledge of issues relating to securities-based compensation (restrictedLocation: Bellevue, WA, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Financial Solutions Advisor Registration Candidate- Nw Snohomish Market
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain