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Securities jobs in minnesota state USA

115 securities jobs found in minnesota state: showing 1 - 50

Associate Financial Advisor - Cannon Falls, Mn
Company: Edward Jones |

Location: Cannon Falls, MN, USA

| Salary: unspecified | Date posted: 25 Aug 2026
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don't
Senior Digital Product Owner - Lending
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$100000 - 170000 per year | Date posted: 25 Aug 2026
and lending solutions portfolio. This role will have a focus on Tailored and Securities Based Lending.... What will you do? Strategic Leadership Define digital product strategy for lending products including Securities Based and Tailored Lending
Senior Manager, Business Managed Solutions And Data
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 25 Aug 2026
or equivalent, or High school diploma/equivalent AND 7+ years of securities, banking, technology and/or job-specific industry
Operations Analyst - Usba Life Events
Company: U.S. Bank |

Location: Saint Paul, MN, USA

| Salary: US$71400 - 84000 per year | Date posted: 25 Aug 2026
- Proficient computer navigation skills using a variety of software packages including Microsoft Office applications - Securities
Growth & Development Manager, Virtual Advice - Hybrid
Company: Thrivent |

Location: Minneapolis, MN, USA

| Salary: US$94389 - 127703 per year | Date posted: 25 Aug 2026
of eight or more. Must be eligible for Securities and Insurance licensing in all states and D.C.; possession of FINRA Series
Custody Operations Specialist
Company: U.S. Bank |

Location: Saint Paul, MN, USA

| Salary: unspecified | Date posted: 24 Aug 2026
by clients for various purposes. Accountable for setting up securities, general account and asset level maintenance
Client Services & Ops Leader
Company: Foster Klima |

Location: Minnetonka, MN, USA

| Salary: unspecified | Date posted: 24 Aug 2026
for client service. Your Securities Licensing (Series 7, 63/66) is required to excel in this position. Join us if you're ready
Tax Relief - Tax Operations Analyst
Company: Apptad |

Location: Saint Paul, MN, USA

| Salary: unspecified | Date posted: 24 Aug 2026
/experience with custody operations/securities etc Position Summary Global Tax Services is responsible for supporting clients... through complex international tax relief processes related to ADR and ordinary securities. The Relief at Source and Reclaim
Tax Operations Analyst
Company: WorkNovas LLC |

Location: Saint Paul, MN, USA

| Salary: unspecified | Date posted: 24 Aug 2026
of experience. Worked on Tax relief at source and tax reclaim Have knowledge/experience with custody operations/securities... relief processes related to ADR and ordinary securities. The Relief at Source and Reclaim Operations teams work together
Investment Analyst Development Program
Company: The Travelers |

Location: Saint Paul, MN, USA

| Salary: US$81500 - 134500 per year | Date posted: 23 Aug 2026
play an active role in evaluating new and existing securities, sectors and asset classes. Core responsibilities include...: Monitoring news and externally generated research pertinent to existing and potential securities holdings and communicating
J.p. Morgan Wealth Management - Private Client Advisor - Bloomington And Chaska, Mn (including Surrounding Area)
Company: JPMorgan Chase |

Location: Bloomington, MN, USA

| Salary: US$47520 per year | Date posted: 23 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Richfield, Mn (including Surrounding Area)
Company: JPMorgan Chase |

Location: Richfield, MN, USA

| Salary: US$47520 per year | Date posted: 22 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Private Client Banker - Rochester Crossroads (new Build) - Rochester, Mn
Company: JPMorgan Chase |

Location: Rochester, MN, USA

| Salary: US$22.5 - 30.29 per hour | Date posted: 22 Aug 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
Global Head Of Custody Operations
Company: U.S. Bank |

Location: Saint Paul, MN, USA

| Salary: unspecified | Date posted: 22 Aug 2026
services, Mutual Fund execution support, securities settlement, Asset Servicing, Asset transfers, and Global Network Management... Execution Oversee accurate and timely processing of securities settlements, corporate actions, dividend/income collection
Sr. Dir, Listed Real Assets Senior Analyst - Midstream Energy And Utilities
Company: TIAA |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 22 Aug 2026
energy and utility publicly traded securities for their Listed Real Assets (LRA) group. The successful candidate... pipeline and utility securities. The successful candidate will analyze financial documents, conduct industry and competitor
Complex Operations Associate
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$35000 - 55000 per year | Date posted: 22 Aug 2026
to you. What will you do? Accurately record all checks, securities and coupons received from clients and ensure that they are credited to the proper
Wealth Management Client Associate
Company: Bank of America |

Location: Wayzata, MN, USA

| Salary: US$25 - 44 per hour | Date posted: 22 Aug 2026
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65
Private Client Banker-minnesota Northern Market
Company: JPMorgan Chase |

Location: Plymouth, MN, USA

| Salary: US$22.5 - 30.29 per hour | Date posted: 21 Aug 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
J.p. Morgan Wealth Management - Private Client Advisor - Lakeville, Mn (including Surrounding Area)
Company: JPMorgan Chase |

Location: Lakeville, MN, USA

| Salary: US$47520 per year | Date posted: 21 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Registered Branch Associate - Caledonia, Mn
Company: Edward Jones |

Location: Caledonia, MN, USA

| Salary: unspecified | Date posted: 21 Aug 2026
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securities
Sr. Manager - Fixed Income Trade Support
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 21 Aug 2026
or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience 7-10 years prior securities..., banking, technology industry and/or job specific related experience Securities license 7 and 99 (or able to obtain license
Senior Manager Controls And Oversight
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$90000 - 160000 per year | Date posted: 20 Aug 2026
or equivalent OR High school diploma or equivalent AND 5+ years of securities, banking, technology, risk and/or job specific... industry experience 5+ years prior securities, banking, technology, risk and/or job specific related experience Securities
Private Client Banker-minnesota Northern Market
Company: JPMorgan Chase |

Location: Plymouth, MN, USA

| Salary: unspecified | Date posted: 19 Aug 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Financial Solutions Advisor Registration Candidate - Minneapolis Market
Company: Bank of America |

Location: Minneapolis, MN, USA

| Salary: US$28.85 - 33.65 per hour | Date posted: 19 Aug 2026
: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degree and/or a minimum of one year of financial
Investment Engineer - Parametric
Company: Morgan Stanley |

Location: Minneapolis, MN, USA

| Salary: US$70000 - 140000 per year | Date posted: 19 Aug 2026
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm
Associate Financial Advisor - Golden Valley, Mn
Company: Edward Jones |

Location: Golden Valley, MN, USA

| Salary: unspecified | Date posted: 19 Aug 2026
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don't
Trader - Fixed Income Business Development
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 18 Aug 2026
include marketing fixed income securities to the wealth management FAs through electronic communication, in-person visits... income securities. Facilitate account reviews to help FAs generate ideas for the betterment of client portfolios. Training
Regional Sales Director, Insurance
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$50000 per year | Date posted: 18 Aug 2026
days Active State securities agent registration (S63 or S66) or ability to obtain within 90 days Active Life and Variable
Legal Affairs Manager
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$73500 - 129100 per year | Date posted: 18 Aug 2026
Responsibilities: Issue spotting and application of the federal securities laws impacting all aspects of retail investment advice..., including Regulation Best Interest, the Investment Advisers Act and applicable FINRA rules and state securities regulations
Valuation Internship - Spring 2028
Company: Boulay |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 17 Aug 2026
. transactions, enterprise valuations, equity and debt securities valuations, purchase price allocations, intellectual property
Relationship Banker - St. Cloud - St. Cloud, Mn
Company: JPMorgan Chase |

Location: Saint Cloud, MN, USA

| Salary: US$22.5 - 30.29 per hour | Date posted: 17 Aug 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Operations Specialist I - Dividend And Bond Payments
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 15 Aug 2026
experience Previous experience in the securities or banking industry preferred Ability to integrate Excel Access databases
Specialist, Operations I - Retirement Plan Operations
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 15 Aug 2026
) OR High School diploma (or equivalent) AND 3 years for job-related experience 2+ years prior securities, banking... business, finance, customer service and/or accounting/bookkeeping experience Previous experience in the securities or banking
Private Client Banker - Forest Lake - Forest Lake, Mn
Company: JPMorgan Chase |

Location: Forest Lake, MN, USA

| Salary: unspecified | Date posted: 15 Aug 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Operations Specialist I - Trade Support
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$50000 - 80000 per year | Date posted: 14 Aug 2026
, finance, customer service and/or accounting/bookkeeping Previous experience in the securities or banking industry preferred
Investment Management Associate Attorney
Company: Direct Counsel |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 13 Aug 2026
advisers on regulatory, compliance, and transactional matters under the federal securities laws governing the investment... Investment Advisers Act of 1940 The Securities Act of 1933 The Securities Exchange Act of 1934 Represent registered investment
Analyst, Operations I -cost Basis
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: US$55000 - 95000 per year | Date posted: 13 Aug 2026
or High school diploma or equivalent AND 5+ years of securities, banking, technology and/or job specific industry experience... 3+ years prior securities, banking, technology and/or job specific related industry experience Previous cost basis
Compliance And Licensing Associate
Company: Winged Keel Group |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 13 Aug 2026
Securities Transactions (PSTs), providing clear instructions and guidance on reporting procedures. Coordinate onboarding of new
Senior Private Banker
Company: Bank of the West |

Location: Minneapolis, MN, USA

| Salary: US$102000 - 190000 per year | Date posted: 12 Aug 2026
information, trading in securities, anti-money laundering, privacy, and disclosure of outside business activities. Maintains up
Director, Us Mutual Fund Operations
Company: Royal Bank of Canada |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 11 Aug 2026
to fund net asset value calculations and the pricing/valuation of portfolio securities held by the funds. Lead the Funds... and financial matters; fund audits; security pricing and valuation; voting of proxy ballots received for securities held by the
Sr. Relationship Manager - Global Commercial Banking (middle Market) - Minneapolis, Mn
Company: Bank of America |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 11 Aug 2026
with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain
Investment Trader And Operations Specialist
Company: DSG CAPITAL ADVISORS, LLC |

Location: Minneapolis, MN, USA

| Salary: unspecified | Date posted: 10 Aug 2026
Trading Execute buy and sell orders for stocks, bonds, ETFs, mutual funds, and other investment securities with a high degree
Financial Advisor
Company: Northwestern Mutual |

Location: Mendota Heights, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Mankato, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Private Client Banker - Woodbury Village Center - Woodbury, Mn
Company: JPMorgan Chase |

Location: Woodbury, MN, USA

| Salary: unspecified | Date posted: 08 Aug 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Financial Advisor
Company: Northwestern Mutual |

Location: Woodbury, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Minneapolis, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Mendota Heights, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Equity Analyst, Energy & Materials
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$158000 - 237000 per year | Date posted: 08 Aug 2026
Financial Analyst designation, or advanced degree preferred. Applicable securities licenses or registrations, or the ability
Financial Advisor
Company: Northwestern Mutual |

Location: Golden Valley, MN, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing