Securities jobs in new york state USA
1,653 securities jobs found in new york state: showing 1 - 50
Blackstone Multi-asset Investing (bxma) - Product Management, Associate (bsof)
Company: Blackstone |
be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending... or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/productsLocation: New York City, NY, USA
| Salary: US$120000 - 150000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Innovation Policy Director (director Financial Services Programs 2, Sg-33)
Company: New York State |
to corporate mergers, acquisitions, management and accounting; mortgage backed securities, swaps and swap valuation; underwritingLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Research Associate Ii - Medical Technology & Supplies
Company: Stifel |
so that others will understand. Economics, Accounting, Finance, and Securities Analysis - Knowledge of economic, accounting, and financialLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Senior Global Meetings Project Manager
Company: Computershare |
Familiarity with Global financial services and securities markets Preferred Experience with Annual general meetingsLocation: New York City, NY, USA
| Salary: US$145000 - 200000 per year | Date posted: 10 Jul 2026
Senior Director, Sub-regional Sales Head
Company: Fitch Group |
workflows Industry and country macro research and data Sustainability insights across securities, entities, and countries Set... securities markets with objective, timely, independent and forward-looking credit opinions. To protect Fitch's credibilityLocation: New York City, NY, USA
| Salary: US$180000 - 225000 per year | Date posted: 10 Jul 2026
Private Client Banker - Nesconset - Smithtown, Ny
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Smithtown, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Partner
Company: Food Management Search |
Litigation, Securities, Healthcare, Data Privacy, IP, Regulatory/Compliance, FinTech, Employment, Bankruptcy, International TradeLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Associate Principal Content Manager
Company: Software Guidance & Assistance |
is responsible for developing training content for the securities industry Continuing Education (CE) program (includingRegulatory... and apply securities industry knowledge to CE programs by: including relevant information in courses; proactively monitoring rule changesLocation: New York City, NY - Rockville, MD, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: White Plains, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Compliance, Enterprise Compliance Office- Risk Assessments, Associate, Ny
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
U.s. Rmbs Credit Ratings, Vice President – New York
Company: Morningstar |
of securities and review related legal documents. Participate in criteria development and enhancement of structured finance models... 4,000 issuers and 60,000 securities, it is one of the top four credit rating agencies in the world. Morningstar DBRS empowersLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedarhurst, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
U.s. Rmbs Credit Ratings, Vice President – New York
Company: DBRS Morningstar |
of securities and review related legal documents. Participate in criteria development and enhancement of structured finance models... 4,000 issuers and 60,000 securities, it is one of the top four credit rating agencies in the world. Morningstar DBRS empowersLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Associate Private Banker
Company: Morgan Stanley |
segmentsInstitutional Securities, Wealth Management, and Asset Management. Wealth Management provides comprehensive financial... deposits, certificates of deposits, credit cards, residential mortgage products, home equity lines of credit, securities-basedLocation: New York City, NY, USA
| Salary: US$85000 - 140000 per year | Date posted: 10 Jul 2026
Quantitative Trading & Research - Rmbs Underwriting - Analyst
Company: JPMorgan Chase |
engineering, and front-office Residential Mortgage-Backed Securities (RMBS) deal execution, offering direct exposure to senior..., markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Executive Administrative Assistant
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Business Development Representative - Industrial Sector
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: New York City, NY, USA
| Salary: US$94500 - 137100 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Farmingdale, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Melville, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Credit Risk Professional
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: New York City, NY, USA
| Salary: US$89000 - 110000 per year | Date posted: 10 Jul 2026
Structurer, North America Strategic Equity Solutions Origination, Vice President
Company: Citigroup |
with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensureLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Experience Design Senior Associate
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Brooklyn, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Midtown Manhattan, Ny
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Partner
Company: Philips Recruiting Services |
Litigation, Securities, Healthcare, Data Privacy, IP, Regulatory/Compliance, FinTech, Employment, Bankruptcy, International TradeLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Quantitative Trading & Research - Cmbs - Analyst
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Melville, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Commercial Mortgage-backed Securities (cmbs) Associate Attorney
Company: Direct Counsel |
Commercial Mortgage-Backed Securities (CMBS) Associate Attorney Locations: New York, NY | Philadelphia, PA | Charlotte..., NC | Boston, MA Direct Counsel is seeking a Commercial Mortgage-Backed Securities (CMBS) Associate Attorney to join theLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Business Development Representative - Industrial Markets
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: New York City, NY, USA
| Salary: US$113200 - 164050 per year | Date posted: 10 Jul 2026
Associate, Collateral And Margin Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: White Plains, NY, USA
| Salary: US$78000 - 125000 per year | Date posted: 10 Jul 2026
Business Transition Specialist - Brooklyn, Oh Or Buffalo, Ny
Company: KeyBank |
school diploma required with equivalent work experience considered. 3+ years experience in securities supervisoryLocation: Buffalo, NY - Brooklyn, OH, USA
| Salary: US$25 - 38.46 per hour | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Oswego, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Albany, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Williamsville, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Payments Industry Advocacy – Senior Associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Albany, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Mergers & Acquisitions Associate Attorney
Company: Direct Counsel |
a Mergers & Acquisitions Associate Attorney to join the Corporate & Securities practice of a premier Am Law firmLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Global Banking Intelligence & Growth Strategy, Associate
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Syracuse, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Public Finance - Not-for-profit Healthcare Team - Analyst
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Quantitative Trading & Research - Residential Finance Desk Strategist - Vice President
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Securitized Products Associate / Vice President
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Analyst - Technology, Media & Telecom (tmt)
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Senior Specialist, Trading (dreyfus)
Company: BNY |
from more senior traders, which includes the pricing of securities and executing term transactions. Liaising with operationsLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New York City, NY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Senior Compliance Officer
Company: BizTek People |
understanding of SEC and FINRA regulations, including: Section 15(g) of the Securities Exchange Act of 1934 (MNPI) FINRA