Securities jobs in north carolina state USA
197 securities jobs found in north carolina state: showing 1 - 50
Vp, Oracle Fusion Cloud Epm (enterprise Performance Management) - Financial Applications
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customersLocation: Apex, NC, USA
| Salary: US$60000 - 90000 per year | Date posted: 03 Oct 2026
Registered Client Service Associate
Company: Wedbush Securities |
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial... What We Offer As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleaguesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Financial Advisor
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Principal Review Analyst - Charlotte, Nc
Company: TD Bank |
and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRALocation: Charlotte, NC, USA
| Salary: US$72280 - 117520 per year | Date posted: 02 Oct 2026
Investment Executive (financial Advisor) Charlotte, Nc
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Director Apwg Sales
Company: Ameriprise Financial |
or equivalent and minimum 5 years relevant experience. Series 7, State securities agent registration (S63 or S66) and State IARLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Administrative Assistant
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Specialist, Risk And Compliance Services (desc)
Company: Deloitte |
of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and AmericanLocation: Charlotte, NC, USA
| Salary: US$63000 - 116000 per year | Date posted: 01 Oct 2026
Trading And Client Services Representative
Company: Silicon Valley Bank |
Sales Support Qualifications: Bachelor's Degree and 1 years of experience in Sales and Banking including Securities... Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities Trading LicenseLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
It Project Manager, Director (capital Markets/counterparty Risks)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
It Project Manager (capital Markets)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Fixed Income Quality Engineering (middle Back Office Testing)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Team Manager
Company: Figure Technologies |
Securities Act of 1933. Figure is the market leader in real-world asset (RWA) tokenization. The company has received tripleLocation: Charlotte, NC, USA
| Salary: US$77400 - 86000 per year | Date posted: 01 Oct 2026
Stock Plan Administrator/manager
Company: Wolfspeed |
requirements for equity-related securities filings Administrative oversight with outsourced vendors and/or brokers to ensureLocation: North Carolina, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Jria Business Planning
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Marketing Consultant
Company: Adecco |
opportunity to join an American bank holding company offering consumer and commercial banking, securities brokerage, assetLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
securities to customers. Conduct financial needs analysis and recommend investment products. Manage customers portfoliosLocation: Greenville, NC, USA
| Salary: US$45000 - 65000 per year | Date posted: 30 Sep 2026
Communications Surveillance & Compliance Specialist
Company: Innova Solutions |
. Knowledge of securities, commodities, banking, and conduct-related regulatory expectations. Experience supportingLocation: Charlotte, NC, USA
| Salary: US$60 - 65 per hour | Date posted: 30 Sep 2026
Brokerage Client Service Associate - Raleigh, North Carolina
Company: Truist |
's degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant... role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuityLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Software Developer - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Business Execution Consultant - Hybrid
Company: Genesis10 |
analytics Knowledge of applicable securities, commodities, banking, and conduct-related regulatory expectations ExperienceLocation: Charlotte, NC, USA
| Salary: US$51.09 - 59.09 per hour | Date posted: 29 Sep 2026
Financial Solutions Advisor Registration Candidate Consumer Investments - Capital Blvd Financial Center (bilingual Spanish Required)
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Application Architecture Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Investment Analyst - Ai Trainer
Company: Mercor |
Analyst, Portfolio Manager, Securities Analyst, or similar role. Experience conducting quantitative analyses, companyLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Financial Professional
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Finance Expert - Ai Trainer
Company: Mercor |
, Finance Director, or Branch Manager. Experience overseeing accounting, banking, credit, insurance, securities, or financialLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Client Onboarding Analyst
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: Raleigh, NC, USA
| Salary: US$90000 per year | Date posted: 25 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
options and consult securities to customers. Conduct financial needs analysis and recommend investment products. ManageLocation: Fuquay-Varina, NC, USA
| Salary: US$45000 - 100000 per year | Date posted: 25 Sep 2026
Vp, Oracle Fusion Data Intelligence - Oracle Analytics Cloud
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$146000 - 196000 per year | Date posted: 25 Sep 2026
Sr Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Pingone Aic Developer (global)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Vp, Oracle Fusion Security
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$153000 - 196000 per year | Date posted: 25 Sep 2026
Financial Planner - Entrepreneurial Path
Company: The Pelora Group |
opportunity. Apply if youre ready to take control. Ignore if youre not. For Recruiting Purposes Only. SecuritiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Head Of Client Integration Service Delivery - Capital Markets
Company: Truist |
Delivery: Institutional Fixed Income clients, Truist Securities Institutional Equity Client clients, Truist Securities Swap... for the client integration to Truist Securities and/Truist Bank dependent on the particular product(s) to the relationshipLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
J.p. Morgan Wealth Management – Private Client Advisor - Fuquay Varina
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Fuquay-Varina, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Private Client Banker - (new Build) Ogden Village - Wilmington, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
J.p. Morgan Wealth Management – Private Client Advisor - High Point, Nc
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: High Point, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Relationship Banker - (new Build) Landfall - Wilmington, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Relationship Banker - (new Build) Ogden Village - Wilmington, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Know Your Customer Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Relationship Banker - (new Build) Oxford Commons - Durham, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Customer Success Associate
Company: Figure Technologies |
and lien perfection, and $YLDS, a yield-bearing stablecoin registered with the SEC as a security under the Securities ActLocation: Charlotte, NC, USA
| Salary: US$71000 per year | Date posted: 23 Sep 2026
Relationship Banker - Charlotte Belmont - Belmont, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Belmont, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Senior Quantitative Model Analyst - Counterparty Credit Risk Modeling
Company: U.S. Bank |
exposure models used to support the Bank's trading, prime brokerage, and securities financing businesses. This role requires... Securities Financing Transactions These models are used to estimate and manage counterparty credit exposure in support of theLocation: Charlotte, NC, USA
| Salary: US$126820 - 149200 per year | Date posted: 23 Sep 2026
Relationship Banker - (new Build) Calabash Commons - Wilmington, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Associate Financial Advisor - Charlotte, Nc
Company: Edward Jones |
financial planning software and digital engagement tools What could set you apart Partial securities licensing (such as theLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Private Client Banker - Cornelius Branch - Cornelius, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses