Securities jobs in north carolina state USA
180 securities jobs found in north carolina state: showing 1 - 50
Client Service Associate Charlotte, North Carolina
Company: Edelman Financial Engines |
. Good understanding of finance and investment markets/securities Critical thinking, attention to detail, and multi-taskingLocation: Charlotte, NC, USA
| Salary: US$54000 - 65000 per year | Date posted: 06 Jun 2026
Associate Financial Advisor - Burlington, Nc
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Burlington, NC, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Senior Regional Supervisory Principal
Company: LPL Financial |
insurance, mutual funds, annuities, general securities, alternative investments, and other financial productsLocation: North Carolina, USA
| Salary: US$84151 - 140183 per year | Date posted: 06 Jun 2026
Financial Advisor - Durham, Nc - Market 27, Region 028
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Durham, NC, USA
| Salary: US$45000 - 100000 per year | Date posted: 06 Jun 2026
Data Governance / Data Quality Engineer :: Charlotte, North Carolina (hybrid, 2 Days In A Week)
Company: Stellent IT |
is undergoing a digital transformation to modernize its enterprise data platform across Capital Markets and Nikko Securities... data domain (securities, pricing, risk data) Additional Requirements Strong analytical and problem-solving skillsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Office Manager/executive Assistant To The Ceo
Company: Stone Press Financial Group |
and securities business submission. The ideal candidate demonstrates professionalism, discretion, strong communication skills... logistics Complete and submit securities account paperwork for processing via Docupace operations platform Prepare meetingLocation: Charlotte, NC, USA
| Salary: US$65000 - 75000 per year | Date posted: 05 Jun 2026
Vp, Oracle Fusion Enterprise Resource Planning - Finance Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Merrill Financial Solutions Advisor (partially Licensed) - Carolina East Market
Company: Bank of America |
FINRA Securities Industry Essentials (SIE) 4+ years of progressive professional and/or military experience 2+ yearsLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Business Execution Consultant
Company: Innova Solutions |
Execution Consultant, you will: Day to Day Responsibilities: Process and support a variety of securities operations... activities related to cash, securities, and investment transactions. Review, validate, and process Investment Policy StatementsLocation: Charlotte, NC, USA
| Salary: US$35 - 40 per hour | Date posted: 05 Jun 2026
Quantitative Analytics Specialist
Company: Innova Solutions |
, securities financing transactions, and other instruments Perform mathematical derivations and validate model assumptionsLocation: Charlotte, NC, USA
| Salary: US$75 - 80 per hour | Date posted: 05 Jun 2026
Financial Investigator
Company: State of North Carolina |
of accounting coursework and two years of experience in auditing and/or investigating tax, financial, or securities crimesLocation: Wake County, NC, USA
| Salary: US$55823 - 69000 per year | Date posted: 05 Jun 2026
Vp, Oracle Fusion Enterprise Resource Planning - Finance Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Senior Compliance Analyst - Investor & Ria Services (hybrid)
Company: Silicon Valley Bank |
developing management or board-level reporting FINRA Securities Industry Essentials (SIE) exam as well as Series 6 or Series 7Location: Ohio - Raleigh, NC, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Senior Business Analyst - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Director, Model Risk Audit
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Associate, Success Factors Integration Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$97000 - 154000 per year | Date posted: 04 Jun 2026
Security Systems Engineer - Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Vp, Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess modelLocation: Charlotte, NC, USA
| Salary: US$50 per hour | Date posted: 04 Jun 2026
Director, Market Risk Audit
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: Charlotte, NC, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meetLocation: Charlotte, NC, USA
| Salary: US$150 per hour | Date posted: 03 Jun 2026
Vp, Sr Risk Python Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Vp, Oracle Fusion Enterprise Resource Planning - Financial Application
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Grc Manager - Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Senior Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Sr. Investment Operations Analyst
Company: Pacific Life |
, and settlement for public fixed income securities Review and affirm trade confirmations, partnering with brokers to resolveLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Treasury Senior Quantitative Market Manager
Company: Truist |
to fixed income securities, derivatives, and Mortgage products. General Description of Available Benefits for EligibleLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Investment Transition Partner
Company: LPL Financial |
characteristics of portfolios and underlying securities. Consult on applicable supporting technology. Articulate our valueLocation: North Carolina, USA
| Salary: US$83250 - 138750 per year | Date posted: 02 Jun 2026
Financial Advisor Associate
Company: Ameriprise Financial |
your required licenses/credentials within 150 days of hire: - FINRA Series 7 - Active State Securities Agent Registration (S63 or S66Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Planner - Entrepreneurial Path
Company: The Pelora Group |
opportunity. Apply if youre ready to take control. Ignore if youre not. For Recruiting Purposes Only. SecuritiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Financial Advisor
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Reference Data Ba
Company: Madison-Davis |
Analyze and document reference data models including securities, instruments, issuers, identifiers, hierarchies... querying large, complex datasets Experience working with market data vendors, identifiers, and symbology (e.G., securitiesLocation: Charlotte, NC, USA
| Salary: US$64 - 80 per hour | Date posted: 01 Jun 2026
Remote Litigator For Ai Model Training
Company: SaidGig |
areas: Commercial or complex-commercial litigation Securities, consumer-class, or antitrust litigation Intellectual PropertyLocation: Charlotte, NC, USA
| Salary: US$2150 per year | Date posted: 30 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 30 May 2026
Vp, Oracle Fusion Enterprise Resource Planning - Finance Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 May 2026
Vp, Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Vp, Process Administrator
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Relationship Banker - (new Build) Wallbrook - Rolesville, Nc
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Senior Manager 1lod Business Controls Manager – Securities Based Lending
Company: Royal Bank of Canada |
s Securities Based Lending (SBL) products and broader lending businesses. With a primary strategic focus on SBL risk and control... matter expert for Securities Based Lending (SBL) products across operational risk stripes Develop and enhance SBL controlLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Vp, Oracle Fusion Enterprise Resource Planning - Financial Applications
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Securities Operations Associate - Hybrid
Company: Genesis10 |
Genesis10 is currently seeking a Securities Operations Associate - Hybrid position with a Global Financial Institution... tasks for complex securities, including processing, reconciling, and resolving transactions. You will support businessLocation: Charlotte, NC, USA
| Salary: US$25.31 - 33.31 per hour | Date posted: 29 May 2026
Vp, Oracle Fusion Enterprise Performance Management - Financial Application
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 May 2026
Investment Banking Associate - Defense, Government, Engineering & Industrial Services
Company: Citizens Bank |
transactions, including M&A, securities issuance, capital restructuring, etc. Provides financial analysis reports for investmentLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 May 2026
Financial Professional
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 28 May 2026
Vp, Fusion Cloud Enterprise Performance Management Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 May 2026
Financial Systems Support Lead
Company: Truist |
Management and all external regulatory and Securities and Exchange Commission (SEC) reporting to Federal Deposit InsuranceLocation: Wilson, NC, USA
| Salary: unspecified | Date posted: 28 May 2026
Senior Business Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 May 2026
Wealth Regional Supervisor
Company: Truist |
Securities Trading and Annuity Principal Review and Approval. Utilize multiple systems to ensure suitability