Securities jobs in north carolina state USA
225 securities jobs found in north carolina state: showing 1 - 50
Hybrid - Bas Service Engineer – Delta Controls
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in theLocation: Charlotte, NC, USA
| Salary: US$100000 - 160000 per year | Date posted: 13 Sep 2026
Data Quality Engineer
Company: Stellent IT |
across Capital Markets and Nikko Securities. As part of this initiative, we are seeking an experienced Data Governance / Data QualityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Cary, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Cary, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Dot Net With Angular
Company: Agile Tech Solutions LLC |
methodologies Design and implement cross-product exposure models incorporating derivatives, securities financing transactionsLocation: Charlotte, NC, USA
| Salary: US$80 per hour | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Kernersville, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Kernersville, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - South Asheville, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Asheville, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Azure Data Engineer – Python/pyspark | Databricks | Adf
Company: Trispoke Managed Services |
of a strategic data platform for *** Capital Markets and Nikko Securities Group. Role Objectives These roles will be part of the... Data Strategy team spanning across the *** Capital Markets and Nikko Securities teams, *** Americas Division's brokerLocation: Charlotte, NC, USA
| Salary: US$80 per hour | Date posted: 12 Sep 2026
Azure Data Engineer In Charlotte, Nc 28202 (hybrid)
Company: Amicis Global |
Capital Markets and Nikko Securities Group. Role Objectives These roles will be part of the Data Strategy team spanning... across the *** Capital Markets and Nikko securities teams, *** Americas Division's broker-dealer and swap-dealer entities. TheseLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Front Office Application Platform Support
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Loan Administrator Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Production Platform Support Manager - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Risk Governance And Executive Reporting, Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Client Success Officer - Midcorp Northeast
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Statistician / Sales Analyst
Company: Wolfspeed |
securities Responsible for design and delivery of reporting and core reporting datasets, required to support new businessLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Technical Account Manager
Company: RegEd |
to Have: Knowledge of the financial services/securities and/or insurance industry is a plus. Knowledge of our RegEd productsLocation: Morrisville, NC, USA
| Salary: US$45000 - 65000 per year | Date posted: 11 Sep 2026
Trade Credit Services Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Vice President – Securitized Products, Digital Infrastructure Abs
Company: Huntington National Bank |
-Backed Securities) with specific focus on the digital infrastructure asset classes (Data Center, Fiber, Music RoyaltiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Platform Engineer - Ai Tooling
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Ai Solutions, Architecture And Tooling
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Ai Platform Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Senior Java Developer - Treasury Technology (fte / Hybrid)
Company: NTT Data |
, hedging programs, interest-rate derivatives, fixed-income securities transactions, collateral management, and other treasury...-income securities, intercompany loans, and collateral management. #LI-NorthAmerica NTT DATA provides a reasonable rangeLocation: Charlotte, NC, USA
| Salary: US$96800 - 145200 per year | Date posted: 11 Sep 2026
Financial Solutions Advisor Registration Candidate Consumer Investments - North Hills Mall Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Python Developer - Treasury & Capital Markets Technology (fte / Hybrid)
Company: NTT Data |
programs, interest-rate derivatives, fixed-income securities, intercompany loans, and collateral management. Work... and derivatives, fixed-income securities, intercompany loans, and collateral management. #LI-NorthAmerica NTT DATA providesLocation: Charlotte, NC, USA
| Salary: US$96800 - 145200 per year | Date posted: 10 Sep 2026
Vice President, Technology Program Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Relationship Executive - Mid-corporate Commercial Banking - Executive Director
Company: JPMorgan Chase |
and control partners FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 daysLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Private Client Banker - Greensboro New Garden - Greensboro, Nc
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Quantitative Analytics Specialist 4 - Contingent
Company: Innova Solutions |
, securities financing transactions, and other instruments Perform mathematical derivations and validate model assumptionsLocation: Charlotte, NC, USA
| Salary: US$75 - 80 per hour | Date posted: 10 Sep 2026
Financial Solutions Advisor Registration Candidate Consumer Investments - Joyce Street Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Fayetteville, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Associate Financial Advisor - Goldsboro, Nc
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Goldsboro, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Licensed Premier Relationship Banker (premier Banker)
Company: Silicon Valley Bank |
conversations Knowledge of securities products and services Qualifications: Premier Relationship Banker QualificationsLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Azure Data Engineer - Hybrid
Company: Genesis10 |
will support the design and development of a strategic data platform for the client's Capital Markets and other securities teams... with the establishment of a reference data system for securities and pricing data Follow internal development standardsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Loan Administrator Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Private Client Banker - Greensboro New Garden - Greensboro, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Senior Data Engineer - Hybrid
Company: Genesis10 |
a strategic data platform on Microsoft Azure, initially focusing on reference data for securities and pricing. This position... platform on the Azure Cloud Platform Establish a reference data system for securities and pricing data, later expandingLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Private Client Banker - Carraway Village - Chapel Hill, Nc
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Chapel Hill, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Raleigh, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Wealth Qa Analyst
Company: Citizens Bank |
review and testing grid processing. 1+ years of process improvement experience Securities Licenses such as Series 24Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
their needs. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: New Bern, NC, USA
| Salary: US$45000 - 65000 per year | Date posted: 09 Sep 2026
Private Client Banker - (new Build) Burlington - Burlington, Nc
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Burlington, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: Raleigh, NC, USA
| Salary: US$90000 per year | Date posted: 09 Sep 2026
Relationship Banker - (new Build) Burlington - Burlington, Nc
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Burlington, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Attorney 1, Securities
Company: IQVIA |
1 will report directly to the Assistant General Counsel, Securities and work closely with our Finance, Treasury... and strong growth opportunities. Key Responsibilities: Assist with public company securities law compliance and preparationLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Private Client Banker - Carraway Village - Chapel Hill, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Chapel Hill, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Relationship Banker - (new Build) Burlington - Burlington, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Burlington, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Private Client Banker - (new Build) Burlington - Burlington, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Burlington, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
It Infrastructure Audit Director
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Financial Professional - Accelerated Leadership Program
Company: NYL - Matthews |
times per year but are subject to change. Ask your New York Life recruiter for details.To offer securities products..., such as mutual funds, you must be a properly licensed registered representative of NYLIFE Securities LLC (member FINRA/SIPCLocation: Charlotte, NC, USA
| Salary: US$60000 - 150000 per year | Date posted: 08 Sep 2026
College Financial Representative Internship Program
Company: Northwestern Mutual |
while receiving support toward professional registrations and certifications, including investment and securities licensing