Securities jobs in north carolina state USA
187 securities jobs found in north carolina state: showing 1 - 50
Vice President, Applications Systems Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$154669 - 196000 per year | Date posted: 28 Jul 2026
Associate Financial Advisor - New Bern, Nc
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: New Bern, NC, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Technical Business Analyst – Eagle Star / Pace
Company: skandasols |
and reconciliation. Prioritize those with solid domain knowledge in performance measurement and securities. JOB TITLE : Technical... Knowledge of performance measurement (TWR, attribution basics) Familiarity with securities (equities, fixed income, derivativesLocation: Charlotte, NC, USA
| Salary: US$120000 - 150000 per year | Date posted: 28 Jul 2026
Associate Financial Advisor - Raleigh, Nc
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Advisor Development Program - Charlotte & Associates Financial Solutions Advisor Trainee: Financial Center - Charlotte, Nc (bilingual Spanish Speaking Required)
Company: Bank of America |
Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Jul 2026
W2 Only || Data Engineer || Charlotte., Nc
Company: Stellent IT |
Markets and Nikko Securities Group. Role Objectives These roles will be part of the Data Strategy team spanning... across client's Capital Markets and Nikko securities teams, Client's Americas Division's broker-dealer and swap-dealer entitiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Data Engineer - Hybrid
Company: Genesis10 |
on the Azure Cloud Platform, focusing on establishing a reference data system for securities and pricing data. This position... to the establishment of a reference data system for securities and pricing data, later expanding to other data domainsLocation: Charlotte, NC, USA
| Salary: US$78.18 per hour | Date posted: 27 Jul 2026
Senior Data Engineer – Python/ Pyspark & Azure - Charlotte, North Carolina 28202
Company: Amicis Global |
and Nikko Securities Group. Role Objectives: The role will be part of the Data Strategy team spanning the SMBC Capital... Markets and Nikko Securities teams, as well as SMBC Americas Division's broker-dealer and swap-dealer entities. The roleLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Jul 2026
State Controller Financial Specialist I
Company: State of North Carolina |
Securities and Exchange Commission (SEC). The AFR section consists of financial specialists who provide accounting policyLocation: Wake County, NC, USA
| Salary: US$67122 - 117465 per year | Date posted: 27 Jul 2026
Financial Professional
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Ccar Full Stack Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Relationship Banker - (new Build) Buffaloe Bend - Raleigh, Nc
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Relationship Banker - Steele Creek - Charlotte, Nc - (english/spanish) Required
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Director Of Middle Back Office Quality Assurance
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Registered Branch Associate - Murfreesboro, Nc
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Murfreesboro, NC, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Senior Qa Testing Specialist -data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$97000 - 156000 per year | Date posted: 25 Jul 2026
Cr/coi Tech Lead
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Senior Credit Approval Officer For Asset Backed Securities
Company: U.S. Bank |
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Charlotte / Mountain Island
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Jul 2026
Client Service Associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Jul 2026
Clo Trust Reporting Analyst
Company: U.S. Bank |
bank loans, fixed income securities, securitization, trading or mutual funds Ability to identify and resolve exceptionsLocation: Charlotte, NC, USA
| Salary: US$66640 - 78400 per year | Date posted: 24 Jul 2026
Relationship Banker - (new Build) Buffaloe Bend - Raleigh, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 24 Jul 2026
Investment Banking Associate I Or Ii
Company: Fifth Third Bank |
origination and closing of complex financial transactions as part of a team. Securities Industry Essentials (SIE), Series 79Location: Charlotte, NC, USA
| Salary: US$71100 - 145900 per year | Date posted: 24 Jul 2026
Commercial Project Manager/financial Controller - Datacenter & Semiconductors
Company: Siemens |
Ensures the application and the continuously managing of financial Guarantees, Bonds and project securities Supports the PMLocation: Wendell, NC, USA
| Salary: US$74970 - 128520 per year | Date posted: 24 Jul 2026
Customer Success Manager
Company: MicroStrategy |
securities and have been the leader in bitcoin treasury companies. This visionary move has helped us build a fortress balanceLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Private Client Banker - (new Build) Buffaloe Bend - Raleigh, Nc
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Clo/abl/structured Finance Associate Attorney
Company: Direct Counsel |
to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients on sophisticated securitization..., structured finance, private securities offerings, and lending transactions, providing associates with significant responsibilityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Principal Integration Engineer - Trade Data Warehouse
Company: U.S. Bank |
income, equities, equity options, commodities, or FX. Experience in Securities Data Modeling Working knowledge of marketLocation: Charlotte, NC, USA
| Salary: US$143905 - 169300 per year | Date posted: 23 Jul 2026
Senior Business Analyst - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Private Client Banker - (new Build) Buffaloe Bend - Raleigh, Nc
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Securitization & Structured Finance Associate Attorney
Company: Direct Counsel |
experience to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients... of securitization and structured finance deals. Conduct legal research and provide strategic guidance on securities and financeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets Associate Attorney
Company: Direct Counsel |
Capital Markets practice. The team advises clients on sophisticated commercial mortgage-backed securities (CMBS... clients on commercial mortgage-backed securities (CMBS) transactions. Collaborate directly with clients throughoutLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Senior Business Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Capital Markets – Agency Cmbs Securitizations Associate Attorney
Company: Direct Counsel |
. Conduct legal research and provide strategic advice on commercial mortgage-backed securities (CMBS) transactionsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Preferred Banker - Wake Forest Nc
Company: Huntington National Bank |
or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not alreadyLocation: Wake Forest, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Capital Markets Middle Office Specialist - Collateral Management
Company: Innova Solutions |
of loan, securities, and derivative products, including interest rate swaps, FX, equities, and commodities ProficiencyLocation: Charlotte, NC, USA
| Salary: US$38 per hour | Date posted: 22 Jul 2026
Senior Risk Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Structured Finance (cmbs) Associate Attorney
Company: Direct Counsel |
, with a primary focus on commercial mortgage-backed securities (CMBS) as well as a broad range of other asset-backed finance... and securitization transactions. Advise clients on commercial mortgage-backed securities (CMBS) transactions from structuring throughLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Penetration Testing Lead - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Analyst, Business Continuity Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$65000 - 80000 per year | Date posted: 21 Jul 2026
Licensing Success Analyst
Company: RegEd |
and process applications for insurance licenses, securities registrations, license renewals and other related filingsLocation: Morrisville, NC, USA
| Salary: US$17 per hour | Date posted: 21 Jul 2026
Senior Risk Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Licensing Success Analyst
Company: RegEd |
and process applications for insurance licenses, securities registrations, license renewals and other related filingsLocation: Morrisville, NC, USA
| Salary: US$17 per hour | Date posted: 21 Jul 2026
Wealth Management Advisor, Charlotte, Nc
Company: U.S. Bank |
knowledge of the securities industry, including investment and insurance products and services Knowledge of private bankingLocation: Huntersville, NC, USA
| Salary: US$65000 - 80200 per year | Date posted: 21 Jul 2026
Wealth Business Analyst Iii - Finra
Company: Truist |
credentials such as National Association of Securities Dealers Licensing (7, 63, 65, 24, etc.), Certified Financial PlannerLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Duke Capital Partners - Legal Coordinator
Company: Duke University |
with the formation of new investment entities Supporting compliance with securities regulations (e.g., Reg D filings, FormLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 20 Jul 2026
General Council
Company: Spar Group |
, securities, employment, and commercial law. Strong knowledge of SEC regulations, corporate governance, and public companyLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 Jul 2026
E-discovery Litigation Attorney (winston-salem, Nc)
Company: Kilpatrick Townsend & Stockton LLP |
challenging demands of financial transactions and securities to the disciplines of intellectual property management. A closeLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 19 Jul 2026
Hybrid - Bas Service Engineer – Delta Controls
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in the