Securities jobs in connecticut state USA
69 securities jobs found in connecticut state: showing 1 - 20
Private Client Banker - Vernon Tri City Plaza - Vernon, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: Vernon, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 29 Dec 2024
Relationship Banker - Hartford South Meadows - Hartford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Hartford, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 29 Dec 2024
Relationship Banker - Hartford South Meadows - Hartford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Hartford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Private Client Banker - Vernon Tri City Plaza - Vernon, Ct
Company: JPMorgan Chase |
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...Location: Vernon, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Capital Markets Advisory And Control Room Associate
Company: NatWest Group |
and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries...Location: Stamford, CT, USA
| Salary: $80000 - 85000 per year | Date posted: 28 Dec 2024
Sales Associate - Wealth Management
Company: Pacifica Continental |
experience Securities Industry Essentials (SIE) Exam Series 7, 63, and 65 or 66 licenses Strong client relationship...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Dec 2024
Relationship Banker - Milford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Milford, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 23 Dec 2024
Relationship Banker - Milford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Milford, CT, USA
| Salary: unspecified | Date posted: 23 Dec 2024
Registered Representative – State Farm Agent Team Member
Company: State Farm |
appointments, identify customer needs, and market appropriate products and services. QUALIFICATIONS: Securities licenses 6, 63...Location: Southbury, CT, USA
| Salary: $45000 per year | Date posted: 22 Dec 2024
Us Business Resilience And Incident Management Associate
Company: NatWest Group |
off policy, parental leave and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent...Location: Stamford, CT, USA
| Salary: $120000 - 140000 per year | Date posted: 21 Dec 2024
Licensing/registration Coordinator-broker Dealer
Company: Voya |
, or Voya Investments Distributor Process U4 amendments including State Securities Registration, Branch Addresses, Home...Location: Connecticut, USA
| Salary: $30390 - 50640 per year | Date posted: 21 Dec 2024
Principal Review Supervisor
Company: Voya |
principal review and approval of securities accounts transactions including new accounts and daily transactions for assigned... of internal, securities & state rules and regulations Strong PC Skills Preferred Knowledge & Experience: Experience...Location: Connecticut, USA
| Salary: $53970 - 89960 per year | Date posted: 21 Dec 2024
Chief Compliance Officer - Voya Financial Advisors
Company: Voya |
with applicable securities, privacy, anti-money laundering, and insurance laws, and SEC and FINRA rules. The CCO will serve..., or a state securities or insurance department, will be valuable, but not required. Strong knowledge of the federal and state...Location: Connecticut, USA
| Salary: unspecified | Date posted: 21 Dec 2024
J.p. Morgan Wealth Management – Market Director Of Wealth - Southport, Ct
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Southport, CT, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Assistant Construction Manager - Construction
Company: Burns & McDonnell |
, taxes/duties, and securities are in effect according to the project requirements. Support and conduct project safety...Location: Wallingford, CT, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Private Client Banker - East Hartford, Ct
Company: JPMorgan Chase |
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...Location: East Hartford, CT, USA
| Salary: unspecified | Date posted: 19 Dec 2024
Sr Analyst Accounting & Controllership
Company: Raytheon Technologies |
for this individual to be part of a small team that prepares and files RTX 10-Q and 10-K documents with the Securities and Exchange...Location: Connecticut, USA
| Salary: $64000 - 128000 per year | Date posted: 18 Dec 2024
Senior Analyst, Treasury Accounting
Company: Sterling National Bank |
securities pledging support to Treasury funding team. Support key controls for daily trade process as part of SOX requirement... or Finance. 4+ years of Accounting or Operations experience is a plus. Experience in Treasury, Securities Operations...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Vp, Financial Consultant - Stamford, Ct
Company: Charles Schwab |
, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share...