Securities jobs in connecticut state USA
72 securities jobs found in connecticut state: showing 1 - 50
Relationship Banker - Greenwich Sound Beach - Old Greenwich, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Old Greenwich, CT, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Operations Analyst
Company: Elite Placement Group |
allocations, accruals, and other fund-level operational accounting functions. Facilitate securities transfers and other custodyLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Client Advisor With Athletic Background
Company: Northwestern Mutual |
offices. In 2024, the firm had 5 advisors ranked in the Top-10 of the Forbes Best-In-State Financial Securities List (CTLocation: Bridgeport, CT, USA
| Salary: US$70000 - 95000 per year | Date posted: 03 Aug 2026
Insurance Professional
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. We distinguish ourselves by prioritizing a meticulous focusLocation: Bridgeport, CT, USA
| Salary: US$97000 - 125000 per year | Date posted: 03 Aug 2026
Financial Advisor Career Changer Opportunity
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Our thriving offices are located: Stamford Network OfficeLocation: Bridgeport, CT, USA
| Salary: US$70000 - 85000 per year | Date posted: 03 Aug 2026
Senior Consultant - Capital Markets Surveillance
Company: Deloitte |
and information barriers solutions Knowledge of relevant financial and securities regulations (market abuse, insider trading... sponsorship, now or at any time in the future Strong working knowledge of a range of financial services and / or securitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Aug 2026
Manager - Capital Markets Operations And Technology
Company: Deloitte |
Strong working knowledge of a range of financial services and / or securities-related business models, products, and servicesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Aug 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Farmington, CT, USA
| Salary: US$49500 per year | Date posted: 31 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 30 Jul 2026
Director
Company: Aon |
with investment banking clients (including boutique and middle market IBs) and Securities Services clients (including Custodian BanksLocation: Norwalk, CT, USA
| Salary: US$175781 - 228250 per year | Date posted: 30 Jul 2026
Director, Debt Capital Markets
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 30 Jul 2026
Director
Company: Aon |
with investment banking clients (including boutique and middle market IBs) and Securities Services clients (including Custodian BanksLocation: Norwalk, CT, USA
| Salary: US$175781 - 228250 per year | Date posted: 29 Jul 2026
Investment Accounting, Manager
Company: AIG |
accounting and reporting for AIG's Invested Assets of over $95 billion a comprised primarily of fixed maturity securities... and includes private equity, hedge funds, commercial/residential loans and equity securities. In addition, AIGs derivativeLocation: Wilton, CT, USA
| Salary: US$105000 - 148000 per year | Date posted: 29 Jul 2026
Financial Solutions Advisor Registration Candidate - East Danbury Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Danbury, CT, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 29 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or SeriesLocation: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 28 Jul 2026
Guidewire Integration Developer
Company: Deloitte |
, securities, investment management, and real estate companies. Qualifications Required: Bachelor's degree in Computer ScienceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Guidewire Architect
Company: Deloitte |
in the world, serving over 90% of Fortune 500 banking, insurance, securities, investment management, and real estateLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Encore
Company: Cigna |
with the United States Securities and Exchange Commission (SEC). The successful candidate will become an Access Person of CII... and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a BeneficialLocation: Bloomfield, CT, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Encore
Company: The Cigna Group |
with the United States Securities and Exchange Commission (SEC). The successful candidate will become an Access Person of CII... and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a BeneficialLocation: Bloomfield, CT, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Cmbs Sector Head
Company: The Hartford |
Securities (CMBS) investment activities of the firm. The Sector Head will be responsible for managing CMBS investments... finance securities. Strong proficiency in risk and data analysis systems such as Trepp, Bloomberg and Blackrock/AladdinLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 27 Jul 2026
Senior Accounting Manager – Investment Accounting & Transformation - Hybrid
Company: Cigna |
Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission (SEC... and restrictions contained in CIIs Code of Ethics. These requirements and restrictions apply to the Access Person and all securitiesLocation: Bloomfield, CT, USA
| Salary: US$121100 - 201900 per year | Date posted: 25 Jul 2026
Senior Accounting Manager – Investment Accounting & Transformation - Hybrid
Company: The Cigna Group |
Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission (SEC... and restrictions contained in CIIs Code of Ethics. These requirements and restrictions apply to the Access Person and all securitiesLocation: Bloomfield, CT, USA
| Salary: US$121100 - 201900 per year | Date posted: 25 Jul 2026
Sr. Relationship Manager, Global Commercial Banking - Healthcare, Education, Not-for-profit (stamford, New Haven, Hartford)
Company: Bank of America |
. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & 63 license within 180 days of startLocation: Connecticut, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Principal Review Supervisor
Company: Benefitfocus |
. You will be responsible for principal review and approval of securities account transactions, including new accounts and ongoing activityLocation: Connecticut, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Alpha Product - Interoperability Manager, Avp
Company: State Street |
, investment operations, securities processing, or capital markets operations. Strong understanding of State Street Back OfficeLocation: Stamford, CT, USA
| Salary: US$100000 - 167500 per year | Date posted: 23 Jul 2026
Assistant Controller
Company: Elite Placement Group |
. Support the accounting and reporting for equity securities, derivatives, total return swaps, and other complex financialLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Fx Pb Client Services Associate
Company: NatWest Group |
paid time off policy, parental leave and tuition reimbursement. It is the policy of NatWest Markets Securities IncLocation: Stamford, CT, USA
| Salary: US$85000 - 130000 per year | Date posted: 18 Jul 2026
Vice President, Us Primary Capital Markets
Company: NatWest Group |
. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equalLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 17 Jul 2026
Us Middle Office Associate
Company: NatWest Group |
and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiariesLocation: Stamford, CT, USA
| Salary: US$100000 - 135000 per year | Date posted: 17 Jul 2026
Product Manager, Evergreen Private Fund Solutions - Assistant Vice President / Vice President
Company: iCapital |
, custodians, and transfer agents Familiar with the Investment Company Act of 1940 and the Securities Exchange Act of 1934Location: Greenwich, CT, USA
| Salary: US$120000 - 180000 per year | Date posted: 17 Jul 2026
Relationship Banker - New Canaan, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: New Canaan, CT, USA
| Salary: unspecified | Date posted: 16 Jul 2026
Currencies Sales Director
Company: NatWest Group |
paid time off policy, parental leave and tuition reimbursement. It is the policy of NatWest Markets Securities IncLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 15 Jul 2026
Technology Specialist
Company: Benefitfocus |
and interpersonal skills. B.S or B.A preferred but not required. Securities / Financial Services industry experience required, brokerLocation: Windsor, CT, USA
| Salary: US$63470 - 105800 per year | Date posted: 13 Jul 2026
Registered Wealth Management Client Associate
Company: Bank of America |
: Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66Location: Bridgeport, CT, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Westport, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Norwalk, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Fairfield, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Private Client Banker - Fairfield Center - Fairfield, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Fairfield, CT, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Senior Accounting Associate
Company: Blake Smith Staffing |
, interest and dividend income, and alternative and fixed income securities, and appropriately book related activity OwnLocation: Westport, CT, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Financial Advisor
Company: Charter Oak Financial |
Aspirations of becoming securities licensed Established client relationships and business development ability ExcellentLocation: Hamden, CT, USA
| Salary: US$55000 - 130000 per year | Date posted: 07 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 07 Jul 2026
Private Client Banker - Derby Lane Branch (new Build) - Derby, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Derby, CT, USA
| Salary: unspecified | Date posted: 06 Jul 2026
Legal Document Negotiator
Company: NatWest Group |
dealer, and NatWest Markets Securities Inc., a U.S.-based broker-dealer. The role supports a broad range of trading... businesses, including FX, Rates, Prime Brokerage, and Securities (cash markets and repo). The successful candidate will be a self