Securities jobs in connecticut state USA
76 securities jobs found in connecticut state: showing 1 - 50
Tax Manager - Banking & Capital Markets
Company: Deloitte |
practice offers the opportunity to advise leading banking and securities organizations while working at the intersection of tax... and securities industries. You'll work directly with clients, lead engagement teams, collaborate with Deloitte specialistsLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 13 Sep 2026
Guidewire Architect
Company: Deloitte |
in the world, serving over 90% of Fortune 500 banking, insurance, securities, investment management, and real estateLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Registered Wealth Management Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Stamford, CT, USA
| Salary: US$25 - 45 per hour | Date posted: 11 Sep 2026
Manager - Capital Markets Operations And Technology
Company: Deloitte |
Strong working knowledge of a range of financial services and / or securities-related business models, products, and servicesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Private Client Banker - New Canaan, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: New Canaan, CT, USA
| Salary: US$25 - 32.69 per hour | Date posted: 10 Sep 2026
Senior Consultant - Capital Markets Operations And Technology
Company: Deloitte |
, now or at any time in the future Strong working knowledge of a range of financial services and / or securities-related business modelsLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Private Client Banker - New Canaan, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: New Canaan, CT, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Financial Consultant With Military Background
Company: Northwestern Mutual |
in the Top-10 of the Forbes Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Click the linkLocation: Bridgeport, CT, USA
| Salary: US$76000 - 110000 per year | Date posted: 10 Sep 2026
Services Associate, Risk & Compliance (tracking & Trading/broker Data Import Program)
Company: Deloitte |
sponsorship may be available Preferred: Experience working with securities and financial relationships, including stocksLocation: Hartford, CT, USA
| Salary: US$51900 - 95500 per year | Date posted: 09 Sep 2026
Product Manager (asset Backed Securities)
Company: Valitana LLC |
our platform continues to set the standard for innovation as we expand the platform to support Asset Based SecuritiesLocation: Stamford, CT, USA
| Salary: US$130000 - 165000 per year | Date posted: 09 Sep 2026
Financial Advisor
Company: Charter Oak Financial |
Aspirations of becoming securities licensed Established client relationships and business development ability ExcellentLocation: Hamden, CT, USA
| Salary: US$55000 - 130000 per year | Date posted: 05 Sep 2026
Investment Grade Syndicate
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: US$110000 - 170000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Norwalk, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Relationship Banker - Bankville - Greenwich, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Commercial Services Processor
Company: Union Savings Bank |
securities, monitor and update values, send report to Loan Servicing for processing and apprise account officers of any loanLocation: Danbury, CT, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Fairfield, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Westport, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Bridgeport, CT, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Farmington, CT, USA
| Salary: US$49500 per year | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Financial Advisor - Career Changers Welcome
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Our thriving offices are located: Stamford Network OfficeLocation: Bridgeport, CT, USA
| Salary: US$64000 - 85000 per year | Date posted: 03 Sep 2026
Senior Wealth Advisor | Western Connecticut
Company: Citigroup |
securities recommendations and provide investment advice to clients through a select number of solutions using firm models..., problem solver and a goal-oriented team player able to work without direction Securities Industry Essentials SIE, ActiveLocation: Greenwich, CT, USA
| Salary: US$70000 per year | Date posted: 02 Sep 2026
Insurance Professional With Support
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. We distinguish ourselves by prioritizing a meticulous focusLocation: Bridgeport, CT, USA
| Salary: US$97000 - 125000 per year | Date posted: 02 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: New Haven, CT, USA
| Salary: unspecified | Date posted: 02 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Greenwich, Ct (greenwich Dearfield)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Assistant General Counsel, Finance & Sec (hybrid Schedule)
Company: Eversource |
, reliable and cost-effective service. Eversource is seeking an attorney with 10+ years of corporate and securities law... Securities and Exchange Commission, including 34 Act periodic reports on Forms 10-K, 10-Q and 8K, 33 Act registrationLocation: Berlin, CT, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Senior Mortgage Lending Officer - Stamford
Company: Citigroup |
and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth managementLocation: Stamford, CT, USA
| Salary: US$120000 per year | Date posted: 28 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Client Service Associate
Company: NFP Corp |
funds transfers, journals, DTC (Depository Transfer Check) of securities, ACAT (Automated Customer Account Transfer) and nonLocation: Windsor, CT, USA
| Salary: US$65000 - 90000 per year | Date posted: 27 Aug 2026
Retirement Services Major Accounts Sales Representative
Company: ADP |
experience Proven success in consultative selling, B2B sales, and new business prospecting Securities Industry EssentialsLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Client Service Associate
Company: Aon |
movements, including wires, electronic funds transfers, journals, DTC (Depository Transfer Check) of securities, ACAT (AutomatedLocation: Windsor, CT, USA
| Salary: US$65000 - 90000 per year | Date posted: 27 Aug 2026
Regulatory And Compliance, Investor Onboarding And Regulatory Review - Vice President
Company: iCapital |
Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Exchange Act of 1934... agreements. Knowledge of the Investment Company Act of 1940 and Securities Act of 1933. AML/KYC knowledge of regulatoryLocation: Greenwich, CT, USA
| Salary: US$155000 - 185000 per year | Date posted: 25 Aug 2026
Cigna Investment Management Internship
Company: Cigna |
benefits and shareholder portfolios by leveraging expertise in public securities, private placements, commercial mortgages... Investments Fixed Income Portfolio Management Public Securities and Trading Real Estate Minimum QualificationsLocation: Bloomfield, CT, USA
| Salary: US$25 - 28 per hour | Date posted: 25 Aug 2026
Cigna Investment Management Internship
Company: The Cigna Group |
benefits and shareholder portfolios by leveraging expertise in public securities, private placements, commercial mortgages... Investments Fixed Income Portfolio Management Public Securities and Trading Real Estate Minimum QualificationsLocation: Bloomfield, CT, USA
| Salary: US$25 - 28 per hour | Date posted: 25 Aug 2026
Investment Analyst - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Westport, CT, USA
| Salary: US$70000 - 140000 per year | Date posted: 22 Aug 2026
Associate General Counsel
Company: Yale University |
finance, private equity M&A, tax, securities regulation, and ERISA. Note: "Principal Responsibilities" below is a pre-setLocation: New Haven, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Relationship Banker - Ct South Market
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Registered Wealth Management Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Hartford, CT, USA
| Salary: US$25 - 45 per hour | Date posted: 20 Aug 2026
Vp, Financial Consultant - Fairfield, Ct
Company: Charles Schwab |
referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for servingLocation: Fairfield, CT, USA
| Salary: US$65000 - 95000 per year | Date posted: 19 Aug 2026
Investment Accounting, Manager
Company: AIG |
accounting and reporting for AIG's Invested Assets of over $95 billion a comprised primarily of fixed maturity securities... and includes private equity, hedge funds, commercial/residential loans and equity securities. In addition, AIGs derivativeLocation: Wilton, CT, USA
| Salary: US$112000 - 140000 per year | Date posted: 18 Aug 2026
Centralized Advisor - M&t Bank
Company: LPL Financial |
, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURELocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 15 Aug 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations