Securities jobs in connecticut state USA
71 securities jobs found in connecticut state: showing 1 - 50
Regulatory And Compliance, Investor Onboarding And Regulatory Review, Vice President
Company: iCapital |
Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Exchange Act of 1934... agreements. Knowledge of the Investment Company Act of 1940 and Securities Act of 1933. AML/KYC knowledge of regulatoryLocation: Greenwich, CT, USA
| Salary: US$155000 - 185000 per year | Date posted: 26 Aug 2026
P1 Advisor Non-exempt
Company: Ameriprise Financial |
your required licenses/credentials within 150 days of hire: - FINRA Series 7 - Active State Securities Agent Registration (S63 or S66Location: New Haven, CT, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Cigna Investment Management Internship
Company: Cigna |
benefits and shareholder portfolios by leveraging expertise in public securities, private placements, commercial mortgages... Investments Fixed Income Portfolio Management Public Securities and Trading Real Estate Minimum QualificationsLocation: Bloomfield, CT, USA
| Salary: US$25 - 28 per hour | Date posted: 24 Aug 2026
Cigna Investment Management Internship
Company: The Cigna Group |
benefits and shareholder portfolios by leveraging expertise in public securities, private placements, commercial mortgages... Investments Fixed Income Portfolio Management Public Securities and Trading Real Estate Minimum QualificationsLocation: Bloomfield, CT, USA
| Salary: US$25 - 28 per hour | Date posted: 24 Aug 2026
Investment Analyst - Parametric
Company: Morgan Stanley |
banking, securities, wealth management and investment management services. With offices in more than 41 countries, the FirmLocation: Westport, CT, USA
| Salary: US$70000 - 140000 per year | Date posted: 22 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Stamford, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Stamford, CT, USA
| Salary: US$47520 per year | Date posted: 22 Aug 2026
Senior Consultant - Capital Markets Operations And Technology
Company: Deloitte |
, now or at any time in the future Strong working knowledge of a range of financial services and / or securities-related business modelsLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Relationship Banker - Ct South Market
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Greenwich, CT, USA
| Salary: US$25 - 32.69 per hour | Date posted: 21 Aug 2026
Guidewire Policycenter Sr Developer
Company: Deloitte |
, insurance, securities, investment management, and real estate companies. A successful candidate would possess these skillsLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Manager - Capital Markets Surveillance
Company: Deloitte |
with trade/communications surveillance and information barriers solutions Knowledge of relevant financial and securities... services and / or securities-related business models, products, and services particular to the applicable industry, includingLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Associate General Counsel
Company: Yale University |
finance, private equity M&A, tax, securities regulation, and ERISA. Note: "Principal Responsibilities" below is a pre-setLocation: New Haven, CT, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Relationship Banker - Ct South Market
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Vp, Financial Consultant - Fairfield, Ct
Company: Charles Schwab |
referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for servingLocation: Fairfield, CT, USA
| Salary: US$65000 - 95000 per year | Date posted: 20 Aug 2026
Registered Wealth Management Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Hartford, CT, USA
| Salary: US$25 - 45 per hour | Date posted: 20 Aug 2026
Investment Accounting, Manager
Company: AIG |
accounting and reporting for AIG's Invested Assets of over $95 billion a comprised primarily of fixed maturity securities... and includes private equity, hedge funds, commercial/residential loans and equity securities. In addition, AIGs derivativeLocation: Wilton, CT, USA
| Salary: US$112000 - 140000 per year | Date posted: 19 Aug 2026
Trade Operations Support Specialist
Company: TD Bank |
, and best practices Assists advisors with complex trading activities, including block trades, restricted securities... requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. Must be eligible for employmentLocation: Hartford, CT, USA
| Salary: US$72280 - 108160 per year | Date posted: 18 Aug 2026
Audit - Valuation & Analytics - Consultant
Company: Deloitte |
Supporting valuation analyses of portfolio companies, equity securities, debt investments, and complex capital structuresLocation: Hartford, CT, USA
| Salary: US$67950 - 136375 per year | Date posted: 18 Aug 2026
Client Advisor With Athletic Background
Company: Northwestern Mutual |
offices. In 2024, the firm had 5 advisors ranked in the Top-10 of the Forbes Best-In-State Financial Securities List (CTLocation: Bridgeport, CT, USA
| Salary: US$70000 - 95000 per year | Date posted: 17 Aug 2026
Sales Advisor Career Changer Opportunity
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Our thriving offices are located: Stamford Network OfficeLocation: Bridgeport, CT, USA
| Salary: US$64000 - 85000 per year | Date posted: 17 Aug 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Hamden, CT, USA
| Salary: unspecified | Date posted: 15 Aug 2026
Centralized Advisor - M&t Bank
Company: LPL Financial |
, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURELocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 15 Aug 2026
Director, Us Corporate Derivatives Sales
Company: NatWest Group |
reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equalLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 15 Aug 2026
Trust Administrator
Company: Dime Bank |
of securities and other assets. Compiling information for preparation of various tax and legal filings. Assisting with theLocation: Norwich, CT, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Hamden, CT, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Services Associate, Risk & Compliance (tracking & Trading/broker Data Import Program)
Company: Deloitte |
sponsorship may be available Preferred: Experience working with securities and financial relationships, including stocksLocation: Hartford, CT, USA
| Salary: US$51900 - 95500 per year | Date posted: 14 Aug 2026
Senior Wealth Advisor | Western Connecticut
Company: Citigroup |
profiling and suitability assessments Make securities recommendations and provide investment advice to clients through a select... and a goal-oriented team player able to work without direction Securities Industry Essentials SIE - Active Series 7, 66 (or 63Location: Greenwich, CT, USA
| Salary: US$70000 per year | Date posted: 13 Aug 2026
Financial Advisor - Waterbury, Vt - Market 25, Region 087
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Waterbury, CT, USA
| Salary: US$45000 - 100000 per year | Date posted: 12 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Fairfield, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Stamford, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Westport, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Norwalk, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 07 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 07 Aug 2026
Corporate Associate Attorney (3-6 Yrs Exp)
Company: unknown |
efficiently Assist with securities law compliance and related regulatory obligations Work directly with clients to provide... transactional documents Familiarity with securities law compliance and corporate governance matters preferred Demonstrated abilityLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Corporate Associate Attorney (3-6 Yrs Exp)
Company: unknown |
efficiently Assist with securities law compliance and related regulatory obligations Work directly with clients to provide... transactional documents Familiarity with securities law compliance and corporate governance matters preferred Demonstrated abilityLocation: New Haven, CT, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Branch Service Manager/client Associate
Company: Royal Bank of Canada |
their jobs. Onboard new accounts, accurately record all securities and/or coupons received from clients and ensure they are credited... all required branch, complex and RBC procedures for handling client securities. Oversee cage activities to make sure transactions getLocation: Glastonbury, CT, USA
| Salary: US$50000 - 94000 per year | Date posted: 06 Aug 2026
Financial Advisor
Company: Charter Oak Financial |
Aspirations of becoming securities licensed Established client relationships and business development ability ExcellentLocation: Hamden, CT, USA
| Salary: US$55000 - 130000 per year | Date posted: 06 Aug 2026
Vice President, Fig Coverage
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Relationship Banker - Greenwich Sound Beach - Old Greenwich, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Old Greenwich, CT, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Operations Analyst
Company: Elite Placement Group |
allocations, accruals, and other fund-level operational accounting functions. Facilitate securities transfers and other custodyLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Farmington, CT, USA
| Salary: US$49500 per year | Date posted: 31 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 31 Jul 2026
Director, Debt Capital Markets
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Cmbs Sector Head
Company: The Hartford |
Securities (CMBS) investment activities of the firm. The Sector Head will be responsible for managing CMBS investments... finance securities. Strong proficiency in risk and data analysis systems such as Trepp, Bloomberg and Blackrock/AladdinLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Senior Accounting Manager – Investment Accounting & Transformation - Hybrid
Company: Cigna |
Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission (SEC... and restrictions contained in CIIs Code of Ethics. These requirements and restrictions apply to the Access Person and all securitiesLocation: Bloomfield, CT, USA
| Salary: US$121100 - 201900 per year | Date posted: 25 Jul 2026
Senior Accounting Manager – Investment Accounting & Transformation - Hybrid
Company: The Cigna Group |
Cigna Investments, Inc., an investment adviser registered with the United States Securities and Exchange Commission (SEC... and restrictions contained in CIIs Code of Ethics. These requirements and restrictions apply to the Access Person and all securities