Securities jobs in connecticut state USA
91 securities jobs found in connecticut state: showing 1 - 20
Retirement Plan Counselor - Ct
Company: Empower Annuity Insurance |
/reward trade off for all securities FINRA Series 6 & 63 licenses required What will set you apart Be well versed...Location: Hartford, CT, USA
| Salary: $64300 - 90850 per year | Date posted: 29 Jan 2025
Affluent Market Financial Advisor (draw Salary Plus Commission)
Company: M&T Bank |
to offer securities, advisory and insurance services and is not a separate legal entity. This position delivers individualized needs...Location: Fairfield, CT, USA
| Salary: unspecified | Date posted: 29 Jan 2025
Vp, Financial Consultant - Stamford, Ct
Company: Charles Schwab |
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...Location: Stamford, CT, USA
| Salary: $65000 - 100000 per year | Date posted: 28 Jan 2025
Relationship Banker - Hartford South Meadows - Hartford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Hartford, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 28 Jan 2025
Private Client Banker - Guilford Shoreline Plaza - Guilford, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: Guilford, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 27 Jan 2025
Relationship Banker - New Haven Church St - New Haven, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: New Haven, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 27 Jan 2025
Relationship Banker - New Haven Church St - New Haven, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: New Haven, CT, USA
| Salary: unspecified | Date posted: 25 Jan 2025
Private Client Banker - Guilford Shoreline Plaza - Guilford, Ct
Company: JPMorgan Chase |
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...Location: Guilford, CT, USA
| Salary: unspecified | Date posted: 25 Jan 2025
Legal Counsel
Company: Gartner |
to join our Legal & Compliance team. In this role, you will provide essential legal support on securities regulations, corporate.... What youll do: Corporate: Assist in the preparation and review of securities filings, including annual and quarterly reports...Location: Gallant, AL - Stamford, CT, USA
| Salary: $92000 - 131000 per year | Date posted: 24 Jan 2025
Analyst, Counterparty Credit Risk
Company: Sterling National Bank |
, preferred Sufficient understanding of securities markets, derivatives, and options trading strategies Familiarity...Location: Stamford, CT, USA
| Salary: $80000 - 95000 per year | Date posted: 24 Jan 2025
Fund Accountant
Company: Elite Placement Group |
and annual fund closing process Investment accounting for marketable securities accounts Assist in trade settlements...Location: Darien, CT, USA
| Salary: unspecified | Date posted: 24 Jan 2025
Swap Dealer Testing Vp
Company: NatWest Group |
technologies utilized in the swap-dealer business. Good knowledge of swap dealer regulations, and securities products... and compliance including knowledge of CFTC, DTCC, NFA regulation. Knowledge of broker-dealer and securities processes and business...Location: Stamford, CT, USA
| Salary: $130000 - 150000 per year | Date posted: 24 Jan 2025
Financial Advisor
Company: Ameriprise Financial |
soliciting securities-based business or have a securities-based book of clients in the past 8-10 years. Legally authorized... required licenses within 150 days of hire: o FINRA Series 7 (Obtaining the Series 7 may include passing the Securities Industry...Location: New Haven, CT, USA
| Salary: unspecified | Date posted: 24 Jan 2025
Broker Dealer Testing Associate
Company: NatWest Group |
dealer regulations, and securities products and compliance including knowledge of CFTC, DTCC, NFA regulation.... Some knowledge of broker-dealer and securities processes and business. Excellent communication skills in interacting...Location: Stamford, CT, USA
| Salary: $80000 - 105000 per year | Date posted: 24 Jan 2025
Senior Wealth Advisor
Company: M&T Bank |
record of implementing wealth management strategies Education and Experience Preferred: Securities licensing, CFP, CTFA...Location: West Hartford, CT, USA
| Salary: $143874.9 - 239791.52 per year | Date posted: 24 Jan 2025
Managing Director, Counterparty Credit
Company: Sterling National Bank |
and insurance companies. Familiarity with securities markets, derivatives, and options trading strategies is preferred. Good...Location: Stamford, CT, USA
| Salary: $175000 - 190000 per year | Date posted: 24 Jan 2025
Swap Dealer Testing Associate
Company: NatWest Group |
. Good knowledge of broker-dealer and securities processes and business. Excellent communication skills in interacting... reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal...Location: Stamford, CT, USA
| Salary: $80000 - 105000 per year | Date posted: 24 Jan 2025
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH...Location: Westport, CT, USA
| Salary: unspecified | Date posted: 24 Jan 2025
Private Client Banker - New Haven Church St - New Haven, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: New Haven, CT, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 23 Jan 2025
Corporate Associate-ct, Ny, Or Boston Offices
Company: EverStaff |
matters, securities law compliance, and general corporate matters for startup companies and their investors. Collaborate... transactions. Strong knowledge of venture capital financing structures, term sheets, investment agreements, and securities law...