Securities jobs in connecticut state USA
88 securities jobs found in connecticut state: showing 1 - 50
Merrill Financial Solutions Advisor (partially Licensed)- Southern Connecticut Market
Company: Bank of America |
FINRA Securities Industry Essentials (SIE) 4+ years of progressive professional and/or military experience 2+ yearsLocation: Stamford, CT, USA
| Salary: US$36.06 - 40.87 per hour | Date posted: 03 Jun 2026
Insurance Professional
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. We distinguish ourselves by prioritizing a meticulous focusLocation: Bridgeport, CT, USA
| Salary: US$97000 - 125000 per year | Date posted: 03 Jun 2026
Entry Level Sales Advisor
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Our thriving offices are located: Stamford Network OfficeLocation: Bridgeport, CT, USA
| Salary: US$64000 - 85000 per year | Date posted: 02 Jun 2026
Financial Solutions Advisor Registration Candidate - North Haven Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: North Haven, CT, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 01 Jun 2026
Relationship Banker - Greenwich Dearfield - Greenwich, Ct
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Greenwich, CT, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Clinton Killingworth Branch - Clinton, Ct - (new Build)
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Madison, CT, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
Relationship Banker - Clinton Killington Branch - Clinton, Ct (new Build)
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Madison, CT, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
Fund Attorney - Assistant Vice President
Company: iCapital |
, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRALocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 29 May 2026
Relationship Banker - Greenwich Dearfield - Greenwich, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 29 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 28 May 2026
Etf & 1940 Act Registered Funds Compliance Officer - Vice President
Company: iCapital |
landscape Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment... Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRALocation: Greenwich, CT, USA
| Salary: US$150000 - 175000 per year | Date posted: 23 May 2026
Em Fx Trading Vice President
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 23 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Glastonbury, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 19 May 2026
Financial Reporting Lead
Company: Rockefeller Capital Management |
and reconcile investment reports (capital gains, interest/dividend income, alternative/fixed income securities, cash flow, budgetsLocation: Stamford, CT, USA
| Salary: US$160000 per year | Date posted: 17 May 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Hartford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 14 May 2026
Private Client Banker - Westport Main St - Westport, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Westport, CT, USA
| Salary: unspecified | Date posted: 12 May 2026
Java Software Developer (mid-senior Level)
Company: Interactive Brokers |
, brokerage operations, securities borrowing and lending, clearing operations including regulatory reporting, trade settlementLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 09 May 2026
Vice President, Us Primary Capital Markets
Company: NatWest Group |
. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equalLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 09 May 2026
Financial Advisor
Company: Charter Oak Financial |
Aspirations of becoming securities licensed Established client relationships and business development ability ExcellentLocation: Hamden, CT, USA
| Salary: US$55000 - 130000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Trade Operations Support Specialist
Company: TD Bank |
, and best practices Assists advisors with complex trading activities, including block trades, restricted securities... requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. Must be eligible for employmentLocation: Hartford, CT, USA
| Salary: US$72280 - 108160 per year | Date posted: 08 May 2026
Wealth Management Advisor: Greenwich, Ct
Company: U.S. Bank |
knowledge of the securities industry, including investment and insurance products and services Knowledge of private bankingLocation: Greenwich, CT, USA
| Salary: US$65000 - 80200 per year | Date posted: 07 May 2026
Senior Counsel, Finance & Sec (hybrid Schedule)
Company: Eversource |
needs) or should the policy change. Eversource has an opening for an attorney with 5+ years of corporate and securities... or play a key role in drafting and advising on filings with the Securities and Exchange Commission, including 34 Act periodicLocation: Berlin, CT, USA
| Salary: unspecified | Date posted: 07 May 2026
Fund Attorney - Assistant Vice President / Vice President
Company: iCapital |
Strong knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the SecuritiesLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 07 May 2026
Private Client Banker - Westport Main St - Westport, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Westport, CT, USA
| Salary: unspecified | Date posted: 06 May 2026
Financial Crimes Compliance Manager - Vice President
Company: iCapital |
experience focusing primarily on AML, CFT and Sanctions compliance Expertise of the Investment Company Act of 1940, SecuritiesLocation: Greenwich, CT, USA
| Salary: US$150000 - 175000 per year | Date posted: 05 May 2026
Relationship Banker - North Branford Branch (new Build) - North Branford, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: North Branford, CT, USA
| Salary: unspecified | Date posted: 05 May 2026
Private Client Banker - North Branford Branch (new Build) - North Branford, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: North Branford, CT, USA
| Salary: unspecified | Date posted: 05 May 2026
Client Service Administrator/administrative Assistant
Company: Thrivent |
securities and insurance licensing. Demonstrated professionalism and discretion, with the ability to communicate confidently... technology quickly. Securities, insurance, or financial services experience preferred but not required. ExecutiveLocation: Berlin, CT, USA
| Salary: US$23 - 28 per hour | Date posted: 05 May 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Hamden, CT, USA
| Salary: unspecified | Date posted: 04 May 2026
Financial Consultant - Stamford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Ridgefield, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Financial Consultant - Stamford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Financial Consultant - Stamford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Financial Consultant - Stamford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Norwalk, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Financial Consultant - Stamford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Bridgeport, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Client Service Associate
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulationsLocation: Hamden, CT, USA
| Salary: unspecified | Date posted: 30 Apr 2026
Cmo Structurer - Trader I
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc... experience trading or structuring mortgage-backed securities (MBS) in a buy-side or sell-side environment, or an equivalentLocation: Stamford, CT, USA
| Salary: US$65000 - 110000 per year | Date posted: 28 Apr 2026
Cmo Structurer - Trader I
Company: BOK Financial |
: $65,000 - $110,000 Application Deadline: 05/23/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK... experience trading or structuring mortgage-backed securities (MBS) in a buy-side or sell-side environment, or an equivalentLocation: Stamford, CT, USA
| Salary: US$65000 - 110000 per year | Date posted: 28 Apr 2026
Financial Solutions Advisor Registration Candidate - Newington Financial Center
Company: Bank of America |
to new technology or applications Desired Qualifications: Currently holds FINRA Securities Industry EssentialsLocation: Newington, CT, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 25 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Bristol, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Torrington, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Simsbury, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Waterbury, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Middletown, CT, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Consultant - West Hartford, Ct
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related