Securities jobs in connecticut state USA
61 securities jobs found in connecticut state: showing 1 - 50
Associate Financial Advisor - Ridgefield, Ct
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Ridgefield, CT, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Senior Accounting Associate
Company: Blake Smith Staffing |
, interest and dividend income, and alternative and fixed income securities, and appropriately book related activity OwnLocation: Westport, CT, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Financial Advisor
Company: Charter Oak Financial |
Aspirations of becoming securities licensed Established client relationships and business development ability ExcellentLocation: Hamden, CT, USA
| Salary: US$55000 - 130000 per year | Date posted: 07 Jul 2026
Private Client Banker - Derby Lane Branch (new Build) - Derby, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Derby, CT, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 07 Jul 2026
Relationship Banker - Derby Lane Branch (new Build) - Derby, Ct
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Derby, CT, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 07 Jul 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: Stamford, CT, USA
| Salary: US$99800 per year | Date posted: 07 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Stamford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 07 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Avon, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Avon, CT, USA
| Salary: US$47520 per year | Date posted: 06 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Hartford, Ct
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Hartford, CT, USA
| Salary: US$47520 per year | Date posted: 06 Jul 2026
Private Client Banker - Westport Main St - Westport, Ct
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Westport, CT, USA
| Salary: US$25 - 32.69 per hour | Date posted: 06 Jul 2026
Private Client Banker - Derby Lane Branch (new Build) - Derby, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Derby, CT, USA
| Salary: unspecified | Date posted: 06 Jul 2026
Relationship Banker - Derby Lane Branch (new Build) - Derby, Ct
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Derby, CT, USA
| Salary: unspecified | Date posted: 06 Jul 2026
Client Advisor With Athletic Background
Company: Northwestern Mutual |
offices. In 2024, the firm had 5 advisors ranked in the Top-10 of the Forbes Best-In-State Financial Securities List (CTLocation: Bridgeport, CT, USA
| Salary: US$70000 - 95000 per year | Date posted: 04 Jul 2026
Manager - Capital Markets Operations And Technology
Company: Deloitte |
Strong working knowledge of a range of financial services and / or securities-related business models, products, and servicesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Legal Document Negotiator
Company: NatWest Group |
dealer, and NatWest Markets Securities Inc., a U.S.-based broker-dealer. The role supports a broad range of trading... businesses, including FX, Rates, Prime Brokerage, and Securities (cash markets and repo). The successful candidate will be a selfLocation: Stamford, CT, USA
| Salary: US$130000 - 160000 per year | Date posted: 03 Jul 2026
Financial Advisor Career Changer
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. Our thriving offices are located: Stamford Network OfficeLocation: Bridgeport, CT, USA
| Salary: US$64000 - 85000 per year | Date posted: 03 Jul 2026
Insurance Professional With Support
Company: Northwestern Mutual |
Best-In-State Financial Securities List (CT) and 9 rank in the Top-25. We distinguish ourselves by prioritizing a meticulous focusLocation: Bridgeport, CT, USA
| Salary: US$97000 - 125000 per year | Date posted: 03 Jul 2026
Senior Consultant - Capital Markets Surveillance
Company: Deloitte |
and information barriers solutions Knowledge of relevant financial and securities regulations (market abuse, insider trading... sponsorship, now or at any time in the future Strong working knowledge of a range of financial services and / or securitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Sr. Consultant - Investment Performance Attribution
Company: Northern Trust |
fundamental strategies and optionality of tax-exempted securities. Familiarity of Alternative investment process, performanceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Us Economist
Company: NatWest Group |
proper operations of the department and the business. NatWest Markets Securities Inc. (NWMSI) seeks a Vice President... and tuition reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiariesLocation: Stamford, CT, USA
| Salary: US$200000 per year | Date posted: 01 Jul 2026
Middle Office Associate
Company: Aon |
in Microsoft Suite Knowledge of Securities & Banking Transactions Essential Traits: Thoughtful ability to establish rapportLocation: Windsor, CT, USA
| Salary: US$94000 - 111000 per year | Date posted: 01 Jul 2026
Director, Associate Credit Research Analyst-abs
Company: The Hartford |
a key role in supporting the management of an $8 billion portfolio of public Asset-Backed Securities (ABS) and private AssetLocation: Hartford, CT, USA
| Salary: US$121600 - 182400 per year | Date posted: 01 Jul 2026
Customer Contact Center Manager
Company: Benefitfocus |
coaching and feedback Ensure compliance with all applicable regulatory requirements, securities laws, and internal complianceLocation: Hartford, CT, USA
| Salary: US$78990 - 98740 per year | Date posted: 30 Jun 2026
Relationship Banker - Ct South Market
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 30 Jun 2026
Middle Office Associate
Company: NFP Corp |
of Securities & Banking Transactions Essential Traits: Thoughtful ability to establish rapport and build relationshipsLocation: Windsor, CT, USA
| Salary: US$94000 - 111000 per year | Date posted: 30 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Norwalk, CT, USA
| Salary: US$61000 per year | Date posted: 26 Jun 2026
Regulatory And Compliance, Registered Funds - Senior Vice President
Company: iCapital |
Investment Advisers Act of 1940, Securities Act of 1933 and Securities Exchange Act of 1934, as well as SEC Rule 482Location: Greenwich, CT, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Finance Analyst
Company: Artech Information Systems |
Management Analyst with expertise in credit underwriting, loan documentation, and portfolio management within securities-based... & Qualifications Experience in securities-based lending (SBL). Familiarity with regulatory standards and compliance. ExperienceLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Senior Financial Advisor
Company: M&T Bank |
Wilmington Advisors @ M&T is a brand name used by LPL representatives to offer securities, advisory, and insurance servicesLocation: Cos Cob, CT, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Financial Advisor
Company: M&T Bank |
About Wilmington Advisors @ M&T Wilmington Advisors @ M&T is a brand name used by LPL representatives to offer securities, advisoryLocation: Fairfield, CT, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Structured Investments Attorney - Assistant Vice President / Vice President
Company: iCapital |
on such requirements. Qualifications 4+ years of experience within financial services Strong knowledge of the Securities Act of 1933..., the Securities Exchange Act of 1934, and FINRA rules Member in good standing of New York Bar or another stateLocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Senior Investment Accountant
Company: Madison-Davis |
, and communication skills Experience with PAM for Securities and/or PeopleSoft is a plus Public accounting candidates with insuranceLocation: Greenwich, CT, USA
| Salary: US$120000 - 150000 per year | Date posted: 16 Jun 2026
Legal Documentation Negotiator Vp
Company: NatWest Group |
transactional support to NatWest Markets Plc, a CFTC-registered, non-U.S. swaps dealer, and NatWest Markets Securities Inc..., and Securities (cash markets and repo). The successful candidate will be a self-directed professional with strong attention to detailLocation: Stamford, CT, USA
| Salary: US$150000 - 185000 per year | Date posted: 16 Jun 2026
Alternative Investments Analyst - Cigna Investment Management - Hybrid
Company: Cigna |
United States Securities and Exchange Commission (SEC). The successful candidate will become an Access Person of CII... and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a BeneficialLocation: Bloomfield, CT, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Alternative Investments Analyst - Cigna Investment Management - Hybrid
Company: The Cigna Group |
United States Securities and Exchange Commission (SEC). The successful candidate will become an Access Person of CII... and restrictions apply to the Access Person and all securities transactions in accounts in which an Access Person has a BeneficialLocation: Bloomfield, CT, USA
| Salary: unspecified | Date posted: 15 Jun 2026
Sr Analyst - Investment Accounting
Company: Nassau |
, including analysis of debt and equity securities, derivatives, and related investment income of investments for financial... in GAAP and statutory analysis for debt and equity securities, derivatives and other financial instruments, including analysisLocation: Hartford, CT, USA
| Salary: unspecified | Date posted: 12 Jun 2026
Compliance Operations Associate ( Part-time)
Company: Hedgeye Risk Management |
organization Familiarity with the regulatory framework governing investment advisers and the securities industryLocation: Stamford, CT, USA
| Salary: US$36000 - 40000 per year | Date posted: 12 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: New Haven, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Private Client Banker - Glastonbury, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Glastonbury, CT, USA
| Salary: unspecified | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: West Hartford, CT, USA
| Salary: US$61000 per year | Date posted: 08 Jun 2026
Financial Solutions Advisor Registration Candidate - North Haven Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: North Haven, CT, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 02 Jun 2026
Fund Attorney - Assistant Vice President
Company: iCapital |
, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and FINRALocation: Greenwich, CT, USA
| Salary: unspecified | Date posted: 29 May 2026
Etf And 1940 Act Registered Funds Compliance Officer - Vice President
Company: iCapital |
landscape Demonstrated knowledge of U.S. securities laws, particularly the Investment Company Act of 1940, the Investment... Advisers Act of 1040, the Securities Act of 1933, the Securities Exchange Act of 1934 and other SEC, CFTC, NFA and FINRALocation: Greenwich, CT, USA
| Salary: US$150000 - 175000 per year | Date posted: 23 May 2026
Em Fx Trading Vice President
Company: NatWest Group |
Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunitiesLocation: Stamford, CT, USA
| Salary: unspecified | Date posted: 23 May 2026
Financial Reporting Lead
Company: Rockefeller Capital Management |
and reconcile investment reports (capital gains, interest/dividend income, alternative/fixed income securities, cash flow, budgetsLocation: Stamford, CT, USA
| Salary: US$160000 per year | Date posted: 17 May 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Hartford, CT, USA
| Salary: US$25 - 44 per hour | Date posted: 14 May 2026
Private Client Banker - Westport Main St - Westport, Ct
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses