Securities jobs in iowa state USA
54 securities jobs found in iowa state: showing 1 - 50
Accountant
Company: Marsh |
MMAS Operations mailbox for MMA Securities LLC (MMAS) and MMA Asset Management (MAM) Submit settlement of IOs for approvalLocation: Urbandale, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Private Client Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Lead Financial Reporting Analyst
Company: Ameritas Life Insurance |
Demonstrated expertise in fixed income securities, fixed income accounting, and investment reporting Hands-on experience with theLocation: Des Moines, IA, USA
| Salary: US$76843 - 126791 per year | Date posted: 02 Aug 2026
Paralegal Analyst
Company: Principal Financial |
. Specific work areas may include: Investments (residential, commercial and/or securities); Corporate; Legislative/RegulatoryLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 02 Aug 2026
Relationship Banker - South Des Moines, Branch - Des Moines, Ia
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Associate Financial Advisor - Cedar Rapids, Ia
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Relationship Banker - South Des Moines, Branch - Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Lead Specialist, Financial Analysis (external Reporting)
Company: Transamerica |
accounting, financial reporting and analysis functions in the preparation and filing of financial reports with the SecuritiesLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Wealth Management Advisor
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: Pella, IA, USA
| Salary: US$65000 - 80200 per year | Date posted: 30 Jul 2026
Investment Accounting Manager
Company: Farm Bureau Financial Services |
, controls, analysis, and process support related to fixed income securities, equities, mortgage loans, short-term investmentsLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Registered Branch Associate - Maquoketa, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Maquoketa, IA, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Relationship Banker - Mills Civic Branch - West Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Relationship Banker - Ia-il Market - West Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Oid Account Manager
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Securities Case Manager
Company: Sammons Financial Group |
: Criminal background check required. If the position is in the SIG business unit, Annuity New Business Securities team..., or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licensesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Program Manager, Investment Strategy - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
monitoring personal securities transactions, restrictions on outside business activities, as well as other oversightLocation: West Des Moines, IA, USA
| Salary: US$95311 per year | Date posted: 22 Jul 2026
Hybrid Wholesaler (rsd)
Company: Sammons Financial Group |
check required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding... securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a creditLocation: West Des Moines, IA, USA
| Salary: US$70000 per year | Date posted: 18 Jul 2026
Registered Branch Associate - Clive, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Clive, IA, USA
| Salary: unspecified | Date posted: 16 Jul 2026
Financial Service Professional
Company: New York Life |
Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with clients canLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 13 Jul 2026
Relationship Banker - Iowa Market - Cedar Rapids, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Urbandale, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Market Developer
Company: Thrivent |
and appointed in life, health and variable lines of authority or attained within 90 days. State securities registeredLocation: Cedar Rapids, IA, USA
| Salary: US$104000 - 130000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bettendorf, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waterloo, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sioux City, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Manchester, IA, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Coralville, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: First Bank |
, or an equivalent combination of education and experience. Candidates must hold or be able to obtain the Securities Industry EssentialsLocation: Cedar Falls, IA, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Registered Branch Associate
Company: Edward Jones |
required; Bachelor's degree preferred 3-5 years of relevant experience in securities/financial services industry preferred Series 7Location: Orange City, IA, USA
| Salary: unspecified | Date posted: 08 Jul 2026
Compliance Advisor
Company: Principal Financial |
What You'll Do: Were looking for a Compliance Advisor to join our Principal Securities/Principal Funds Distributor... fund, ETF and asset management product distribution to its sales and placement intermediaries, and Principal SecuritiesLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 01 Jul 2026
Securities Service Manager
Company: Sammons Financial Group |
Overview: Lead, coach and develop Sammons Retirement Solutions (SRS) Premier and/or Securities Service team to provide... and insurance for sales of Variance Annuity and Mutual Fund products. If working with Securities Service, complete daily tradesLocation: West Des Moines, IA, USA
| Salary: US$69324 per year | Date posted: 01 Jul 2026
Director, Finance (external Reporting)
Company: Transamerica |
. Job Description Summary Provide financial leadership, expertise, and functional oversight of the U.S. Securities and Exchange Commission (SECLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Lead Financial Analyst - External Reporting
Company: Transamerica |
and filing of financial reports with the Securities and Exchange Commission (SEC). Responsible for applying financial analysisLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Sr Specialist, Financial Analysis (external Reporting)
Company: Transamerica |
, and analysis functions in the preparation and filing of financial reports with the Securities and Exchange Commission (SECLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
, Securities A respected and growing law firm is seeking a Corporate / M&A Attorney with at least two years of experience... in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This positionLocation: Iowa City, IA, USA
| Salary: US$175000 per year | Date posted: 22 Jun 2026
Director, Portfolio Manager - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
to an SEC compliance program, which can include monitoring personal securities transactions, restrictions on outside business... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Des Moines, Ia (including Surrounding Areas)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Associate Financial Advisor - Story City, Ia
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Story City, IA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Field Supervisor 2 (midwest)
Company: Principal Financial |
What You'll Do: Join Principal Financial Group as a Field Supervisor 2! Youll review complex Principal Securities... up-to-date expertise on all securities products and services available through Principal Securities, as well as theLocation: Des Moines, IA, USA
| Salary: US$84600 per year | Date posted: 13 Jun 2026
Field Supervisor 2 (midwest)
Company: Principal Financial |
Principal Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely... of annual visits. Keep up-to-date expertise on all securities products and services available through Principal SecuritiesLocation: Des Moines, IA, USA
| Salary: US$84600 - 139700 per year | Date posted: 13 Jun 2026
Registered Branch Associate - Decorah, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Decorah, IA, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Corporate Associate Attorney – Securities/capital Markets
Company: Direct Counsel |
Corporate Associate Attorney Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney...-profile securities and capital markets transactions with a nationally recognized team. Key Responsibilities: Advise publicLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Avp & Actuary - Forecasting And Scenario Analysis
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 10 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Altoona, Ia
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 06 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Waterloo, Ia
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Waterloo, IA, USA
| Salary: unspecified | Date posted: 06 Jun 2026
Registered Branch Associate - Orange City, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securities