Securities jobs in iowa state USA
66 securities jobs found in iowa state: showing 1 - 50
Lead Financial Reporting Analyst
Company: Ameritas Life Insurance |
Demonstrated expertise in fixed income securities, fixed income accounting, and investment reporting Hands-on experience with theLocation: Des Moines, IA, USA
| Salary: US$76843 - 126791 per year | Date posted: 24 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Marengo, IA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Des Moines, Ia (including Surrounding Areas)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Des Moines, IA, USA
| Salary: US$47520 per year | Date posted: 23 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Marengo, IA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Investigator
Company: State of Iowa |
), Licensing of Appraisers and Umpires (Iowa Code Chapter 522F) and Uniform Securities Act (Iowa Code Chapter 502). Work closelyLocation: Polk County, IA, USA
| Salary: US$63585.6 - 98633.6 per year | Date posted: 23 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Tipton, IA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Marengo, IA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Annuity New Business Manager
Company: Sammons Financial Group |
SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses, FINRA regulations... require fingerprinting for this position; if we are holding securities licenses, a credit checkLocation: West Des Moines, IA, USA
| Salary: US$69324 per year | Date posted: 23 Aug 2026
Relationship Banker - Ia-il Market - West Des Moines, Ia
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Relationship Banker (new Build) - Johnston Station Branch - Johnston, Ia
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Johnston, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Relationship Banker - Iowa Market - Cedar Rapids, Ia
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Relationship Banker - Iowa Market - Cedar Rapids, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Relationship Banker (new Build) - Johnston Station Branch - Johnston, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Johnston, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Nichols, IA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Registered Branch Associate - West Des Moines, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: West Liberty, IA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Avp Investment Portfolio Manager - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
compliance program, which can include monitoring personal securities transactions, restrictions on outside business activities... will be subject to a SEC compliance program, which can include monitoring personal securities transactions, restrictions on outsideLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Lisbon, IA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Mount Vernon, IA, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
. RESPONSIBILITIES: Provide investment options and consult on securities to customers. Conduct financial needs analysis and recommendLocation: Dubuque, IA, USA
| Salary: US$40000 - 120000 per year | Date posted: 18 Aug 2026
Actuarial Associate 2
Company: Sammons Financial Group |
Requirements: Criminal background check required. If the position is in the SIG business unit, Annuity New Business Securities... team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this positionLocation: West Des Moines, IA, USA
| Salary: US$85577 per year | Date posted: 18 Aug 2026
Merrill Financial Solutions Advisor (partially Licensed) – Mid-land Market
Company: Bank of America |
Required Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) 4+ years of progressive professional and/or militaryLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Relationship Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 daysLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sioux City, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Manchester, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Urbandale, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bettendorf, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waterloo, IA, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Coralville, IA, USA
| Salary: US$61000 per year | Date posted: 07 Aug 2026
Sr Compliance Consultant - Sales Oversight
Company: Sammons Financial Group |
operations Solid knowledge of securities regulations (i.e. state, federal and FINRA) impacting variable life and annuity... for submission of advertising reviews Understanding of the requirements under Securities and Exchange Commission (SEC) Rule 38a-1Location: West Des Moines, IA, USA
| Salary: US$69324 per year | Date posted: 07 Aug 2026
Avp, National Sales Manager
Company: Sammons Financial Group |
to information about your previous employment, education, credit history and criminal records. If we are holding securities licenses..., FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit checkLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Senior Financial Analyst - Investment Operations
Company: Transamerica |
, securities, residential mortgage loans, private equities, etc. Working knowledge of reporting on a Statutory basis CustomerLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Lead Compliance Analyst – Compliance Testing & Regulatory Oversight
Company: Transamerica |
, or equivalent education and experience. Five years of regulatory compliance, insurance, securities, financial services, internalLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Lead Compliance Analyst - Advisory
Company: Transamerica |
of regulatory compliance, insurance, securities, financial services, internal audit, risk management, testing, monitoringLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Lead Compliance Surveillance Analyst
Company: Transamerica |
, and reputational risk by supporting oversight and sales practice surveillance across insurance and/or securities distribution channels... of regulatory, securities, or advertising compliance experience. Areas of experience desired may vary based upon assignedLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Compliance Manager - Surveillance
Company: Transamerica |
and oversight functions designed to mitigate legal, regulatory, operational, and reputational risk across securities and insurance... or other relevant field, or equivalent and experience 5 years of experience in securities/insurance compliance, suitability reviewLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Private Client Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Accountant
Company: Marsh |
MMAS Operations mailbox for MMA Securities LLC (MMAS) and MMA Asset Management (MAM) Submit settlement of IOs for approvalLocation: Urbandale, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Relationship Banker - South Des Moines, Branch - Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Wealth Management Advisor
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: Pella, IA, USA
| Salary: US$65000 - 80200 per year | Date posted: 30 Jul 2026
Investment Accounting Manager
Company: Farm Bureau Financial Services |
, controls, analysis, and process support related to fixed income securities, equities, mortgage loans, short-term investmentsLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Relationship Banker - Ia-il Market - West Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Oid Account Manager
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Program Manager, Investment Strategy - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
monitoring personal securities transactions, restrictions on outside business activities, as well as other oversight