Securities jobs in iowa state USA
51 securities jobs found in iowa state: showing 1 - 20
Special Investigator
Company: State of Iowa |
Enforcement Agency specifically tasked with receiving complaints of insurance fraud, securities fraud, and acts of fraud... investigations into the activities of insurance producers and securities brokers conducting business in the State of Iowa...Location: Polk County, IA, USA
| Salary: $59363.2 - 90376 per year | Date posted: 06 Feb 2025
Relationship Banker - Madison Ave & E Graham Ave Branch - Council Bluffs, Ias
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Council Bluffs, IA, USA
| Salary: unspecified | Date posted: 06 Feb 2025
Assistant General Counsel
Company: Principal |
support to Principals dually-registered retail broker-dealer and investment adviser, Principal Securities. In this role..., youll provide legal advice concerning the offering and sale of securities, financial products and advisory services...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 06 Feb 2025
Assistant General Counsel
Company: Principal |
day-to-day support to Principals dually-registered retail broker-dealer and investment adviser, Principal Securities.... In this role, youll provide legal advice concerning the offering and sale of securities, financial products and advisory services...Location: Des Moines, IA, USA
| Salary: $174000 - 236000 per year | Date posted: 05 Feb 2025
Associate Financial Advisor
Company: Edward Jones |
assigned study period At least 3-5 years of relevant experience in securities industry preferred FINRA licenses...Location: Pella, IA, USA
| Salary: $61800 - 65600 per year | Date posted: 03 Feb 2025
Associate Financial Advisor
Company: Edward Jones |
in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate...Location: Mason City, IA, USA
| Salary: $61800 - 65600 per year | Date posted: 03 Feb 2025
Associate Financial Advisor
Company: Edward Jones |
in securities industry preferred FINRA licenses required within three months. State insurance licenses required As an associate...Location: West Des Moines, IA, USA
| Salary: $65000 - 69100 per year | Date posted: 03 Feb 2025
Senior Supervisory Officer - Principal Securities
Company: Principal |
? As the Senior Supervisory Officer, Principal Securities, youll play a meaningful role in protecting the firms integrity... activities, including knowledge of trading, sales, and compliance issues in the securities industry Shown experience...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Associate Financial Advisor - Mason City, Ia
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...Location: Mason City, IA, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Senior Supervisory Officer - Principal Securities
Company: Principal |
, and regulatory compliance? As the Senior Supervisory Officer, Principal Securities, youll play a meaningful role in protecting the... and other regulatory frameworks governing BD/IA activities, including knowledge of trading, sales, and compliance issues in the securities...Location: Des Moines, IA, USA
| Salary: $137000 - 185000 per year | Date posted: 01 Feb 2025
Client Relation Specialist
Company: Cambridge Investment Research, Inc. |
: This job requires a FINRA Securities Industry Essentials (SIE) and a Series 99 within 12 months. Compensation...Location: West Des Moines, IA, USA
| Salary: $50000 - 60000 per year | Date posted: 01 Feb 2025
Client Relation Specialist
Company: Cambridge Investment Research |
This job requires a FINRA Securities Industry Essentials (SIE) and a Series 99 within 12 months. Compensation...Location: West Des Moines, IA, USA
| Salary: $50000 - 60000 per year | Date posted: 31 Jan 2025
Commercial Real Estate Extended Intern/co-op (january - August 2026)
Company: Principal |
Estate teams seeking interns: Commercial Mortgage Backed Securities Asset Management/Ops Acquisitions & Dispositions...Location: Des Moines, IA, USA
| Salary: $20 per hour | Date posted: 31 Jan 2025
Commercial Real Estate Extended Intern/co-op (january - August 2026)
Company: Principal |
to learn. Principal Real Estate teams seeking interns: Commercial Mortgage Backed Securities Asset Management/Ops...Location: Des Moines, IA, USA
| Salary: $20 per hour | Date posted: 30 Jan 2025
Investment Accounting Operations Analyst
Company: Sammons Financial Group |
securities transactions, restrictions on outside business activities, as well as other oversight and restrictions. Company...Location: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 30 Jan 2025
Senior Accounting Analyst- Investment Accounting
Company: Principal |
new solutions to complex problems. Experience with accounting for structured securities, alternative investments, private... fixed income securities and derivatives is beneficial. Apply sophisticated investment accounting analysis in accordance...Location: Des Moines, IA, USA
| Salary: $100800 - 182400 per year | Date posted: 29 Jan 2025
Senior Accounting Analyst- Investment Accounting
Company: Principal |
to complex problems. Experience with accounting for structured securities, alternative investments, private fixed income... securities and derivatives is beneficial. Apply sophisticated investment accounting analysis in accordance with generally...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Jan 2025
Financial Professional Advisor
Company: New York Life |
our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions...Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 28 Jan 2025
Portfolio Manager, Private Wealth
Company: MidWestOne Bank |
field including the technical aspects of trading and analyses of securities highly preferred, as well as a solid...Location: Dubuque, IA, USA
| Salary: unspecified | Date posted: 26 Jan 2025
Portfolio Manager, Private Wealth
Company: MidWestOne Bank |
of the investment field including the technical aspects of trading and analyses of securities highly preferred, as well...