Securities jobs in iowa state USA
50 securities jobs found in iowa state: showing 1 - 50
Registered Branch Associate - Cherokee, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Cherokee, IA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Private Client Banker - Ia-il Market - Des Moines, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Internal Wholesaler - Sig
Company: Sammons Financial Group |
or ability to obtain within 120 Days Required Securities Industry Essentials (SIE) or ability to obtain within 120 DaysLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Investment Analyst
Company: Farm Bureau Financial Services |
of our investment portfolios. In this role, you will research, evaluate, and help acquire investment grade corporate credit securities... communication skills Ability to work both independently and collaboratively About the Team Our Investments - Securities teamLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 May 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Bettendorf, IA, USA
| Salary: unspecified | Date posted: 29 May 2026
Avp & Actuary - Alm
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 28 May 2026
Marketing Automation & Data Strategist
Company: Sammons Financial Group |
check required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding... securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a creditLocation: West Des Moines, IA, USA
| Salary: US$68462 per year | Date posted: 28 May 2026
Customer Support Representative - Omaha / Lincoln, Ne Area Only
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: Council Bluffs, IA, USA
| Salary: unspecified | Date posted: 27 May 2026
Customer Support Representative - Omaha / Lincoln, Ne Area Only
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: Council Bluffs, IA, USA
| Salary: unspecified | Date posted: 27 May 2026
Customer Support Representative - Omaha / Lincoln, Ne Area Only
Company: Fidelity Investments |
is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company... Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activitiesLocation: Crescent, IA, USA
| Salary: unspecified | Date posted: 27 May 2026
Vice President, Head Of Alternatives – Sammons Financial Group Asset Management
Company: Sammons Financial Group |
, which can include monitoring personal securities transactions, restrictions on outside business activities, as well... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 27 May 2026
Associate Financial Advisor - Panora, Ia
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Panora, IA, USA
| Salary: unspecified | Date posted: 24 May 2026
Regulated Document Specialist
Company: Principal Financial |
and federal securities laws Skills That Will Help You Stand Out Being detail oriented Salary Range Information: SalaryLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 22 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customersLocation: Davenport, IA, USA
| Salary: US$110000 - 150000 per year | Date posted: 21 May 2026
Regulated Document Specialist
Company: Principal Financial |
and federal securities laws Skills That Will Help You Stand Out Being detail oriented Salary Range Information SalaryLocation: Des Moines, IA, USA
| Salary: US$21.46 - 28.77 per hour | Date posted: 21 May 2026
Actuary
Company: Sammons Financial Group |
required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses..., FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit checkLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 19 May 2026
Lead Financial Analyst - Investment Reporting
Company: Transamerica |
. Job Description Summary This position within Investment Reporting will be responsible for leading a team supporting Derivative & Securities... to perform appropriate analyses. Analytical focus will be on derivative and securities assets Core system integrity and dataLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 13 May 2026
Chief Supervision Officer
Company: Principal Financial |
. Required Securities Licenses: FINRA Series 7 and 24. Preferred Securities Licenses: Series 66 (or combination of 63 and 65) and Series 53Location: Des Moines, IA, USA
| Salary: unspecified | Date posted: 09 May 2026
Chief Supervision Officer
Company: Principal Financial |
. Required Securities Licenses: FINRA Series 7 and 24. Preferred Securities Licenses: Series 66 (or combination of 63 and 65) and Series 53Location: Des Moines, IA, USA
| Salary: US$157000 - 213000 per year | Date posted: 09 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bettendorf, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor - Abide Wealth Advisors
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Sioux City, IA, USA
| Salary: unspecified | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Coralville, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waterloo, IA, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Field Supervisor 2 (west Coast)
Company: Principal Financial |
What You'll Do: Join Principal Financial Group as a Field Supervisor 2! Youll review complex Principal Securities... up-to-date expertise on all securities products and services available through Principal Securities, as well as theLocation: Des Moines, IA, USA
| Salary: US$94000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Urbandale, IA, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sioux City, IA, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Field Supervisor 2 (west Coast)
Company: Principal Financial |
Principal Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely... of annual visits. Keep up-to-date expertise on all securities products and services available through Principal SecuritiesLocation: Des Moines, IA, USA
| Salary: US$94000 - 152400 per year | Date posted: 07 May 2026
Investment Associate - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
include monitoring personal securities transactions, restrictions on outside business activities, as well as other oversight... will be subject to a SEC compliance program, which can include monitoring personal securities transactions, restrictions on outsideLocation: West Des Moines, IA, USA
| Salary: US$77019 per year | Date posted: 06 May 2026
Investment Operations Analyst - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
established procedures; escalate complex or systemic issues as appropriate. Build, maintain, and update securities... include monitoring personal securities transactions, restrictions on outside business activities, as well as other oversightLocation: West Des Moines, IA, USA
| Salary: US$77019.99 per year | Date posted: 02 May 2026
Service Leader, Onsite Relationship Management 93875
Company: New York Life |
expenditures. What You'll Bring: Required Skills Must pass the FINRA Securities Industry Essentials (SIE) and Series 99 examsLocation: Ankeny, IA, USA
| Salary: US$75000 - 95000 per year | Date posted: 01 May 2026
Lead Compliance Analyst - Broker Dealer & Registered Investment Advisor (hybrid)
Company: Transamerica |
education and experience. Five years of regulatory, securities, or insurance compliance experience. Areas of experience... research, fraud or anti-money laundering investigations and/or communications. Securities and some advertising industryLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 01 May 2026
Accounting Director
Company: CPM Holdings |
organic growth and strategic acquisitions. Website: CPM is owned by American Securities, a leading U.S. private equity... billion and/or $50 million to $200 million of EBITDA. American Securities is based in New York with an office in ShanghaiLocation: Waterloo, IA, USA
| Salary: US$150000 - 180000 per year | Date posted: 01 May 2026
Intermediate Compliance Analyst - Broker Dealer & Registered Investment Advisor (hybrid)
Company: Transamerica |
education and experience. Two years of regulatory, securities, or insurance compliance experience. Areas of experience... research, fraud or anti-money laundering investigations and/or communications. Securities and some advertising industryLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 01 May 2026
Accelerated Path To Financial Management
Company: New York Life |
insurance, and investment products such as mutual funds through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA... and SIPC), a Licensed Insurance Agency. You will be required to hold securities licenses and FINRA registrations and affiliateLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Internal Wholesaler - Advisory
Company: Principal Financial |
What You'll Do: In this multifaceted role, you will assist with internal sales efforts for Principal SecuritiesLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Internal Wholesaler - Advisory
Company: Principal Financial |
for Principal Securities by developing and implementing sales plans, activity reports, and presale/post sale advisor support. YoullLocation: Des Moines, IA, USA
| Salary: US$58900 - 79800 per year | Date posted: 29 Apr 2026
Private Client Banker - Ames Duff Branch - Ames, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Ames, IA, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Paralegal Analyst
Company: Principal Financial |
to lawyers across the corporate legal team on matters relating to corporate transactions, securities-related matters, privacy... corporate legal activities (e.g., business transactions, securities, tax, privacy, data security, and/or human resourcesLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 25 Apr 2026
Paralegal Analyst
Company: Principal Financial |
support to lawyers across the corporate legal team on matters relating to corporate transactions, securities-related matters... corporate legal activities (e.g., business transactions, securities, tax, privacy, data security, and/or human resourcesLocation: Des Moines, IA, USA
| Salary: US$28.32 - 38.37 per hour | Date posted: 24 Apr 2026
Relationship Banker - Iowa-illinois Market - Cedar Rapids, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 20 Apr 2026
Sr. Relationship Manager - Global Commercial Banking – Healthcare, Education, Not-for-profit Group - (chicago/minneapolis/west Des Moines/davenport)
Company: Bank of America |
, facilitating, leading and negotiating with a team of bank associates to solve client problems. Securities Industry EssentialsLocation: West Des Moines, IA - Davenport, IA, USA
| Salary: unspecified | Date posted: 16 Apr 2026
Sr. Counsel (securities & Governance) & Assistant Corporate Secretary 4 Locations
Company: HNI Corporation |
our beliefs in integrity, inclusion and belonging. The Senior Counsel (Securities & Governance) is a senior legal advisor... responsible for leading the organizations compliance with U.S. securities laws, stock exchange listing standards, and corporateLocation: Iowa, USA
| Salary: unspecified | Date posted: 16 Apr 2026
Executive Assistant - Operations
Company: Sammons Financial Group |
Business Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 15 Apr 2026
Wealth Management Advisor - Grimes And Waukee
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: West Des Moines, IA, USA
| Salary: US$65000 - 80200 per year | Date posted: 15 Apr 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 28 Mar 2026
Actuary - Life Valuation
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approve