Securities jobs in iowa state USA
68 securities jobs found in iowa state: showing 1 - 50
Associate, Investment Operations
Company: Principal Financial |
problems with minimal guidance. Establish new securities, compliance rules, new accounts, and or new reports to ensureLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 24 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Des Moines, Ia (including Surrounding Areas)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Des Moines, IA, USA
| Salary: US$47520 per year | Date posted: 23 Jun 2026
Associate, Investment Operations
Company: Principal Financial |
transactions and resolve problems with minimal guidance. Establish new securities, compliance rules, new accounts, and or newLocation: Des Moines, IA, USA
| Salary: US$73150 - 99750 per year | Date posted: 23 Jun 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This position... with private securities offerings and ensure compliance with applicable federal and state securities laws. Collaborate directlyLocation: Iowa City, IA, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
, Securities A respected and growing law firm is seeking a Corporate / M&A Attorney with at least two years of experience... in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This positionLocation: Iowa City, IA, USA
| Salary: US$175000 per year | Date posted: 22 Jun 2026
Broker Dealer Ops Associate I
Company: Principal Financial |
transaction is presented. Specific knowledge of securities regulations will be necessary as daily processing will be for products... work experience preferred. Must become an associated person of Principal Securities. FINRA Securities Industry EssentialsLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 20 Jun 2026
Broker Dealer Ops Associate I
Company: Principal Financial |
transaction is presented. Specific knowledge of securities regulations will be necessary as daily processing will be for products... work experience preferred. Must become an associated person of Principal Securities. FINRA Securities Industry EssentialsLocation: Des Moines, IA, USA
| Salary: US$18.17 - 36.35 per hour | Date posted: 19 Jun 2026
Assistant Director-compliance (retirement, Securities Product Underwriting & Securities Wholesale Distribution)
Company: Principal Financial |
, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser. In this role, you will lead, coach... accountable for providing compliance consultation and compliance risk assessment to Principal Securities (PSI), Principal FundLocation: Des Moines, IA - Charlotte, NC, USA
| Salary: US$127000 - 171000 per year | Date posted: 19 Jun 2026
Assistant Director-compliance (risk Assessment, Testing And Monitoring)
Company: Principal Financial |
, and Principal Securities, Inc. (PSI), a dually registered broker-dealer and investment adviser. In this role, you will lead, coachLocation: Des Moines, IA - Charlotte, NC, USA
| Salary: US$127000 - 171000 per year | Date posted: 19 Jun 2026
Private Client Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Des Moines, Ia (including Surrounding Areas)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Director, Portfolio Manager - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
to an SEC compliance program, which can include monitoring personal securities transactions, restrictions on outside business... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Private Client Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Paralegal Analyst
Company: Principal Financial |
to lawyers across the corporate legal team on matters relating to corporate transactions, securities-related matters, privacy... corporate legal activities (e.g., business transactions, securities, tax, privacy, data security, and/or human resourcesLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Staff Accountant I
Company: Marsh |
Company: Marsh Corporate Description: We are seeking a talented individual to join our MMA Securities team at MarshLocation: Urbandale, IA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Paralegal Analyst
Company: Principal Financial |
support to lawyers across the corporate legal team on matters relating to corporate transactions, securities-related matters... corporate legal activities (e.g., business transactions, securities, tax, privacy, data security, and/or human resourcesLocation: Des Moines, IA, USA
| Salary: US$26.83 - 48.46 per hour | Date posted: 17 Jun 2026
Associate Financial Advisor - Story City, Ia
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Story City, IA, USA
| Salary: unspecified | Date posted: 17 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Cedar Rapids, Ia (area)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Altoona, Ia
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Waterloo, Ia
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Waterloo, IA, USA
| Salary: unspecified | Date posted: 16 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Cedar Rapids, Ia (area)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Client Associate / Registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Clive, IA, USA
| Salary: unspecified | Date posted: 16 Jun 2026
Hybrid Onboarding Wholesaler (rom)
Company: Sammons Financial Group |
is in the SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses, FINRA regulations... require fingerprinting for this position; if we are holding securities licenses, a credit checkLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 15 Jun 2026
Field Supervisor 2 (midwest)
Company: Principal Financial |
What You'll Do: Join Principal Financial Group as a Field Supervisor 2! Youll review complex Principal Securities... up-to-date expertise on all securities products and services available through Principal Securities, as well as theLocation: Des Moines, IA, USA
| Salary: US$84600 per year | Date posted: 13 Jun 2026
Field Supervisor 2 (midwest)
Company: Principal Financial |
Principal Securities transactions to ensure compliance, deliver a high-quality customer experience, and partner closely... of annual visits. Keep up-to-date expertise on all securities products and services available through Principal SecuritiesLocation: Des Moines, IA, USA
| Salary: US$84600 - 139700 per year | Date posted: 13 Jun 2026
Actuarial Analyst 2
Company: Sammons Financial Group |
background check required. If the position is in the SIG business unit, Annuity New Business Securities team..., or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licensesLocation: West Des Moines, IA, USA
| Salary: US$49628 per year | Date posted: 13 Jun 2026
Avp Investment Portfolio Manager - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
compliance program, which can include monitoring personal securities transactions, restrictions on outside business activities... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Corporate Associate Attorney – Securities/capital Markets
Company: Direct Counsel |
Corporate Associate Attorney Securities/Capital Markets Direct Counsel is seeking a Corporate Associate Attorney...-profile securities and capital markets transactions with a nationally recognized team. Key Responsibilities: Advise publicLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Jun 2026
Avp & Actuary - Forecasting And Scenario Analysis
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 10 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Urbandale, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bettendorf, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waterloo, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Coralville, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 09 Jun 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sioux City, IA, USA
| Salary: US$61000 per year | Date posted: 08 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Altoona, Ia
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 06 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Waterloo, Ia
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Waterloo, IA, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Portfolio Management Analyst - Fixed Income
Company: Transamerica |
investment assets, including fixed income securities, assetbacked securities, and alternative investments Ability to queryLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Registered Branch Associate - Orange City, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Orange City, IA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Investment Operations Analyst (asset Management)
Company: Principal Financial |
problems. Establish new securities, compliance rules, new accounts, and/or new reports to ensure readiness for tradingLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Investment Operations Analyst (asset Management)
Company: Principal Financial |
and resolve problems. Establish new securities, compliance rules, new accounts, and/or new reports to ensure readiness for tradingLocation: Des Moines, IA, USA
| Salary: US$28.32 - 47.95 per hour | Date posted: 03 Jun 2026
Investment Analyst
Company: Farm Bureau Financial Services |
of our investment portfolios. In this role, you will research, evaluate, and help acquire investment grade corporate credit securities... communication skills Ability to work both independently and collaboratively About the Team Our Investments - Securities teamLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 May 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Bettendorf, IA, USA
| Salary: unspecified | Date posted: 29 May 2026
Avp & Actuary - Alm
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 28 May 2026
Marketing Automation & Data Strategist
Company: Sammons Financial Group |
check required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding... securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a creditLocation: West Des Moines, IA, USA
| Salary: US$68462 per year | Date posted: 27 May 2026
Vice President, Head Of Alternatives – Sammons Financial Group Asset Management
Company: Sammons Financial Group |
, which can include monitoring personal securities transactions, restrictions on outside business activities, as well... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 27 May 2026
Case Manager - Annuity New Business
Company: Sammons Financial Group |
: Criminal background check required. If the position is in the SIG business unit, Annuity New Business Securities team..., or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses