Securities jobs in iowa state USA
47 securities jobs found in iowa state: showing 1 - 47
Accounting Intern (summer 2027)
Company: Sammons Financial Group |
within SFGAM or BCM, this role will be subject to a SEC compliance program, which can include monitoring personal securitiesLocation: West Des Moines, IA, USA
| Salary: US$23 per hour | Date posted: 12 Sep 2026
Sales Compensation Analyst Ii
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Iowa - Nebraska, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Hiring Event - Relationship Banker, Des Moines Market, Ia Area
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Hiring Event - Relationship Banker, Des Moines Market, Ia Area
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Budget Director
Company: Polk County |
and Municipal Securities Rulemaking Board (MSRB), ensuring accuracy and completeness. Manages the County's Tax Increment FinancingLocation: Polk County, IA - Des Moines, IA, USA
| Salary: US$140574 per year | Date posted: 11 Sep 2026
Suitability Review Specialist
Company: Sammons Financial Group |
Suitability/Best Interest review of fixed annuity applications (excluding securities transactions) by evaluating all annuity newLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Associate Financial Advisor - Windsor Heights, Ia
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Windsor Heights, IA, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Associate Business Program Consultant
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Iowa - Nebraska, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Segment Marketer, Customer Experience
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Iowa - Nebraska, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Relationship Banker - Mills Civic Branch - West Des Moines, Ia
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Relationship Banker - Mills Civic Branch - West Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Avp, Alternative Investments - Sfgam
Company: Sammons Financial Group |
will be subject to a SEC compliance program, which can include monitoring personal securities transactions, restrictions on outsideLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Registered Branch Associate - Sheldon, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Sheldon, IA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
. RESPONSIBILITIES: Provide investment options and consult on securities to customers. Conduct financial needs analysis and recommendLocation: Clive, IA, USA
| Salary: US$90000 - 200000 per year | Date posted: 05 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agent office. RESPONSIBILITIES: Provide investment options and consult on securities to customers. Conduct financialLocation: Marshalltown, IA, USA
| Salary: US$60000 - 120000 per year | Date posted: 05 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sioux City, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Manchester, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Des Moines, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cedar Rapids, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waterloo, IA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Int. Compliance & Process Analyst (claims, Audit & Tax Focus)
Company: Transamerica |
for compliance audits, internal audits and examinations by state insurance departments, securities regulators and divisional audit.... Three years of experience in the insurance/financial services industry. Understanding of insurance and securities lawsLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Coralville, IA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Urbandale, IA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bettendorf, IA, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Actuarial Associate 2
Company: Sammons Financial Group |
Securities team, or if we are holding securities licenses, FINRA regulations require fingerprinting for this position...; if we are holding securities licenses, a credit check will also be required. Management reserves the right to determine and approveLocation: West Des Moines, IA, USA
| Salary: US$85577 per year | Date posted: 30 Aug 2026
Associate Financial Advisor - Spirit Lake, Ia
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Spirit Lake, IA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Case Manager - Securities
Company: Sammons Financial Group |
: Criminal background check required. If the position is in the SIG business unit, Annuity New Business Securities team..., or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licensesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Case Manager New Business - Annuity
Company: Sammons Financial Group |
: Criminal background check required. If the position is in the SIG business unit, Annuity New Business Securities team..., or if we are holding securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licensesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Manager - Annuity New Business
Company: Sammons Financial Group |
SIG business unit, Annuity New Business Securities team, or if we are holding securities licenses, FINRA regulations... require fingerprinting for this position; if we are holding securities licenses, a credit checkLocation: West Des Moines, IA, USA
| Salary: US$69324 per year | Date posted: 28 Aug 2026
Registered Branch Associate - West Des Moines, Ia
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Merrill Financial Solutions Advisor (partially Licensed) – Mid-land Market
Company: Bank of America |
Required Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) 4+ years of progressive professional and/or militaryLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Senior Financial Analyst - Investment Operations (hybrid)
Company: Transamerica |
, securities, residential mortgage loans, private equities, etc. Working knowledge of reporting on a Statutory basis CustomerLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Lead Compliance Surveillance Analyst
Company: Transamerica |
, and reputational risk by supporting oversight and sales practice surveillance across insurance and/or securities distribution channels... of regulatory, securities, or advertising compliance experience. Areas of experience desired may vary based upon assignedLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Lead Compliance Analyst - Advisory
Company: Transamerica |
of regulatory compliance, insurance, securities, financial services, internal audit, risk management, testing, monitoringLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Compliance Manager - Surveillance
Company: Transamerica |
and oversight functions designed to mitigate legal, regulatory, operational, and reputational risk across securities and insurance... or other relevant field, or equivalent and experience 5 years of experience in securities/insurance compliance, suitability reviewLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Accountant
Company: Marsh |
MMAS Operations mailbox for MMA Securities LLC (MMAS) and MMA Asset Management (MAM) Submit settlement of IOs for approvalLocation: Urbandale, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Private Client Banker - Altoona Branch - Altoona, Ia
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Altoona, IA, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Relationship Banker - South Des Moines, Branch - Des Moines, Ia
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Des Moines, IA, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Wealth Management Advisor
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: Pella, IA, USA
| Salary: US$65000 - 80200 per year | Date posted: 31 Jul 2026
Investment Accounting Manager
Company: Farm Bureau Financial Services |
, controls, analysis, and process support related to fixed income securities, equities, mortgage loans, short-term investmentsLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Lead Financial Analyst - External Reporting
Company: Transamerica |
and filing of financial reports with the Securities and Exchange Commission (SEC). Responsible for applying financial analysisLocation: Cedar Rapids, IA, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Corporate / M&a Attorney (hybrid)
Company: GPAC |
, Securities A respected and growing law firm is seeking a Corporate / M&A Attorney with at least two years of experience... in corporate law, mergers and acquisitions, and securities matters to join its thriving transactional practice. This positionLocation: Iowa City, IA, USA
| Salary: US$175000 per year | Date posted: 22 Jun 2026
Director, Portfolio Manager - Sammons Financial Group Asset Management
Company: Sammons Financial Group |
to an SEC compliance program, which can include monitoring personal securities transactions, restrictions on outside business... compliance program, which can include monitoring personal securities transactions, restrictions on outside business activitiesLocation: West Des Moines, IA, USA
| Salary: unspecified | Date posted: 18 Jun 2026
J.p. Morgan Wealth Management – Private Client Advisor - Des Moines, Ia (including Surrounding Areas)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer