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Securities jobs in tennessee state USA

54 securities jobs found in tennessee state: showing 1 - 50

J.p. Morgan Wealth Management – Private Client Advisor - Clarksville, Tn
Company: JPMorgan Chase |

Location: Clarksville, TN, USA

| Salary: unspecified | Date posted: 23 Jun 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
J.p. Morgan Wealth Management - Private Client Advisor - Nolensville, Tn
Company: JPMorgan Chase |

Location: Nolensville, TN, USA

| Salary: unspecified | Date posted: 23 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Private Client Banker - Cumberland Ave (new Build) - Knoxville, Tn
Company: JPMorgan Chase |

Location: Knoxville, TN, USA

| Salary: unspecified | Date posted: 20 Jun 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
Relationship Banker- Binghampton (bilingual English And Spanish Required) - Memphis, Tn
Company: JPMorgan Chase |

Location: Memphis, TN, USA

| Salary: unspecified | Date posted: 19 Jun 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Banker- Binghampton (bilingual English And Spanish Required) - Memphis, Tn
Company: JPMorgan Chase |

Location: Memphis, TN, USA

| Salary: unspecified | Date posted: 19 Jun 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
J.p. Morgan Wealth Management - Private Client Advisor - Brentwood, Tn
Company: JPMorgan Chase |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 18 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Relationship Banker - Mt Juliet North - Mount Juliet, Tn
Company: JPMorgan Chase |

Location: Mount Juliet, TN, USA

| Salary: unspecified | Date posted: 16 Jun 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Executive - Mid-corporate Banking - Executive Director
Company: JPMorgan Chase |

Location: Germantown, TN, USA

| Salary: unspecified | Date posted: 16 Jun 2026
and strong transaction execution skills FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180
Financial Advisor - Private Client Group
Company: Truist |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 11 Jun 2026
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and self
Brokerage Financial Consultant
Company: Truist |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 10 Jun 2026
a profitable level of securities and insurance sales by executing on opportunities identified through external networking... education and related experience. 2. 4 years professional experience, including 1 year of experience in the securities
Regional Vice President - Banks/wires/agency We - Ks, Ia And Ne
Company: Jackson National Life Insurance Company |

Location: Nashville, TN, USA

| Salary: US$50000 per year | Date posted: 10 Jun 2026
preferred. Prior annuity or investment external wholesaling experience is preferred. Securities Industry Essentials
Paralegal- Transactional
Company: Connect Staffing, Inc. |

Location: Chattanooga, TN, USA

| Salary: US$60000 - 90000 per year | Date posted: 09 Jun 2026
, Securities, Real Estate, and Finance practice groups. This hybrid opportunity is ideal for a detail-oriented professional who... supporting corporate, real estate, finance, or securities transactions. Strong organizational, communication, and project
Financial Advisor
Company: Northwestern Mutual |

Location: Knoxville, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Sr Director, Legal (securities & Corp Compliance)
Company: Tractor Supply Company |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 09 Jun 2026
Overall Job Summary The Sr Director, Legal (Securities & Corporate Compliance) serves as the Company's senior legal... leader for securities law, public company reporting, corporate governance, and enterprise compliance oversight. This role
Financial Advisor
Company: Northwestern Mutual |

Location: Memphis, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Chattanooga, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Johnson City, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Murfreesboro, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Memphis, TN, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Nashville, TN, USA

| Salary: US$61000 per year | Date posted: 08 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Mount Juliet, TN, USA

| Salary: US$61000 per year | Date posted: 08 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Nashville, TN, USA

| Salary: US$61000 per year | Date posted: 08 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Jackson, TN, USA

| Salary: US$61000 per year | Date posted: 08 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Franklin, TN, USA

| Salary: US$61000 per year | Date posted: 08 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Remote Capital Markets Analyst For Ai Model Evaluation
Company: SaidGig |

Location: Nashville, TN, USA

| Salary: US$50 per hour | Date posted: 05 Jun 2026
of AI models by leveraging your expertise in equity and debt issuance, securities structuring, market microstructure, and pricing... such as securities pricing, IPO structuring, syndication processes, and fixed income analytics. Create rubrics to assess model
Wealth Management Client Associate
Company: Bank of America |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 05 Jun 2026
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65
Assistant Vice President, Finance Operations
Company: LifePoint Health |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 04 Jun 2026
and Recommended Practices. Knowledge of Generally Accepted Accounting Principles (GAAP), Securities and Exchange Commission (SEC
Remote Transactional And Corporate Attorney For Ai Model Evaluation
Company: SaidGig |

Location: Nashville, TN, USA

| Salary: US$150 per hour | Date posted: 03 Jun 2026
, and contributing to the development of advanced AI systems that understand M&A, contracts, securities, and corporate governance. Key..., securities filings, NDAs, governance, and disclosure schedules. Write high-quality "golden" reference responses that meet
Managing Partner Seeking Growth
Company: West Tennessee Region - Modern Woodmen of America |

Location: Memphis, TN, USA

| Salary: US$86000 - 102000 per year | Date posted: 31 May 2026
. Qualifications Obtain and retain Series 6, 63 and 26 securities licenses. Have previous financial services experience. Honesty
Financial Representative - Entry Level
Company: West Tennessee Region - Modern Woodmen of America |

Location: Jackson, TN, USA

| Salary: US$97000 - 192000 per year | Date posted: 31 May 2026
, FINRA securities registration (Securities Industry Essentials/SIE), Series 6 and/or 7 license, and Series 63 license
Financial Representative - Entry Level
Company: West Tennessee Region - Modern Woodmen of America |

Location: Memphis, TN, USA

| Salary: US$97000 - 192000 per year | Date posted: 31 May 2026
, FINRA securities registration (Securities Industry Essentials/SIE), Series 6 and/or 7 license, and Series 63 license
Managing Partner Seeking Growth
Company: West Tennessee Region - Modern Woodmen of America |

Location: Jackson, TN, USA

| Salary: US$86000 - 102000 per year | Date posted: 30 May 2026
. Qualifications Obtain and retain Series 6, 63 and 26 securities licenses. Have previous financial services experience. Honesty
Relationship Banker - Mt Juliet North - Mount Juliet, Tn
Company: JPMorgan Chase |

Location: Mount Juliet, TN, USA

| Salary: unspecified | Date posted: 30 May 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Shelbyville, TN, USA

| Salary: US$75000 - 125000 per year | Date posted: 29 May 2026
securities to customers. Conduct financial needs analysis and recommend investment products. Manage customers portfolios
Premier Advisor - Knoxville, Tn
Company: Truist |

Location: Knoxville, TN, USA

| Salary: unspecified | Date posted: 28 May 2026
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance
Financial Solutions Advisor Registration Candidate - Green Hills Fc
Company: Bank of America |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 27 May 2026
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain
Premier Advisor - Nashville, Tn
Company: Truist |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 26 May 2026
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance
Corporate Transactional Securities Associate
Company: Direct Counsel |

Location: Nashville, TN, USA

| Salary: US$170000 - 230000 per year | Date posted: 23 May 2026
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional matters
Preferred Banker -memphis East
Company: Huntington National Bank |

Location: Memphis, TN, USA

| Salary: unspecified | Date posted: 22 May 2026
or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not already
J.p. Morgan Wealth Management – Private Client Advisor - Brentwood, Tn
Company: JPMorgan Chase |

Location: Brentwood, TN, USA

| Salary: unspecified | Date posted: 19 May 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Trust Client Specialist (full - Time Temporary)
Company: First Horizon Bank |

Location: Memphis, TN, USA

| Salary: unspecified | Date posted: 15 May 2026
/Securities and processing experience Must be highly detailed oriented Must be able to prioritize, manage time, finish projects
Branch Service Manager/client Associate
Company: Royal Bank of Canada |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 14 May 2026
to effectively perform their jobs. Onboard new accounts, accurately record all securities and/or coupons received from clients... and Minneapolis following all required branch, complex and RBC procedures for handling client securities. Oversee cage activities
Analyst - Investment Operations
Company: St. Jude Children's Research Hospital |

Location: Memphis, TN, USA

| Salary: unspecified | Date posted: 13 May 2026
field and 2-4 years of experience within the investment and securities industry, including experience with performance
Investment Executive (financial Advisor) Nashville, Tn
Company: Fifth Third Bank |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 07 May 2026
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investment
Private Client Banker - Medical Center Parkway Branch (new Build) - Murfreesboro, Tn
Company: JPMorgan Chase |

Location: Murfreesboro, TN, USA

| Salary: unspecified | Date posted: 06 May 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Account Manager - State Farm Agent Team Member
Company: State Farm |

Location: Mount Juliet, TN, USA

| Salary: US$55000 - 95000 per year | Date posted: 03 May 2026
SIE, Series 6, 63, & 65 securities licenses during first two years Who Were Looking For: Were seeking enthusiastic
Finra Certified - Call Center Supervisor
Company: DXC Technology |

Location: Nashville, TN, USA

| Salary: unspecified | Date posted: 27 Apr 2026
Requirements (Nice to have) Active FINRA licenses, such as: SIE (Securities Industry Essentials) Series 6 and/or Series 7.... Strong knowledge of FINRA compliance, securities regulations, and client interaction standards. Experience working in a regulated
Financial Advisor, Nashville - Burkitt Commons, Tn
Company: U.S. Bank |

Location: Brentwood, TN, USA

| Salary: US$65000 - 80200 per year | Date posted: 25 Apr 2026
knowledge of the securities industry, including investment and insurance products and services Knowledge of private banking
J.p. Morgan Wealth Management - Private Client Advisor - Nolensville, Tn
Company: JPMorgan Chase |

Location: Nolensville, TN, USA

| Salary: unspecified | Date posted: 24 Apr 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Investment Consultant, Estate Planning Specialist
Company: Morgan Stanley |

Location: Knoxville, TN, USA

| Salary: unspecified | Date posted: 20 Apr 2026
, but not limited to, trust, insurance, lending, retirement planning services, restricted and controlled securities, alternative