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Securities jobs in alabama state USA

29 securities jobs found in alabama state: showing 1 - 29

Brokerage Client Service Associate - Birmingham, Alabama
Company: Truist |

Location: Homewood, AL, USA

| Salary: unspecified | Date posted: 30 May 2026
's degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant... role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity
Planned Giving Officer
Company: Auburn University |

Location: Auburn, AL, USA

| Salary: US$61270 per year | Date posted: 28 May 2026
Required Desired Qualifications: MBA, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investment
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Gardendale, AL, USA

| Salary: US$60000 - 90000 per year | Date posted: 27 May 2026
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needs
Customer Service Representative - It Operations
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 26 May 2026
required SIE (Securities Industry Essentials) or ability to obtain within 3 months of employment (or already FINRA licensed). Prior Help Desk
Customer Service Representative - It Operations
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 26 May 2026
required SIE (Securities Industry Essentials) or ability to obtain within 3 months of employment (or already FINRA licensed). Prior Help Desk
Relationship Banker Ii - Tillman's Corner - New Build - Mobile, Al
Company: JPMorgan Chase |

Location: Mobile, AL, USA

| Salary: unspecified | Date posted: 22 May 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Planned Giving Officer
Company: Auburn University |

Location: Auburn, AL, USA

| Salary: unspecified | Date posted: 21 May 2026
, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investment Knows and applies
Fixed Income Operations Associate
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 20 May 2026
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research... in securities related field preferred Series 99, or equivalent (or ability to obtain within 6 months of employment
Fixed Income Operations Associate
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 18 May 2026
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research... in securities related field preferred Series 99, or equivalent (or ability to obtain within 6 months of employment
Wealth Management Client Associate
Company: Bank of America |

Location: Anniston, AL, USA

| Salary: unspecified | Date posted: 14 May 2026
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials
Wealth Management Client Associate
Company: Bank of America |

Location: Montgomery, AL, USA

| Salary: unspecified | Date posted: 14 May 2026
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials
J.p. Morgan Wealth Management – Private Client Advisor - Birmingham, Al
Company: JPMorgan Chase |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 09 May 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Financial Advisor
Company: Northwestern Mutual |

Location: Hoover, AL, USA

| Salary: US$61000 per year | Date posted: 08 May 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Birmingham, AL, USA

| Salary: US$61000 per year | Date posted: 08 May 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Alabama, USA

| Salary: US$61000 per year | Date posted: 08 May 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Auburn, AL, USA

| Salary: US$80000 - 125000 per year | Date posted: 06 May 2026
addition to a successful agency. RESPONSIBILITIES: Provide investment advice and sell securities to clients. Conduct
Private Bank Wealth Advisor Iii
Company: Huntington National Bank |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 05 May 2026
Qualifications: Securities and life insurance licenses. Demonstrated success working with high net worth clients. Proven ability
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Loxley, AL, USA

| Salary: US$40000 - 120000 per year | Date posted: 29 Apr 2026
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needs
Registered Client Service Associate
Company: Ameriprise Financial |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 24 Apr 2026
within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 days. Experience working
Financial Advisor At Max Credit Union - Montgomery, Al
Company: LPL Financial |

Location: Montgomery, AL, USA

| Salary: unspecified | Date posted: 23 Apr 2026
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being
Financial Advisor - All In Cu - Dothan, Al
Company: LPL Financial |

Location: Dothan, AL, USA

| Salary: unspecified | Date posted: 21 Apr 2026
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL
Senior Planned Giving Officer
Company: Auburn University |

Location: Alabama, USA

| Salary: unspecified | Date posted: 17 Apr 2026
, JD, CLU Financial planning, law, accounting, estate planning, securities, investment Contract Type Continuing
Senior Accountant
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 17 Apr 2026
of financial securities industry Background in complex or fast-paced accounting environments Experience improving processes
Senior Planned Giving Officer
Company: Auburn University |

Location: Alabama, USA

| Salary: US$91550 per year | Date posted: 17 Apr 2026
, JD, CLU Financial planning, law, accounting, estate planning, securities, investment Minimum Knowledge, Skills
Wealth Management Middle Office Specialist
Company: Regions Bank |

Location: Hoover, AL, USA

| Salary: unspecified | Date posted: 17 Apr 2026
timely settlement of securities trades by SEI Administers bond payments and transfers processing Oversees fee setup
Senior Financial Accountant
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 10 Apr 2026
of financial securities industry Background in complex or fastpaced accounting environments Experience improving processes
Wealth Advisor Iii
Company: Truist |

Location: Homewood, AL, USA

| Salary: unspecified | Date posted: 22 Mar 2026
Required FINRA: Maintains proper licenses including Series 7, Series 66, the Securities Industry Essentials (SIE) Exam as applicable
Financial Advisor - Gadsden, Al - Market 33, Region 160
Company: Edward Jones |

Location: Gadsden, AL, USA

| Salary: US$45000 - 100000 per year | Date posted: 12 Mar 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
Investment Executive (financial Advisor), Huntsville, Al - **expansion Market
Company: Fifth Third Bank |

Location: Huntsville, AL, USA

| Salary: unspecified | Date posted: 10 Mar 2026
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investment