Securities jobs in alabama state USA
45 securities jobs found in alabama state: showing 1 - 45
Specialist Manager, Engagement Matters
Company: Deloitte |
Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independenceLocation: Birmingham, AL, USA
| Salary: US$93000 - 171300 per year | Date posted: 02 Oct 2026
Relationship Banker - Winchester Rd - Huntsville, Al
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Advisor Support Associate
Company: StoneX Group |
securities, and advanced trading, research, and management technology. Responsibilities: Position Purpose: ProvidesLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Advisor Support Associate
Company: StoneX Group |
securities, and advanced trading, research, and management technology. Responsibilities Position Purpose: ProvidesLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Portfolio Management, Private Asset Management
Company: TIAA |
adjustments to grow clients net worth based on industry trends identified through market and risk analysis. Executes securitiesLocation: Birmingham, AL, USA
| Salary: US$145000 - 175000 per year | Date posted: 28 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Birmingham
Company: JPMorgan Chase |
POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLCLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 28 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Mobile, Al
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 28 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Montgomery
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Private Client Banker - (new Build) Hwy 72 & Shields - Huntsville, Al
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Relationship Banker - Trussville Branch - Birmingham, Al
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Relationship Banker - Trussville Branch - Birmingham, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Private Client Banker - (new Build) Hwy 72 & Shields - Huntsville, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Aml Transaction Monitoring Associate
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. RoleLocation: Birmingham, AL, USA
| Salary: US$75000 - 90000 per year | Date posted: 22 Sep 2026
Relationship Banker - Winchester Rd - Huntsville, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 19 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Montgomery
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 17 Sep 2026
Grandbridge Asset Analyst
Company: Truist |
Securities (CMBS) conduits, including the roles and responsibilities of servicers Working familiarity with commercial propertyLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 17 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Birmingham
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 17 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needs... to pursue or completed Securities Industry Essentials (SIE) and additional securities licenses Strong knowledge of investmentLocation: Valley, AL, USA
| Salary: US$75000 - 95000 per year | Date posted: 12 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gadsden, AL, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: Gardendale, AL, USA
| Salary: US$60000 - 90000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Alabama, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hoover, AL, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Auburn, AL, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Senior Fund Accountant
Company: Wellington Management |
determinations, stale prices, and valuation-related risks. Analyze complex securities, derivatives, structured products, alternativeLocation: Needham, AL, USA
| Salary: US$80000 per year | Date posted: 01 Sep 2026
Associate, Special Handling - Fixed Income
Company: StoneX Group |
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research... in securities related field preferred Series 99, or equivalent (or ability to obtain within 6 months of employment) StrongLocation: Birmingham, AL, USA
| Salary: US$40000 - 65000 per year | Date posted: 26 Aug 2026
Financial Advisor - Decatur, Al - Market 36, Region 262
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Decatur, AL, USA
| Salary: US$45000 - 100000 per year | Date posted: 26 Aug 2026
Associate, Special Handling - Fixed Income
Company: StoneX Group |
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research... in securities related field preferred Series 99, or equivalent (or ability to obtain within 6 months of employment) StrongLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: Spanish Fort, AL, USA
| Salary: US$40000 - 120000 per year | Date posted: 23 Aug 2026
Planned Giving Officer
Company: Auburn University |
Qualifications: MBA, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investment KnowsLocation: Alabama, USA
| Salary: US$61000 per year | Date posted: 21 Aug 2026
Planned Giving Officer
Company: Auburn University |
, estate planning, securities, investment Knows and applies fundamental concepts, practices and procedures of particular fieldLocation: Auburn, AL, USA
| Salary: unspecified | Date posted: 20 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Mobile, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 20 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Huntsville, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Montgomery, AL, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Financial Advisor - First Horizon Bank
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Program Manager
Company: StoneX Group |
a Program Manager to support the Securities Operations business, based out of Birmingham, Alabama. The successful candidate... and platforms across the securities post-trade lifecycle. Working closely with the EPMO, Securities Operations leadership, theLocation: Birmingham, AL, USA
| Salary: US$125000 - 170000 per year | Date posted: 04 Aug 2026
Program Manager
Company: StoneX Group |
a Program Manager to support the Securities Operations business, based out of Birmingham, Alabama. The successful candidate... and platforms across the securities post-trade lifecycle. Working closely with the EPMO, Securities Operations leadership, theLocation: Birmingham, AL, USA
| Salary: US$125000 - 170000 per year | Date posted: 03 Aug 2026
General Counsel
Company: GVW Group |
with a proven track record across multiple areas of law, including corporate governance, securities, investments, manufacturing law... to financial regulations and compliance with securities laws. Structure investment funds in compliance with legal and taxLocation: Miami, FL - Birmingham, AL, USA
| Salary: unspecified | Date posted: 18 Jul 2026
Portfolio Manager - Stonex Wealth Management
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... implementation activities Research securities, funds, ETFs, and other investment vehicles for inclusion in Wealth SolutionsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Deputy Chief Compliance Officer
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Birmingham, AL, USA
| Salary: US$120000 - 170000 per year | Date posted: 08 Jul 2026
Portfolio Manager - Stonex Wealth Management
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... implementation activities Research securities, funds, ETFs, and other investment vehicles for inclusion in Wealth Solutions