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Securities jobs in alabama state USA

26 securities jobs found in alabama state: showing 1 - 20

Relationship Banker - Birmingham - Birmingham, Al
Company: JPMorgan Chase |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 28 Jan 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Operations Associate Level 1
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 27 Jan 2025
field or equivalent work experience SIE (Securities Industry Essentials) or ability to obtain within 2 months of employment...
Operations Associate Level 1
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 26 Jan 2025
field or equivalent work experience SIE (Securities Industry Essentials) or ability to obtain within 2 months of employment...
Fixed Income Operations Associate
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: $50000 - 55000 per year | Date posted: 25 Jan 2025
: To land this role you will need: Previous work experience in securities related field preferred Strong critical thinking...
Legal Counsel
Company: Gartner |

Location: Gallant, AL - Stamford, CT, USA

| Salary: $92000 - 131000 per year | Date posted: 24 Jan 2025
to join our Legal & Compliance team. In this role, you will provide essential legal support on securities regulations, corporate.... What youll do: Corporate: Assist in the preparation and review of securities filings, including annual and quarterly reports...
Fixed Income Operations Associate
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: $50000 - 55000 per year | Date posted: 24 Jan 2025
To land this role you will need: Previous work experience in securities related field preferred Strong critical thinking...
Financial Advisor - Huntsville, Al - Market 33, Region 349
Company: Edward Jones |

Location: Huntsville, AL, USA

| Salary: $45000 - 100000 per year | Date posted: 23 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...
Controller
Company: Sentar |

Location: Huntsville, AL, USA

| Salary: unspecified | Date posted: 23 Jan 2025
and procedures. Delegate authority for the receipt, disbursement, banking, protection, and custody of funds, securities...
Financial Advisor
Company: Northwestern Mutual |

Location: Hoover, AL, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Alabama, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Huntsville, AL, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Birmingham, AL, USA

| Salary: $61000 per year | Date posted: 13 Jan 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Auburn, AL, USA

| Salary: $80000 - 125000 per year | Date posted: 11 Jan 2025
addition to a successful agency. RESPONSIBILITIES: Provide investment advice and sell securities to clients. Conduct...
Financial Advisor - Career Change Opportunity
Company: Edward Jones |

Location: Hoover, AL, USA

| Salary: $38500 - 100000 per year | Date posted: 10 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...
Financial Advisor - Hoover, Al - Market 33, Region 160
Company: Edward Jones |

Location: Hoover, AL, USA

| Salary: $38500 - 100000 per year | Date posted: 10 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...
Insurance And Financial Services Position - State Farm Team Member
Company: State Farm |

Location: Decatur, AL, USA

| Salary: $60000 - 90000 per year | Date posted: 04 Jan 2025
to complete Series 6 and 63 securities licenses...
Designated Principal
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 23 Dec 2024
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... annuities, mutual funds, securities transactions for suitability and documentation Reviews advisor email and client...
Designated Principal
Company: StoneX Group |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 22 Dec 2024
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... annuities, mutual funds, securities transactions for suitability and documentation Reviews advisor email and client...
Private Client Banker - Homewood Green Springs - Homewood, Al
Company: JPMorgan Chase |

Location: Homewood, AL, USA

| Salary: unspecified | Date posted: 20 Dec 2024
generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA...
Risk Quantitative Analyst
Company: Regions Bank |

Location: Birmingham, AL, USA

| Salary: unspecified | Date posted: 20 Dec 2024
Coursework in stochastic processes used derivative pricing, numerical methods, and fixed income securities Experience in Market...