Securities jobs in alabama state USA
39 securities jobs found in alabama state: showing 1 - 20
Wealth Management Middle Office Specialist - Fund Accounting Team
Company: Regions Bank |
activity Posts pending trades to allow for the timely settlement of securities trades by SEI Tracks and resolves failed...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Designated Principal
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... annuities, mutual funds, securities transactions for suitability and documentation Reviews advisor email and client...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Private Client Banker - Homewood Green Springs - Homewood, Al
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: Homewood, AL, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Risk Quantitative Analyst
Company: Regions Bank |
Coursework in stochastic processes used derivative pricing, numerical methods, and fixed income securities Experience in Market...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Relationship Executive- Middle Market Banking- Executive Director
Company: JPMorgan Chase |
and business development skills FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 14 Dec 2024
Fixed Income Operations Associate
Company: StoneX Group |
To land this role you will need: Previous work experience in securities related field preferred Strong critical thinking...Location: Birmingham, AL, USA
| Salary: $50000 - 55000 per year | Date posted: 14 Dec 2024
Fixed Income Operations Associate
Company: StoneX Group |
: To land this role you will need: Previous work experience in securities related field preferred Strong critical thinking...Location: Birmingham, AL, USA
| Salary: $50000 - 55000 per year | Date posted: 14 Dec 2024
Regulatory Accountant I
Company: StoneX Group |
adheres to all securities trading regulations. Primary Responsibilities will include: Data Collection and Analysis: Gather... informed about changes in securities regulations and industry best practices, updating reporting procedures accordingly. Data...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 13 Dec 2024
Regulatory Accountant I
Company: StoneX Group |
adheres to all securities trading regulations. Primary Responsibilities will include: Data Collection and Analysis: Gather... informed about changes in securities regulations and industry best practices, updating reporting procedures accordingly. Data...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 13 Dec 2024
Client Service Associate (tuscaloosa, Al)
Company: Raymond James |
practices, procedures, and methods. Investment concepts, practices and procedures used in the securities industry. Financial... School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred...Location: Tuscaloosa, AL, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Hoover, AL, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Alabama, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Birmingham, AL, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Huntsville, AL, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
New Account Operations Associate
Company: StoneX Group |
years of operations experience in the financial services or securities industry, strong organizational skills..., financial services, or a securities-related field. Series 99 license or equivalent (or ability to obtain within 6 months...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Wealth Management Middle Office Specialist - Corporate Trust Operations
Company: Regions Bank |
timely settlement of securities trades by SEI Administers bond payments and transfers processing Oversees fee setup...Location: Hoover, AL, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Member Services Representative
Company: Planet Fitness |
FP is headquartered in Austin, Texas. United FP Management, LLC is owned by American Securities, a leading U.S. private... to $2 billion and/or $50 million to $200 million of EBITDA. American Securities and its affiliates have approximately $23...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 06 Dec 2024
New Account Operations Associate
Company: StoneX Group |
years of operations experience in the financial services or securities industry, strong organizational skills..., financial services, or a securities-related field. Series 99 license or equivalent (or ability to obtain within 6 months...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 06 Dec 2024
Member Services Representative
Company: Planet Fitness |
FP is headquartered in Austin, Texas. United FP Management, LLC is owned by American Securities, a leading U.S. private... to $2 billion and/or $50 million to $200 million of EBITDA. American Securities and its affiliates have approximately $23...Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 05 Dec 2024
Premier Banker - Birmingham, Al
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu of 66) and applicable Insurance licenses (Life...