Securities jobs in alabama state USA
63 securities jobs found in alabama state: showing 1 - 50
Associate, Special Handling - Fixed Income
Company: StoneX Group |
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research... in securities related field preferred Series 99, or equivalent (or ability to obtain within 6 months of employment) StrongLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Technical Accounting & Reporting - Sec Reporting Operate Senior Manager
Company: Deloitte |
navigating the public company Securities and Exchange Commission (SEC) reporting environment. This role is critical to ensuringLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: Spanish Fort, AL, USA
| Salary: US$40000 - 120000 per year | Date posted: 23 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Mobile, Al
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Montgomery, Al
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Private Client Banker - Winchester Road - Huntsville, Al
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Huntsville, Al
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Montgomery, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Planned Giving Officer
Company: Auburn University |
Qualifications: MBA, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investment KnowsLocation: Alabama, USA
| Salary: US$61000 per year | Date posted: 21 Aug 2026
Registered Branch Associate - Decatur, Al
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Decatur, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Client Onboarding Associate
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 21 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Mobile, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Planned Giving Officer
Company: Auburn University |
, estate planning, securities, investment Knows and applies fundamental concepts, practices and procedures of particular fieldLocation: Auburn, AL, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Designated Principal
Company: StoneX Group |
exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research..., private securities transactions, gifts, political donation Outside business activities and outside brokerage accountsLocation: Birmingham, AL, USA
| Salary: US$75000 - 100000 per year | Date posted: 20 Aug 2026
Client Onboarding Associate
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Private Client Banker - Winchester Road - Huntsville, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Portfolio Manager Ii/iii
Company: Trustmark National Bank |
and/or mentor Securities Analysts to support investment activities Manage and/or mentor Portfolio Manager I or II level positions... Administration 5 years as a securities analyst, portfolio manager, or similar industry related experience Advanced knowledgeLocation: Mobile, AL - Santa Rosa Beach, FL, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Specialist, Risk And Compliance Services (desc)
Company: Deloitte |
of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and AmericanLocation: Birmingham, AL, USA
| Salary: US$63000 - 116000 per year | Date posted: 18 Aug 2026
Financial Advisor - Huntsville, Al - Market 36, Region 349
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Huntsville, AL, USA
| Salary: US$45000 - 100000 per year | Date posted: 18 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Montgomery, AL, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Portfolio Manager I/ii/iii
Company: Trustmark Bank |
, portfolio manager, or similar industry related experience Bachelor's Degree Knowledge of securities market/products behavior... required, including overnight stays. This position subject to personal securities reporting as required by the Investment Management CodeLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 18 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Huntsville, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Private Client Banker Sb - Carriage Town - New Build - Mobile, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Relationship Banker Sb - Carriage Town - New Build - Mobile, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Relationship Banker - (new Build) Holmes Ave & Monroe St, Huntsville, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Private Client Banker - (new Build) Hwy 72 And Shields - Huntsville, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Relationship Banker - (new Build) Hwy 72 And Shields - Huntsville, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 12 Aug 2026
Private Client Banker - (new Build) Holmes Ave & Monroe St - Huntsville, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 12 Aug 2026
Assistant General Counsel - Procurement Legal Group
Company: Regions Bank |
for a major legal specializations such as acquisitions and mergers, securities, anti-trust investigations, litigation, taxationLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gadsden, AL, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hoover, AL, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Alabama, USA
| Salary: US$61000 per year | Date posted: 08 Aug 2026
Plant Manufacturing Engineer (onsite Position)
Company: unknown |
and local government, trade secrets, intellectual property, and securities-related disputes. We invest in attorney developmentLocation: Bessemer, AL, USA
| Salary: US$105000 - 150000 per year | Date posted: 07 Aug 2026
2027 Etp Intern - Wealth Management, Multiple Opportunities
Company: Regions Bank |
improvements surrounding marketable securities or investment managers Additional Requirements Expected graduation of Fall 2027Location: Birmingham, AL, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Anniston, AL, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Preferred Banker - Huntsville, Al
Company: Huntington National Bank |
or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not alreadyLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Financial Advisor - First Horizon Bank
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Business Analyst
Company: StoneX Group |
of its institutional securities business. The program will build a shared enterprise platform that brings together... for Institutional Securities, who owns the vision and direction for the program. You will be their right hand in turning that visionLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Relationship Banker, New Build Airport & Office Park Dr, Mobile, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Business Analyst
Company: StoneX Group |
institutional securities business. The program will build a shared enterprise platform that brings together how institutional order... Securities, who owns the vision and direction for the program. You will be their right hand in turning that vision into wellLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Program Manager
Company: StoneX Group |
a Program Manager to support the Securities Operations business, based out of Birmingham, Alabama. The successful candidate... and platforms across the securities post-trade lifecycle. Working closely with the EPMO, Securities Operations leadership, theLocation: Birmingham, AL, USA
| Salary: US$125000 - 170000 per year | Date posted: 04 Aug 2026
Program Manager
Company: StoneX Group |
a Program Manager to support the Securities Operations business, based out of Birmingham, Alabama. The successful candidate... and platforms across the securities post-trade lifecycle. Working closely with the EPMO, Securities Operations leadership, theLocation: Birmingham, AL, USA
| Salary: US$125000 - 170000 per year | Date posted: 04 Aug 2026
Private Client Banker, New Build Airport & Office Park Dr, Mobile, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Relationship Banker - (new Build) Zelda Rd - Montgomery, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Private Client Banker - (new Build) Zelda Rd - Montgomery, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Wealth Management Middle Office Specialist - Cash Processing
Company: Regions Bank |
activity Posts pending trades to allow for the timely settlement of securities trades by SEI Tracks and resolves failedLocation: Hoover, AL, USA
| Salary: unspecified | Date posted: 24 Jul 2026
Associate - Mutual Funds
Company: StoneX Group |
or related field or equivalent work experience SIE (Securities Industry Essentials) or ability to obtain within 2 monthsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Associate - Mutual Funds
Company: StoneX Group |
or related field or equivalent work experience SIE (Securities Industry Essentials) or ability to obtain within 2 months