Securities jobs in alabama state USA
35 securities jobs found in alabama state: showing 1 - 35
General Counsel
Company: GVW Group |
with a proven track record across multiple areas of law, including corporate governance, securities, investments, manufacturing law... to financial regulations and compliance with securities laws. Structure investment funds in compliance with legal and taxLocation: Miami, FL - Birmingham, AL, USA
| Salary: unspecified | Date posted: 18 Jul 2026
Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Tuscaloosa, AL, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Private Client Banker - Dothan W Main St. - New Build - Dothan, Al
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Dothan, AL, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Tuscaloosa, AL, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Specialist, Risk And Compliance Services (pc)
Company: Deloitte |
relationships, employment relationships, and other compliance matters Apply Securities and Exchange Commission (SEC), PublicLocation: Birmingham, AL, USA
| Salary: US$63000 - 116000 per year | Date posted: 10 Jul 2026
Attorney Senior
Company: Vulcan Materials |
, antitrust or securities regulation, labor relations law Highly skilled in oral and written communications and negotiationsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Hoover, AL, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Alabama, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Gadsden, AL, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Birmingham, AL, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Portfolio Manager - Stonex Wealth Management
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... implementation activities Research securities, funds, ETFs, and other investment vehicles for inclusion in Wealth SolutionsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Deputy Chief Compliance Officer
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Birmingham, AL, USA
| Salary: US$120000 - 170000 per year | Date posted: 09 Jul 2026
Portfolio Manager - Stonex Wealth Management
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... implementation activities Research securities, funds, ETFs, and other investment vehicles for inclusion in Wealth SolutionsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Capital Markets Compliance Function Manager- Municipal Securities
Company: Regions Bank |
preferred: Series 52/53 Municipal Securities Series 24 General Securities Principal Series 79 Investment Banking AdditionalLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 08 Jul 2026
Deputy Chief Compliance Officer
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technologyLocation: Birmingham, AL, USA
| Salary: US$120000 - 170000 per year | Date posted: 08 Jul 2026
Portfolio Manager - Stonex Wealth Management
Company: StoneX Group |
classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology... implementation activities Research securities, funds, ETFs, and other investment vehicles for inclusion in Wealth SolutionsLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 08 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - Mobile, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Mobile, AL, USA
| Salary: unspecified | Date posted: 04 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - Huntsville, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 04 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - Montgomery, Al
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Registered Client Service Associate
Company: Ameriprise Financial |
within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 days. Experience workingLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 29 Jun 2026
Financial Advisor - Gadsden, Al - Market 33, Region 160
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Gadsden, AL, USA
| Salary: US$45000 - 100000 per year | Date posted: 27 Jun 2026
Private Client Banker - Dothan W Main St. - New Build - Dothan, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Dothan, AL, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Private Client Banker - (new Build) Westbury Square - Huntsville, Al
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Huntsville, AL, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Relationship Banker - Dothan W Main St. - New Build - Dothan, Al
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Dothan, AL, USA
| Salary: unspecified | Date posted: 26 Jun 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needs... to pursue or completed Securities Industry Essentials (SIE) and additional securities licenses Strong knowledge of investmentLocation: Valley, AL, USA
| Salary: US$70000 - 95000 per year | Date posted: 05 Jun 2026
Planned Giving Officer
Company: Auburn University |
Required Desired Qualifications: MBA, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investmentLocation: Alabama, USA
| Salary: US$61270 per year | Date posted: 28 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: Gardendale, AL, USA
| Salary: US$60000 - 90000 per year | Date posted: 27 May 2026
Planned Giving Officer
Company: Auburn University |
, CPA, CFP, JD, CLU Financial planning, law, accounting, estate planning, securities, investment Knows and appliesLocation: Auburn, AL, USA
| Salary: unspecified | Date posted: 21 May 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 14 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
addition to a successful agency. RESPONSIBILITIES: Provide investment advice and sell securities to clients. ConductLocation: Auburn, AL, USA
| Salary: US$80000 - 125000 per year | Date posted: 06 May 2026
Private Bank Wealth Advisor Iii
Company: Huntington National Bank |
Qualifications: Securities and life insurance licenses. Demonstrated success working with high net worth clients. Proven abilityLocation: Birmingham, AL, USA
| Salary: unspecified | Date posted: 05 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. Conduct financial needsLocation: Loxley, AL, USA
| Salary: US$40000 - 120000 per year | Date posted: 29 Apr 2026
Financial Advisor At Max Credit Union - Montgomery, Al
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Montgomery, AL, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Financial Advisor - All In Cu - Dothan, Al
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL