Securities jobs in indiana state USA
62 securities jobs found in indiana state: showing 1 - 50
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Indianapolis, IN, USA
| Salary: US$61000 per year | Date posted: 04 Jun 2026
Client Support Specialist - Greater Indianapolis, In Area (remote)
Company: Fidelity Investments |
that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940..., the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-relatedLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 02 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Fort Wayne, In
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities IndustryLocation: Fort Wayne, IN, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Sr Compliance Analyst, Broker/dealer - Remote
Company: CNO Financial Group |
in a securities/investment environment An understanding of FINRA rule 4530 and how to apply it What will set you apart: Ability... marketing materials and RFPs for an investment adviser Industry and securities markets, as well as knowledge of securitiesLocation: Carmel, IN, USA
| Salary: US$81100 - 121700 per year | Date posted: 30 May 2026
Associate Financial Advisor - Fishers, In
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Fishers, IN, USA
| Salary: unspecified | Date posted: 30 May 2026
Relationship Banker - Goshen Main - Goshen, In
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Goshen, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Indianapolis, In
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fort Wayne/muncie, Indiana
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fort Wayne, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Columbia City, In
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Columbia City, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Bloomington/bedford, In
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Bloomington, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Indianapolis, In
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. ConductLocation: Granger, IN, USA
| Salary: US$20 - 25 per hour | Date posted: 29 May 2026
Relationship Banker - Goshen Main - Goshen, In
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Goshen, IN, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Lafayette, In
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Lafayette, IN, USA
| Salary: unspecified | Date posted: 28 May 2026
Relationship Executive-diversified Industries Discipline-executive Director
Company: JPMorgan Chase |
and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities Industry Essentials licensesLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 28 May 2026
Vice President, Client Operations
Company: BNY |
, and inquiries across cash, securities, and commercial paper workflows; escalate issues appropriately Collaborate with crossLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 28 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - Lafayette, In
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Lafayette, IN, USA
| Salary: unspecified | Date posted: 28 May 2026
Relationship Executive-diversified Industries Discipline–executive Director
Company: JPMorgan Chase |
FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire PreferredLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 27 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Sheridan, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Noblesville, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Atlanta, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Lebanon, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Fortville, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Financial Consultant - Carmel, In
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Carmel, IN, USA
| Salary: unspecified | Date posted: 21 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
options and consult securities to customers. Conduct financial needs analysis and recommend investment products. ManageLocation: Franklin, IN, USA
| Salary: US$50000 - 75000 per year | Date posted: 21 May 2026
Financial Advisor - Innova Credit Union
Company: LPL Financial |
, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licensesLocation: Elkhart, IN, USA
| Salary: unspecified | Date posted: 20 May 2026
Licensed Personal Banker - Peachtree
Company: Premier Bank |
on proper customer onboarding efforts, prospecting of new Retail and WesBanco Securities, Inc. customers and consistent cross.... From an operational standpoint, the Licensed Personal Banker is responsible to comply with all established Bank and WesBanco SecuritiesLocation: New Albany, IN, USA
| Salary: unspecified | Date posted: 14 May 2026
Senior Registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 13 May 2026
Client Service Associate Indianapolis, Indiana
Company: Edelman Financial Engines |
. Good understanding of finance and investment markets/securities Critical thinking, attention to detail, and multi-taskingLocation: Indianapolis, IN, USA
| Salary: US$50000 - 65000 per year | Date posted: 13 May 2026
Portfolio Manager
Company: First Merchants |
portfolios and provide analysis and selection of securities as appropriate fiduciary investments. Essential Duties... of investment marketing and reporting material. Research, review and make recommendations on Guidance Lists securities. ExecuteLocation: Fort Wayne, IN, USA
| Salary: unspecified | Date posted: 12 May 2026
Operations Representative Ii - Broker Dealer
Company: OneAmerica |
. Come be a part of this journey with us as we champion lives! Job Summary OneAmerica Securities is seeking a detail-oriented... securities applications and checks to appropriate financial service providers. Execute account maintenance tasks, includingLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 09 May 2026
Financial Advisor - Evansville, In - Market 10, Region 12
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Evansville, IN, USA
| Salary: US$45000 - 100000 per year | Date posted: 09 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Crown Point, IN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Carmel, IN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Evansville, IN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Mishawaka, IN, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Bloomington, In
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities IndustryLocation: Bloomington, IN, USA
| Salary: unspecified | Date posted: 08 May 2026
Market Executive-mid-corporate Banking-executive Director
Company: JPMorgan Chase |
Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire PreferredLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 07 May 2026
Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 06 May 2026
Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 05 May 2026
Financial Advisor
Company: Springs Valley Bank & Trust Company |
preferred. KNOWLEDGE, SKILLS, AND ABILITIES: Knowledge of investment securities. Knowledge of accounting principlesLocation: Jasper, IN, USA
| Salary: US$45000 - 80000 per year | Date posted: 26 Apr 2026
Financial Planner
Company: Springs Valley Bank & Trust Company |
, securities market structure and portfolio management. EOE, including disability/vetsLocation: Jasper, IN, USA
| Salary: US$60000 - 100000 per year | Date posted: 26 Apr 2026
Relationship Manager
Company: Springs Valley Bank & Trust Company |
, AND ABILITIES: Knowledge of investment securities. Knowledge of accounting principles, as well as analytical, verbalLocation: Jasper, IN, USA
| Salary: US$45000 - 80000 per year | Date posted: 26 Apr 2026
Advisor Development Program - Financial Solutions Advisor Trainee (centralized) - Fort Wayne, In
Company: Bank of America |
of the Advisor Development Program, your journey begins by obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Fort Wayne, IN, USA
| Salary: unspecified | Date posted: 21 Apr 2026
Chief Legal Officer (clo)
Company: Council of Large Public Housing Authorities |
financing and/or mortgage-backed securities. Extensive knowledge and proven expertise in the relevant legal areas, including... tax exempt and taxable debt issuance and mortgage-backed securities, low-income housing tax credits, real estateLocation: Indianapolis, IN, USA
| Salary: US$123000 - 140000 per year | Date posted: 14 Apr 2026
Registered Branch Associate - Winamac, In
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Winamac, IN, USA
| Salary: unspecified | Date posted: 10 Apr 2026
Regional Manager Hfa And Preferred Banking
Company: Huntington National Bank |
. Basic Qualifications: Bachelor's Degree 5+ years of experience in the securities or banking industry. 3+ yearsLocation: Indianapolis, IN, USA
| Salary: unspecified | Date posted: 02 Apr 2026
Client Acquisition Manager (investment Services)
Company: Ridgewood Investments |
experience Maintain full compliance with regulatory and fiduciary standards Qualifications Active securities license