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Securities jobs in wisconsin state USA

81 securities jobs found in wisconsin state: showing 1 - 50

Financial Advisor - Bank Five Nine
Company: LPL Financial |

Location: Hartland, WI, USA

| Salary: unspecified | Date posted: 26 Aug 2026
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL
Financial Advisor - Bank Five Nine
Company: LPL Financial |

Location: Oconomowoc, WI, USA

| Salary: unspecified | Date posted: 26 Aug 2026
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL
Fund Accounting & Operations Associate
Company: U.S. Bank |

Location: Milwaukee, WI, USA

| Salary: US$66640 - 78400 per year | Date posted: 26 Aug 2026
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting system
Client Service Manager - Manitowoc
Company: Merit Financial Advisors |

Location: Manitowoc, WI, USA

| Salary: unspecified | Date posted: 25 Aug 2026
working on Fidelity or Schwab platforms (preferred) Excellent knowledge of the securities industrys rules & regulations
Portfolio Manager Iv - Investment Mgmt
Company: Associated Bank |

Location: Milwaukee, WI, USA

| Salary: unspecified | Date posted: 25 Aug 2026
, including securities, external managers, funds, and portfolio solutions. Lead or participate in initiatives that enhance
J.p. Morgan Wealth Management - Private Client Advisor - Delafield, Wi
Company: JPMorgan Chase |

Location: Delafield, WI, USA

| Salary: unspecified | Date posted: 24 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Private Client Banker-hudson Badger Dr-hudson, Wi
Company: JPMorgan Chase |

Location: Hudson, WI, USA

| Salary: unspecified | Date posted: 22 Aug 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
Client Service Associate - Nr
Company: Stifel |

Location: Mequon, WI, USA

| Salary: unspecified | Date posted: 22 Aug 2026
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations
Private Client Banker-hudson Badger Dr-hudson, Wi
Company: JPMorgan Chase |

Location: Hudson, WI, USA

| Salary: unspecified | Date posted: 22 Aug 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
J.p. Morgan Wealth Management - Private Client Advisor - Green Bay, Wi
Company: JPMorgan Chase |

Location: Green Bay, WI, USA

| Salary: unspecified | Date posted: 21 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Germantown, Wi
Company: JPMorgan Chase |

Location: Germantown, WI, USA

| Salary: unspecified | Date posted: 21 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Neenah, Wi
Company: JPMorgan Chase |

Location: Neenah, WI, USA

| Salary: unspecified | Date posted: 21 Aug 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Relationship Banker - Oakland Shorewood Branch - Shorewood, Wi
Company: JPMorgan Chase |

Location: Shorewood, WI, USA

| Salary: unspecified | Date posted: 21 Aug 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Robotic Programmer - Fanuc - Sign On Bonus
Company: unknown |

Location: Franklin, WI, USA

| Salary: US$175000 - 215000 per year | Date posted: 21 Aug 2026
, trademark infringement, breach of non-compete and non-solicitation agreements, commercial contracts, securities, and insurance
Client Service Associate - Nr
Company: Stifel |

Location: Mequon, WI, USA

| Salary: unspecified | Date posted: 21 Aug 2026
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations
Relationship Banker - Oakland Shorewood Branch - Shorewood, Wi
Company: JPMorgan Chase |

Location: Shorewood, WI, USA

| Salary: unspecified | Date posted: 20 Aug 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Associate Financial Advisor - Madison, Wi
Company: Edward Jones |

Location: Madison, WI, USA

| Salary: unspecified | Date posted: 19 Aug 2026
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don't
Associate Financial Advisor - Hudson, Wi
Company: Edward Jones |

Location: Hudson, WI, USA

| Salary: unspecified | Date posted: 19 Aug 2026
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don't
Paralegal
Company: U.S. Bank |

Location: Milwaukee, WI, USA

| Salary: unspecified | Date posted: 19 Aug 2026
U.S. Securities and Exchange Commission (SEC) and related filings. Registration statements (including a prospectus) are the legal... securities laws, including primarily the Investment Company Act of 1940 and Securities Act of 1933, and regulated by the SEC
Relationship Banker - Village Square Hartland Branch - Hartland, Wi
Company: JPMorgan Chase |

Location: Hartland, WI, USA

| Salary: unspecified | Date posted: 18 Aug 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Banker - Madison Area - Fitchburg, Wi
Company: JPMorgan Chase |

Location: Fitchburg, WI, USA

| Salary: unspecified | Date posted: 18 Aug 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Banker - Madison Area - Fitchburg, Wi
Company: JPMorgan Chase |

Location: Fitchburg, WI, USA

| Salary: unspecified | Date posted: 18 Aug 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Financial Advisor - Wisconsin Rapids, Wi - Market 29, Region 309
Company: Edward Jones |

Location: Wisconsin Rapids, WI, USA

| Salary: US$45000 - 100000 per year | Date posted: 18 Aug 2026
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing
Relationship Banker - Village Square Hartland Branch - Hartland, Wi
Company: JPMorgan Chase |

Location: Hartland, WI, USA

| Salary: unspecified | Date posted: 17 Aug 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Electrical Engineer
Company: unknown |

Location: Green Bay, WI, USA

| Salary: US$165000 - 225000 per year | Date posted: 16 Aug 2026
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federal
Structural Engineer
Company: unknown |

Location: Summit Lake, WI, USA

| Salary: unspecified | Date posted: 16 Aug 2026
) Corporate Transactions (M&A, private equity, capital markets, securities, and general corporate counseling
J.p. Morgan Wealth Management - Private Client Advisor (east Towne Branch), Madison, Wi
Company: JPMorgan Chase |

Location: Madison, WI, USA

| Salary: unspecified | Date posted: 15 Aug 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Senior Business Initiatives Lead
Company: Allspring Global Investments Holdings |

Location: Milwaukee, WI, USA

| Salary: US$74000 per year | Date posted: 14 Aug 2026
issues and drive timely resolution. Oversee governance practices for critical investment data domains, including securities... concepts, including securities, issuers, benchmarks, pricing, valuation, reference data, and/or investment product data
Closed-end Fund Senior Administrator
Company: U.S. Bank |

Location: Milwaukee, WI, USA

| Salary: US$86360 - 101600 per year | Date posted: 13 Aug 2026
, or regulatory compliance. Strong understanding of closed-end funds, investment products, and securities markets. Advanced
Fee Analyst
Company: U.S. Bank |

Location: Milwaukee, WI, USA

| Salary: US$60435 - 71100 per year | Date posted: 13 Aug 2026
and securities operational functions, systems, procedures, various products and/or services supported by the assigned area
Fund Custody Account Manager
Company: U.S. Bank |

Location: Milwaukee, WI, USA

| Salary: US$66640 - 78400 per year | Date posted: 13 Aug 2026
and with external stakeholders to resolve securities-related inquiries, support management reporting, and consistently meet service.... Respond to inquiries and coordinates resolution regarding securities issues from internal and external customers, management
J.p. Morgan Wealth Management - Private Client Advisor (kenosha South Branch) - Kenosha, Wi
Company: JPMorgan Chase |

Location: Kenosha, WI, USA

| Salary: unspecified | Date posted: 12 Aug 2026
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer
Financial Advisor
Company: Northwestern Mutual |

Location: Onalaska, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Germantown, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Wauwatosa, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Wausau, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Appleton, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Middleton, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Milwaukee, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Wauwatosa, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Milwaukee, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Delafield, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Milwaukee, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Elm Grove, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Wausau, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Milwaukee, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Appleton, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: De Pere, WI, USA

| Salary: US$61000 per year | Date posted: 08 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Waukesha, WI, USA

| Salary: US$61000 per year | Date posted: 07 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Whitefish Bay, WI, USA

| Salary: US$61000 per year | Date posted: 07 Aug 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing