Securities jobs in wisconsin state USA
128 securities jobs found in wisconsin state: showing 1 - 50
Mutual Funds Specialist
Company: LanceSoft |
: Working knowledge of the securities/mutual fund industry, terminology, rules, regulations, practices, and procedures gainedLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Mergers & Acquisitions Attorney
Company: Direct Counsel |
in mergers and acquisitions, investments, securities transactions, and general corporate matters. Significant experienceLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 04 Jun 2026
Mutual Funds Specialist
Company: Kforce |
and regulatory requirements Preferred Skills/Experience: Working knowledge of the securities/mutual fund industry, terminologyLocation: Milwaukee, WI, USA
| Salary: US$26 - 28 per hour | Date posted: 04 Jun 2026
Mutual Funds Specialist
Company: LanceSoft |
: Working knowledge of the securities/mutual fund industry, terminology, rules, regulations, practices, and procedures gainedLocation: Milwaukee, WI, USA
| Salary: US$30 - 31 per hour | Date posted: 03 Jun 2026
Relationship Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Investment Operations Senior Specialist// Milwaukee, Wi (hybrid)
Company: MARS Solutions Group |
's degree in Finance, Business, or related field. FINRA Securities Industry Essentials (SIE), series 6 or 7 preferred. MinimumLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Relationship Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Retirement Services Operations Specialist
Company: Genesis10 |
goals, and accepting responsibility for results Desired skills: Securities Industry Essentials (SIE), series 6 or 7Location: Milwaukee, WI, USA
| Salary: US$28 per hour | Date posted: 02 Jun 2026
Registered Client Service Associate
Company: Stifel |
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manageLocation: La Crosse, WI, USA
| Salary: unspecified | Date posted: 30 May 2026
Custody Operations Specialist - Mutual Funds Processing Team
Company: U.S. Bank |
and products of various types and sizes established by clients for various purposes. Accountable for setting up securities, generalLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 30 May 2026
Data Operations Analyst
Company: Allspring Global Investments Holdings |
(s): Charlotte, NC, or Milwaukee, WI Responsibilities: Perform daily valuation and validation of securities, including equitiesLocation: Milwaukee, WI, USA
| Salary: US$15000 per year | Date posted: 30 May 2026
Alternative Investment Accountant 2
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 30 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Delafield, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Delafield, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
Relationship Banker -greater Milwaukee Northside Branches - Fox Point, Wi
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Fox Point, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fitchburg, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fitchburg, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
Private Client Banker - County Line And Appleton Branch - Germantown, Wi
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Germantown, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Sauk Creek Branch, Madison, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - East Towne Branch, Madison, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Neenah, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Neenah, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Milwaukee, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
Registered Client Service Associate
Company: Stifel |
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manageLocation: La Crosse, WI, USA
| Salary: unspecified | Date posted: 29 May 2026
Relationship Banker -greater Milwaukee Northside Branches - Fox Point, Wi
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Fox Point, WI, USA
| Salary: unspecified | Date posted: 28 May 2026
Director Of Trust Support Services, Operations
Company: Associated Bank |
valuation, custody support, and securities processing. Drive process improvement initiatives that enhance operational... Ideal candidates will possess at least one of the following: CSOP (Certified Securities Operations ProfessionalLocation: Green Bay, WI, USA
| Salary: US$137060 - 234960 per year | Date posted: 28 May 2026
Trust Support Services Manager
Company: Associated Bank |
accounting, fiduciary standards, and regulatory frameworks Preferred CSOP Certified Securities Operations ProfessionalLocation: Green Bay, WI, USA
| Salary: US$110530 - 189480 per year | Date posted: 28 May 2026
Fee Analyst - Global Fund Services - Operations
Company: U.S. Bank |
operations, securities, or fee-based account structures Strong analytical, problem-solving, and decision-making skills HighLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 28 May 2026
Commercial Lines Account Manager
Company: Steffens Insurance Group |
You do NOT need: No financial planning or securities licensing required No production quota or new business developmentLocation: Waterford, WI, USA
| Salary: unspecified | Date posted: 27 May 2026
Regional Agent
Company: Horace Mann |
, ensuring all logistical details are seamless. Licensing & Expertise Maintain required licenses, including securitiesLocation: Ripon, WI, USA
| Salary: US$60000 - 90000 per year | Date posted: 27 May 2026
Managing Director, Pb
Company: Bank of the West |
in securities, anti-money laundering, privacy, and disclosure of outside business activities. Maintains up-to-date knowledgeLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 27 May 2026
Assistant Gen Counsel, Corp & Securities
Company: A. O. Smith |
as Assistant General Counsel, Corporate & Securities. Reporting to the General Counsel and located in Milwaukee, Wisconsin..., this attorney will be involved in a broad range of legal, corporate and department issues, with a focus on companys securitiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 23 May 2026
Assistant Gen Counsel, Corp & Securities
Company: A. O. Smith |
as Assistant General Counsel, Corporate & Securities. Reporting to the General Counsel and located in Milwaukee, Wisconsin..., this attorney will be involved in a broad range of legal, corporate and department issues, with a focus on company's securitiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 23 May 2026
Assistant Gen Counsel, Corp & Securities
Company: A. O. Smith |
as Assistant General Counsel, Corporate & Securities. Reporting to the General Counsel and located in Milwaukee, Wisconsin..., this attorney will be involved in a broad range of legal, corporate and department issues, with a focus on companys securitiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 22 May 2026
Fund Accounting & Operations Associate
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 22 May 2026
Associate Financial Advisor - Wisconsin Heartland Associates
Company: Thrivent |
information Accepting and/or entering securities trade orders from customers, including unsolicited trade orders Explain... environment. Ambitious with Intellectual curiosity and drive. Requirements Securities (Series 7 and 66 or Series 7, 63Location: Wisconsin, USA
| Salary: US$36000 per year | Date posted: 22 May 2026
Client Service Associate - Nr
Company: Stifel |
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manageLocation: La Crosse, WI, USA
| Salary: unspecified | Date posted: 21 May 2026
Treasury Risk Analyst Ii
Company: UW Credit Union |
liaison on Bloomberg, fixed income securities, safekeeping, delivery for purchases and sales. Handle reporting and analysis... investment securities, including structure, risk characteristics, and market behavior. Advanced ability in interpreting businessLocation: Madison, WI, USA
| Salary: US$71300 per year | Date posted: 20 May 2026
Treasury Risk Analyst Ii
Company: UW Credit Union |
liaison on Bloomberg, fixed income securities, safekeeping, delivery for purchases and sales. Handle reporting and analysis... investment securities, including structure, risk characteristics, and market behavior. Advanced ability in interpreting businessLocation: Madison, WI, USA
| Salary: US$71300 per year | Date posted: 20 May 2026
Sr. Relationship Manager - Global Commercial Banking/middle Market (milwaukee, Wi)
Company: Bank of America |
with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtainLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 20 May 2026
Client Service Associate - Nr
Company: Stifel |
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manageLocation: La Crosse, WI, USA
| Salary: unspecified | Date posted: 19 May 2026
Private Client Banker - County Line And Appleton Branch - Germantown, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Germantown, WI, USA
| Salary: unspecified | Date posted: 18 May 2026
Fixed Income Trader
Company: U.S. Bank |
for executing purchases and sales of Treasury, Agency, Commercial Paper, and Money Market Mutual Fund securities, including FDICLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 17 May 2026
Registered Operations Leader
Company: Ameriprise Financial |
securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous successful supervisory experienceLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 16 May 2026
Financial Advisor
Company: Johnson Financial Group |
opportunities across securities, mutual funds, annuities, and other licensed products. In addition to cultivating new relationshipsLocation: Racine, WI, USA
| Salary: unspecified | Date posted: 16 May 2026
Relationship Banker - Calumet And 441 Branch - Appleton, Wi
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Appleton, WI, USA
| Salary: unspecified | Date posted: 14 May 2026
Vp, Financial Consultant- Madison, Wi
Company: Charles Schwab |
referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for servingLocation: Middleton, WI, USA
| Salary: US$70000 - 95000 per year | Date posted: 14 May 2026
Team Based Financial Advisor - Glen Hills Group
Company: Thrivent |
and Annuity Securities Industry Essentials (SIE) Series 6 and 63, 7 and 66, or 7, 63 and 65. After completing licensing... background check, fingerprinting and securities registration and/or insurance licensing verification, if applicableLocation: Glenwood City, WI, USA
| Salary: unspecified | Date posted: 13 May 2026
Financial Advisor - Bmo Bank
Company: LPL Financial |
, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment productsLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 12 May 2026
Compliance Sr. Specialist
Company: Northwestern Mutual |
management, field supervisors and home office personnel regarding federal and state securities/insurance regulationsLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 09 May 2026
Private Client Banker - Rockford/madison Market - Madison, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 09 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waukesha, WI, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing