Securities jobs in wisconsin state USA
100 securities jobs found in wisconsin state: showing 1 - 50
Lidar Tech/survey Cad Tech/geomatics Specialist
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Madison, WI, USA
| Salary: US$165000 - 225000 per year | Date posted: 11 Jul 2026
Lidar Tech/survey Cad Tech/geomatics Specialist
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Brookfield, WI, USA
| Salary: US$165000 - 225000 per year | Date posted: 11 Jul 2026
Lidar Tech/survey Cad Tech/geomatics Specialist
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Appleton, WI, USA
| Salary: US$165000 - 225000 per year | Date posted: 11 Jul 2026
Lidar Tech/survey Cad Tech/geomatics Specialist
Company: unknown |
work. Stay current on regulatory, tax, UCC, and securities developments that impact commercial finance. Participate..., and analytical skills. Experience navigating multi-jurisdictional issues; familiarity with UCC, securities, state and federalLocation: Cedarburg, WI, USA
| Salary: US$165000 - 225000 per year | Date posted: 11 Jul 2026
Operations Manager - Product Integration & User Adoption
Company: U.S. Bank |
to five years of experience in trust and securities operational functions Three to five years of management experience... Preferred Skills/Experience Strong knowledge of trust and securities operations, products, systems, and services ExperienceLocation: Milwaukee, WI, USA
| Salary: US$86360 - 101600 per year | Date posted: 11 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wauwatosa, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Appleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Oshkosh, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waukesha, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Middleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wausau, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: De Pere, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wauwatosa, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Onalaska, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Delafield, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Appleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Middleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wausau, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Waukesha, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Elm Grove, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Whitefish Bay, WI, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Mequon, WI, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Germantown, WI, USA
| Salary: US$61000 per year | Date posted: 09 Jul 2026
Securities Services Specialist – Asset Reunification
Company: Equiniti |
partner dedicated to both public relations and investor relations solutions. Role Summary The Securities ServicesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Leveraged Finance Research Director
Company: Northwestern Mutual |
relative value of issuers and securities across capital structures and relative to comparable issuers. Provide investmentLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 09 Jul 2026
Registered Branch Associate - Portage, Wi
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Portage, WI, USA
| Salary: unspecified | Date posted: 08 Jul 2026
Wealth Management Banker
Company: Royal Bank of Canada |
of deposits, securities-based loans and high net worth tailored lending products. Strong drive to grow a business and hit keyLocation: Milwaukee, WI, USA
| Salary: US$99000 - 176000 per year | Date posted: 08 Jul 2026
Investment Principal - Private Debt & Equity
Company: Northwestern Mutual |
and valuations, structure investment securities, and more. Principals are also responsible for monitoring and optimizing investmentsLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 07 Jul 2026
Investment Client Srvcs Spec (nrf) - Account Reassignment Team
Company: Northwestern Mutual |
are required. (You will complete NMIS fingerprinting and be classified as an Access Person for personal securities transaction reporting.) SkillsLocation: Franklin, WI, USA
| Salary: unspecified | Date posted: 07 Jul 2026
Trading Srvcs Sr. Spec
Company: Northwestern Mutual |
on securities transactions across equities, fixed income, and options, while ensuring every trade is executed accurately and in full... and timely investment recommendations. Market Intelligence Stay current on securities market developments, using fundamentalLocation: Franklin, WI, USA
| Salary: unspecified | Date posted: 07 Jul 2026
Mutual Fund Administration Lead
Company: Northwestern Mutual |
information to meet the needs of internal and external customers, including preparing regulatory filings for the SecuritiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 07 Jul 2026
Registered Branch Associate - Green Bay, Wi
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Green Bay, WI, USA
| Salary: unspecified | Date posted: 07 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Appleton, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Appleton, WI, USA
| Salary: unspecified | Date posted: 04 Jul 2026
Relationship Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 03 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Appleton, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Appleton, WI, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Advisor Development Program - Financial Solutions Advisor Trainee (centralized) - Madison, Wi Merrill Office
Company: Bank of America |
of the Advisor Development Program, your journey begins by obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Commercial Lines Account Manager
Company: Steffens Insurance Group |
software Must be able to work onsite in Waterford, WI You do NOT need: No financial planning or securities licensingLocation: Milwaukee, WI, USA
| Salary: US$65000 - 85000 per year | Date posted: 02 Jul 2026
Private Client Banker - Milwaukee Southwest Market - Milwaukee, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Employee Benefits And Executive Compensation, Senior Associate
Company: Hogan Lovells |
to design and give advice on all forms of equity compensation and should be well-versed in the securities disclosure rulesLocation: Madison, WI - New York City, NY, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Financial Advisor – Bank Five Nine
Company: LPL Financial |
, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURELocation: Oconomowoc, WI, USA
| Salary: US$50000 - 90000 per year | Date posted: 01 Jul 2026
Financial Advisor – Bank Five Nine
Company: LPL Financial |
, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURELocation: Hartland, WI, USA
| Salary: US$50000 - 90000 per year | Date posted: 01 Jul 2026
Financial & Regulatory Reporting Associate
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$60435 - 71100 per year | Date posted: 01 Jul 2026
Avp, Client Service
Company: Aon |
planning and/or the securities industry. High-touch, direct client experience is essential. Understanding of the valueLocation: Madison, WI, USA
| Salary: US$80000 - 115000 per year | Date posted: 01 Jul 2026
Avp, Client Service
Company: NFP Corp |
and/or the securities industry. High-touch, direct client experience is essential. Understanding of the value propositionLocation: Madison, WI, USA
| Salary: US$80000 - 115000 per year | Date posted: 29 Jun 2026
Commercial Lines Account Manager
Company: Steffens Insurance Group |
, WI You do NOT need: No financial planning or securities licensing required No production quota or new business