Securities jobs in wisconsin state USA
95 securities jobs found in wisconsin state: showing 1 - 50
Financial Advisor - Wisconsin - $100k Base Salary + Uncapped Performance-based Upside
Company: Trajan Wealth |
your practice Qualifications Clean BrokerCheck / U4 record Bachelor's degree or equivalent experience Securities licensesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Financial & Regulatory Reporting Senior Associate
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 04 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Mequon, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Mequon, WI, USA
| Salary: unspecified | Date posted: 04 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Appleton, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Appleton, WI, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Cash / Commercial Paper Trader
Company: Northwestern Mutual |
cycle. Responsibilities include managing NMs repo program and trading Treasury securities and futures. The position works... and counterparty limits while maximizing income from the portfolio within prudent risk management parameters. Treasury SecuritiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 03 Aug 2026
Relationship Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 02 Aug 2026
Relationship Banker - Green Bay Main Branch - Green Bay, Wi
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Green Bay, WI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Relationship Banker - Green Bay Main Branch - Green Bay, Wi
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Green Bay, WI, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Private Client Banker - Greenfield And 16th Branch - Milwaukee, Wi
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Private Client Banker - Greenfield And 16th Branch - Milwaukee, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Alternative Investments Accountant
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 31 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Sauk Creek Branch, Madison, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 30 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Milwaukee, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Racine, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Racine, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Private Client Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Racine, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Racine, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Private Client Banker - East Towne Branch - Madison, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Madison, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Milwaukee, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Sr. Relationship Manager - Global Commercial Banking (middle Market) Milwaukee, Wi
Company: Bank of America |
with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63 (Must obtainLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Trust Operations Analyst
Company: Foley & Lardner LLP |
preferred. Basic knowledge of securities processing and related account activity preferred. Strong operational, organizationalLocation: Milwaukee, WI, USA
| Salary: US$52800 - 73900 per year | Date posted: 29 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fitchburg, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fitchburg, WI, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Senior Audit Manager – Institutional Services And Custody Solutions
Company: U.S. Bank |
on regulatory trends. Ensure appropriate coverage of key risks across institutional custody, asset servicing, securities processing..., investment advisor custody, securities servicing, capital markets operations, trustee services, or related financial servicesLocation: Milwaukee, WI, USA
| Salary: US$143905 - 169300 per year | Date posted: 28 Jul 2026
Centralized Supervision Specialist
Company: Northwestern Mutual |
right way. How you will do it: Perform review and supervision of securities correspondence, flagged email and social... field supervisor for resolution. Perform transaction supervision using compliance monitoring systems (e.g. the SecuritiesLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 28 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fitchburg, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Fitchburg, WI, USA
| Salary: unspecified | Date posted: 28 Jul 2026
Compliance Sr. Specialist
Company: Northwestern Mutual |
management, field supervisors and home office personnel regarding federal and state securities/insurance regulationsLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 26 Jul 2026
Employee Benefits / Employment Law Attorney
Company: Northwestern Mutual |
policies and procedures. Collaborate with other attorney specialists in the securities, distribution and sales, financialLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 25 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Delafield, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Delafield, WI, USA
| Salary: unspecified | Date posted: 25 Jul 2026
Vp, Financial Consultant - Appleton, Wi
Company: Charles Schwab |
referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for servingLocation: Appleton, WI, USA
| Salary: US$70000 - 95000 per year | Date posted: 23 Jul 2026
Contract, Licensing & Registration Senior Analyst
Company: Northwestern Mutual |
Associate degree in Business or related field or minimum of 5 years of insurance or securities experience. Bachelors DegreeLocation: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Control Room Vp/director
Company: Guggenheim Partners |
Job Description: Guggenheim Securities is seeking an experienced Control Room professional to join its Control Room... Securities branch office (San Francisco; Los Angeles; New York) at least 4 days per week. Salary Annual base salaryLocation: New York City, NY - Madison, WI, USA
| Salary: US$150000 - 190000 per year | Date posted: 21 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Green Bay, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Green Bay, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Senior Investment Associate
Company: Northern Trust |
(i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, fees, etc.). 3Location: Milwaukee, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Neenah, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Neenah, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Germantown, Wi
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Germantown, WI, USA
| Salary: unspecified | Date posted: 21 Jul 2026
Associate Financial Advisor - Stoughton, Wi
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Stoughton, WI, USA
| Salary: unspecified | Date posted: 20 Jul 2026
Alternative Investment Accountant 2
Company: U.S. Bank |
). Records trade information, income/expense activity and applies valuation of securities in the portfolio accounting systemLocation: Milwaukee, WI, USA
| Salary: US$66640 - 78400 per year | Date posted: 16 Jul 2026
Alm Associate Senior - Portfolio Management
Company: PNC Financial Services |
and derivative products within PNC Bank's investment securities and derivatives portfolio. The Senior Associate will work directly... markets. A top priority is a strong foundation in fixed income securities, with particular emphasis on familiarity with AssetLocation: Madison, WI, USA
| Salary: US$86250 - 172500 per year | Date posted: 16 Jul 2026
Client Services Associate I - Wealth Management Department
Company: UW Credit Union |
for successfully obtaining/having all licenses): WI Insurance Life & Health License Securities Industry Essentials (SIE) FINRALocation: Wisconsin, USA
| Salary: US$25.46 per hour | Date posted: 15 Jul 2026
Private Client Banker - Stevens Point Branch - Stevens Point, Wi
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Stevens Point, WI, USA
| Salary: unspecified | Date posted: 14 Jul 2026
Client Services Associate I - Wealth Management Department
Company: UW Credit Union |
for successfully obtaining/having all licenses): WI Insurance Life & Health License Securities Industry Essentials (SIE) FINRALocation: Wisconsin, USA
| Salary: US$25.46 per hour | Date posted: 14 Jul 2026
Relationship Banker - New Berlin Branch - New Berlin, W
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: New Berlin, WI, USA
| Salary: unspecified | Date posted: 13 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Middleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: De Pere, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wausau, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Appleton, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Onalaska, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Milwaukee, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Oshkosh, WI, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing