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Securities jobs in USA

7,946 securities jobs found: showing 101 - 150

Experienced Financial Professional - Licensed Advisor
Company: New York Life |

Location: Orlando, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
Life & Health insurance license preferred FINRA securities registrations are a plus Proven ability to develop
J.p. Morgan Wealth Management - Private Client Advisor - University Place, Wa
Company: JPMorgan Chase |

Location: University Place, WA, USA

| Salary: US$80280 per year | Date posted: 03 Oct 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Modesto, Stockton And Lodi, Ca
Company: JPMorgan Chase |

Location: Modesto, CA, USA

| Salary: US$70320 per year | Date posted: 03 Oct 2026
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC
Private Client Banker - Florham Park Branch - New Jersey Union Essex Market
Company: JPMorgan Chase |

Location: Florham Park, NJ, USA

| Salary: US$25 - 32.69 per hour | Date posted: 03 Oct 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
Private Client Banker - Patterson Grand Junction (new Build) - Grand Junction, Co
Company: JPMorgan Chase |

Location: Grand Junction, CO, USA

| Salary: US$22.5 - 30.29 per hour | Date posted: 03 Oct 2026
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state
J.p. Morgan Wealth Management - Private Client Advisor - Patterson, Ny
Company: JPMorgan Chase |

Location: Patterson, NY, USA

| Salary: US$66360 per year | Date posted: 03 Oct 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Managing Director - Client Pricing And Analytics, Prime Services
Company: TD Bank |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 03 Oct 2026
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail... adherence personally and at a desk level to the firm's procedures Understands and will comply with TD Securities (USA) Policies
J.p. Morgan Wealth Management - Private Client Investment Associate
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 03 Oct 2026
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor
J.p. Morgan Wealth Management - Private Client Advisor - Sacramento And Elk Gove, Ca
Company: JPMorgan Chase |

Location: Sacramento, CA, USA

| Salary: US$70320 per year | Date posted: 03 Oct 2026
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC
Private Client Banker - Village Of Merrick Park - Coral Gables, Fl
Company: JPMorgan Chase |

Location: Coral Gables, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63
Financial Advisor
Company: Edward Jones |

Location: Sequim, WA, USA

| Salary: US$45000 - 100000 per year | Date posted: 03 Oct 2026
listed below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities
Junior Equity Derivatives Structurer
Company: Citigroup |

Location: New York City, NY, USA

| Salary: US$110000 - 125000 per year | Date posted: 03 Oct 2026
s Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members
Private Client Banker Sb - Long Point Branch
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 03 Oct 2026
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state
Accountant, Gfr
Company: Tempur Sealy International |

Location: Lexington, KY, USA

| Salary: US$65000 - 87000 per year | Date posted: 03 Oct 2026
related to corporate entity accounting, global financial consolidation, and U.S. Securities and Exchange Commission (SEC
Private Client Banker - Chevy Chase - Lexington, Ky
Company: JPMorgan Chase |

Location: USA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Relationship Banker - Chinatown La - Los Angeles, Ca Bilingual Mandarin Required
Company: JPMorgan Chase |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Private Client Banker - Village Of Merrick Park - Coral Gables, Fl
Company: JPMorgan Chase |

Location: Coral Gables, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state
Associate - Corporate - Healthcare – Fda Regulatory
Company: Latham & Watkins |

Location: USA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
, securities offerings, IPOs and other capital market transactions, financings and venture capital investments. We efficiently
Business Systems Consult I/ii/iii
Company: Mutual of Omaha |

Location: Omaha, NE, USA

| Salary: unspecified | Date posted: 03 Oct 2026
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |

Location: Conshohocken, PA, USA

| Salary: US$70000 - 90000 per year | Date posted: 03 Oct 2026
reviews, follow-up, proactive communication, and excellent service Maintain compliance with insurance, securities
Sr. Trade Corrections Professional
Company: Ameriprise Financial |

Location: Minneapolis, MN, USA

| Salary: US$44400 - 66600 per year | Date posted: 03 Oct 2026
mutual funds, securities, cash, bonds, and managed accounts, through various internal processing systems. Work
Vp, Auditor, Markets And Wealth Services
Company: BNY |

Location: New York City, NY, USA

| Salary: US$69000 - 160000 per year | Date posted: 03 Oct 2026
Knowledge Strong working knowledge of the regulatory environment governing financial services, including: U.S. securities... laws and regulatory structure (e.g., Securities Exchange Act of 1934). FINRA rules applicable to brokerdealers, including
Portfolio Planning & Investment Governance Leader – Senior Vice President
Company: Citigroup |

Location: Tampa, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage
2027 Summer Financial Analyst (class Of 2028), Corporate Valuation Advisory Services, Complex Securities - Multiple Locations
Company: Houlihan Lokey |

Location: New York, USA

| Salary: US$80000 - 120000 per year | Date posted: 03 Oct 2026
Financial Analyst in the Corporate Valuation Advisory Services (CVAS) practices Complex Securities team, you will join a small
Senior Lead Software Engineer - Payments, Ai, Java, Spring Boot
Company: JPMorgan Chase |

Location: Chicago, IL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust
Relationship Banker - Sb - Hermann Park Branch
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 03 Oct 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Service Technician
Company: Morgan Properties |

Location: Harrisburg, PA, USA

| Salary: US$21 - 25 per hour | Date posted: 03 Oct 2026
-backed securities, preferred equity, and whole loans. Morgan Properties and its affiliates own and manage a multifamily... securities backed by over $40 billion in multifamily loans. With over 2,500 employees, Morgan Properties prides itself on its
Sr Investment Operations Analyst
Company: Horace Mann |

Location: USA, USA

| Salary: US$66500 - 92000 per year | Date posted: 03 Oct 2026
, equity securities and derivatives Support investment portfolio operations in coordination with Investment Accounting
Attorney - Corporate/transactional 72235
Company: R.L. Barclay & Associates |

Location: Austin, TX, USA

| Salary: unspecified | Date posted: 03 Oct 2026
. Advise clients regarding debt and equity financing, securities law considerations, and related corporate matters. Prepare
Senior Vice President, Application Support Sdg Lead
Company: BNY |

Location: Pittsburgh, PA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
experience required; advanced degree preferred.10-12 years of related experience required; experience in the securities
Head Of Distribution & Capital Markets Compliance
Company: PIMCO |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
and expertise in the Investment Advisers Act of 1940 and Investment Company Act of 1940. Strong knowledge of the Securities
Compliance Analyst
Company: Janus Henderson Investors |

Location: Denver, CO, USA

| Salary: US$85000 - 93000 per year | Date posted: 03 Oct 2026
to exercise balanced judgment and decision making Solid understanding of equity and fixed income securities and derivatives... Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements
Private Client Relationship Manager
Company: Citizens Bank |

Location: USA, USA

| Salary: US$83000 - 104000 per year | Date posted: 03 Oct 2026
and balances through mortgages, home equity lines, and securities-based lending. Client satisfaction survey results
Accounting Specialist
Company: Lutheran Services Florida |

Location: Sarasota, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
and tracking of all liquid assets including but not limited to bank accounts, securities, etc. on behalf of new clients Marshaling
Hybrid Wholesaler (rsd)
Company: Sammons Financial Group |

Location: West Des Moines, IA, USA

| Salary: US$70000 per year | Date posted: 03 Oct 2026
check required. If the position is in the SIG business unit, Annuity New Business Securities team, or if we are holding... securities licenses, FINRA regulations require fingerprinting for this position; if we are holding securities licenses, a credit
Assistant Community Manager
Company: Morgan Properties |

Location: Webster, NY, USA

| Salary: US$24 - 27 per hour | Date posted: 03 Oct 2026
on multifamily equity investments, commercial mortgage-backed securities, preferred equity, and whole loans. Morgan Properties... has made investments in commercial mortgage-backed securities backed by over $40 billion in multifamily loans. With over
Service Technician
Company: Morgan Properties |

Location: West Palm Beach, FL, USA

| Salary: US$23 - 25 per hour | Date posted: 03 Oct 2026
-backed securities, preferred equity, and whole loans. Morgan Properties and its affiliates own and manage a multifamily... securities backed by over $40 billion in multifamily loans. With over 2,500 employees, Morgan Properties prides itself on its
Policy & Procedure Writer – Capital Markets
Company: Kaygen |

Location: New York City, NY, USA

| Salary: unspecified | Date posted: 03 Oct 2026
: Repo Collateral Management Asset-Backed Securities (ABS) Mortgage-Backed Securities (MBS) Partner with desk leads... lending, asset-backed securities, mortgage-backed securities, and/or repo and collateral management operations Strong written
Loan Origination Manager Ii
Company: JPMorgan Chase |

Location: Tempe, AZ, USA

| Salary: unspecified | Date posted: 03 Oct 2026
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities
Manager, Business Transformation
Company: Mutual of Omaha |

Location: Iowa - Nebraska, USA

| Salary: unspecified | Date posted: 03 Oct 2026
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC
System Administrator
Company: Artech Information Systems |

Location: Earth City, MO, USA

| Salary: US$45 - 50 per hour | Date posted: 03 Oct 2026
-level Excel experience Customer service oriented Prior work experience in securities and/or securities operations industry... securities processing SEI SWP knowledge SEI Trust 3000 knowledge Prompting Client Copilot experience Reliability engineering
Senior Qa Automation Engineer (java/selenium)
Company: DTCC |

Location: Tampa, FL, USA

| Salary: unspecified | Date posted: 03 Oct 2026
ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository... subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99
Relationship Banker - South Charleston - Charleston, Wv
Company: JPMorgan Chase |

Location: South Charleston, WV, USA

| Salary: unspecified | Date posted: 03 Oct 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Fund Finance Portfolio Management Analyst
Company: Sumitomo Mitsui Banking Corporation |

Location: New York City, NY, USA

| Salary: US$85000 - 100000 per year | Date posted: 03 Oct 2026
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC
Registered Wealth Management Client Associate
Company: Bank of America |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 03 Oct 2026
: Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66
Ratings Technology - Data Engineering Summer Intern
Company: Moody's |

Location: San Francisco, CA - Colorado, USA

| Salary: US$35 per hour | Date posted: 03 Oct 2026
here for more information on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings... pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent upon
Vp, Oracle Fusion Cloud Epm (enterprise Performance Management) - Financial Applications
Company: Sumitomo Mitsui Banking Corporation |

Location: Charlotte, NC, USA

| Salary: unspecified | Date posted: 03 Oct 2026
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC
Private Client Banker- Needham, Ma
Company: JPMorgan Chase |

Location: Needham, MA, USA

| Salary: unspecified | Date posted: 03 Oct 2026
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses
Senior Paralegal - Corporate & Securities
Company: PACS Group |

Location: USA, USA

| Salary: US$100000 - 110000 per year | Date posted: 03 Oct 2026
Senior Paralegal, Corporate & Securities Company Overview PACS Group, Inc. is a holding company investing in post... Senior Paralegal, Corporate & Securities to join its Legal team. Reporting directly to the Deputy General Counsel
District Attorney Investigator I/ii - Extra-help District Attorney Investigator I/ii
Company: Merced County |

Location: Merced County, CA - Merced, CA, USA

| Salary: US$78228.8 - 107972.8 per year | Date posted: 03 Oct 2026
, insurance sales, corporate securities, stock and bond transactions, and false and misleading promotions. Assists in Grand