Securities jobs in texas state USA
691 securities jobs found in texas state: showing 1 - 50
Global Financial Crimes Program Governance & Administration, Assistant Vice President
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Irving, TX, USA
| Salary: US$90000 - 111000 per year | Date posted: 04 Oct 2026
Executive Assistant – Global Head Of Growth & Enablement, New York, Dallas Or London
Company: S&P Global |
of respect and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuantLocation: Dallas, TX - New York City, NY, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Analyst, Program Governance And Administration – Global Financial Crimes Issues Management
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: Irving, TX, USA
| Salary: US$70000 - 82000 per year | Date posted: 04 Oct 2026
Global Financial Crimes Compliance Program Governance & Oversight, Vice President
Company: MUFG |
governance and oversight of MUFG Group entities in Japan, including those engaged in the securities, credit card and consumer... that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Irving, TX, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Operations Specialist (cash Management)
Company: Apex Fintech Solutions |
securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthyLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Senior Corporate Counsel - Finance & Treasury
Company: Caterpillar |
, Rule 10b5-1 trading plans, and related securities law, disclosure, and insider trading considerations. AdviseLocation: Irving, TX, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Private Client Banker Sb Pearland Parkway Branch
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Pearland, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Insurance Advisor
Company: SWMG |
or business-owner relationships are preferred.Securities registrations and CFP, ChFC, CLU, CFA, or similar credentialsLocation: Fort Worth, TX, USA
| Salary: US$150000 - 250000 per year | Date posted: 03 Oct 2026
Relationship Banker - Austin Central Market - Austin ,tx
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Private Client Banker Sb - Long Point Branch
Company: JPMorgan Chase |
, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63Location: Houston, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Relationship Banker - Sb - Hermann Park Branch
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Wealth Management Advisor
Company: SWMG |
or higherLife and Health Insurance licenseAppropriate securities registrations/licensesClean compliance recordStrong organizationLocation: Fort Worth, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
J.p. Morgan Wealth Management - Private Client Investment Associate
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Private Client Banker Sb - Long Point Branch
Company: JPMorgan Chase |
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, stateLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Relationship Banker - Sb - Hermann Park Branch
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Attorney - Corporate/transactional 72235
Company: R.L. Barclay & Associates |
. Advise clients regarding debt and equity financing, securities law considerations, and related corporate matters. PrepareLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Registered Wealth Management Client Associate
Company: Bank of America |
: Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Manager, Dtc Security Settlements - Global Wholesale Operations
Company: Scotiabank |
, including Buy-ins, Securities Borrow/Loan transactions, and ACATs. Ensure accurate and timely settlement across a complex... product set, including equities, bonds, ADRs/ORDs, 144A/Reg S securities, and collateralized transactions. MaintainLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Software Developer
Company: Charles Schwab |
and timely processing of securities transactions across Schwab's broker-dealer platforms. These platforms support high-volume..., and domain concepts. Preferred Qualifications Experience supporting settlement processing, securities processing, custodyLocation: Southlake, TX - Austin, TX, USA
| Salary: US$130000 - 150000 per year | Date posted: 03 Oct 2026
Vice President - Business Operations
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Application Support Engineering Senior Associate
Company: DTCC |
Engineering (SRE), or related technical roles, ideally within Financial Services, Capital Markets, Securities Processing, FinTech... ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depositoryLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Client Service Associate - Non-registered
Company: Stifel |
brokerage industry and securities regulations with basic knowledge of investment products. Able to organize, prioritizeLocation: Abilene, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Compliance, Asset Management (“am”) Compliance, Associate, Dallas
Company: Goldman Sachs |
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investmentLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Lubbock, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Client Service Associate - Non-registered
Company: Stifel |
brokerage industry and securities regulations with basic knowledge of investment products. Able to organize, prioritizeLocation: Abilene, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Private Client Banker Sb Pearland Parkway Branch
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Pearland, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Lead Solutions Architect, Vice President
Company: Citigroup |
of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerageLocation: Irving, TX, USA
| Salary: US$125760 - 188640 per year | Date posted: 03 Oct 2026
Lead Software Engineer - .net/sql Full Stack
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Relationship Banker - Austin Central Market - Austin ,tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Senior Manager, Data Engineering
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Richardson, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
J.p. Morgan Wealth Management - Private Client Advisor - Houston, Tx (northeast)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Wealth Management, Restricted Stock / 10b5-1 Specialist , Vice President
Company: JPMorgan Chase |
Management teams and clients on U.S. regulatory considerations and execution strategy for restricted/control securities and Rule... restricted/control securities and insiders. + Provide judgment on complex or sensitive situations (e.g., concentration riskLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Vice President Securities Services Operations Transformation Manager
Company: JPMorgan Chase |
Join our dynamic team as a Program/Project Manager and lead transformative projects that shape the future of our industry! This is a unique opportunity to leverage your strategic vision and leadershipLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
J.p. Morgan Wealth Management - Private Client Advisor - Odessa, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Odessa, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
J.p. Morgan Wealth Management - Private Client Advisor - El Paso, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: El Paso, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Transit Control Lead (m-w 9:30a-6p Sat/sun 7:00a-3:30p)
Company: BOK Financial |
: Not Available Application Deadline: 10/16/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Grapevine, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
U.s. Private Bank - Investment Specialist - Associate
Company: JPMorgan Chase |
of sales effort with Investors Adhere to internal and external policies and procedures regarding securities transactionsLocation: Fort Worth, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Senior Manager, Data Engineering
Company: BOK Financial |
: Not Available Application Deadline: 10/29/2026 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOKLocation: Richardson, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Relationship Banker - Greater Arlington Market - Arlington, Tx
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Arlington, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Investor Reporting Manager - Commercial Real Estate - Vice President
Company: JPMorgan Chase |
Associates focused on multifamily, commercial, affordable, and structured loans, including mortgage-backed securitiesLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Us Experienced Financial Advisor
Company: Edward Jones |
with certain specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the SecuritiesLocation: College Station, TX, USA
| Salary: US$50000 - 125000 per year | Date posted: 02 Oct 2026
Fraud Manager Iii- Business Operations
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Ctl Servicing Cash Analyst
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Fort Worth, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Principal Technical Program Manager - Merchant Services
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Registered Branch Associate - Victoria, Tx
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Victoria, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Ctl Servicing Escrow Analyst
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Fort Worth, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Product Owner, Data & Analytics
Company: DTCC |
ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository... subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Manager, Fed Securities Settlements - Global Wholesale Operations
Company: Scotiabank |
This operational leadership role is responsible for the end-to-end delivery of U.S. fixed-income securities settlement activities. The... Provide oversight of daily U.S. FED securities settlement activities supporting domestic and international business linesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Payments Governance Manager
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
J.p. Morgan Wealth Management - Private Client Advisor - North Richland Hills, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made