Securities jobs in USA
8,026 securities jobs found: showing 151 - 200
Sr Strategist-banking
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: New York City, NY, USA
| Salary: US$119100 - 172650 per year | Date posted: 12 Sep 2026
Senior Counsel Securities & Governance
Company: Ulta Beauty |
approx. 6 days in office per month) As Senior Counsel, Securities & Governance, you will serve as a senior legal advisor... and Executive Compensation groups on a broad range of securities, corporate governance, and transactional matters. The SeniorLocation: Bolingbrook, IL, USA
| Salary: US$176700 - 235000 per year | Date posted: 12 Sep 2026
Operations Associate Ii
Company: Royal Bank of Canada |
securities, banking or finance industry preferred Ability to integrate Excel and Access databases into daily work KnowledgeLocation: Minneapolis, MN, USA
| Salary: US$45000 - 70000 per year | Date posted: 12 Sep 2026
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Market Risk Director
Company: DTCC |
and manage market, liquidity and credit risks. Market Risk for Fixed Income Clearing Corporation (FICC) and National Securities... financial markets while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactionsLocation: Jersey City, NJ, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial Solutions Advisor Registration Candidate - Northeast Georgia
Company: Bank of America |
. Join us! As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive... dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtainLocation: Norcross, GA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Associate, Regulatory Supervision
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... to: Supervises Prime Brokerage and monitoring of clearing activity Reviews receipt of low priced securities for correspondentLocation: Pasadena, CA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Private Client Relationship Manager
Company: Citizens Bank |
and balances through mortgages, home equity lines, and securities-based lending. Client satisfaction survey resultsLocation: USA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial Advisor - Prince Frederick, Md - Market 34, Region 250
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Prince Frederick, MD, USA
| Salary: US$45000 - 100000 per year | Date posted: 12 Sep 2026
Aml Sar Writer
Company: Axelon Services |
, and other applicable financial/securities related crimes. Excellent organizational, time management, and project management skillsLocation: New Castle, DE, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Relationship Banker - Knoxville West Hills Branch - Knoxville, Tn
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Knoxville, TN, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Paying Transfer Agent Operations Specialist
Company: U.S. Bank |
Operations Specialist supports Corporate Trust operations by processing and reviewing bond, securities, transfer, and account... in financial services, banking, operations, or transaction processing. Knowledge of corporate trust, securities, bond processingLocation: Cincinnati, OH, USA
| Salary: unspecified | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Oklahoma City, Ok
Company: JPMorgan Chase |
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health... PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Oklahoma City, OK, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Post Sale Specialist
Company: RoundPoint Mortgage Servicing Corporation |
and prepayment risk to invest in our Agency residential mortgage-backed securities (RMBS) and mortgage servicing rights (MSRLocation: Coppell, TX, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Registered Branch Associate - Mt Juliet, Tn
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Mount Juliet, TN, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Wealth Management Administrative Assistant
Company: Idaho Central Credit Union |
experience in a financial institution environment preferred. Securities and insurance licenses preferred but not required (IDLocation: Meridian, ID, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Relationship Banker - Columbus Central East Market - Bexley, Oh
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Bexley, OH, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: San Diego, CA, USA
| Salary: US$99800 per year | Date posted: 12 Sep 2026
Strategic Financing Solutions – Associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Compliance, Financial Crime Compliance, Ds&i, Vice President, New York
Company: Goldman Sachs |
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the worldLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Associate Financial Advisor - Southstate Bank
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Ocala, FL, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Equity Research Analyst - Banks (vice President)
Company: Citigroup |
deliverables and investment views. Securities licenses as required by the role, or ability to obtain applicable licensesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Counsel - Treasury And Clearing
Company: Page Executive |
both domestic and international. Support the agency securities lending, principal lending, and secured term loan products teams... of securities finance and cleared repurchase transactions as well as broader regulatory and/or investment advisory experienceLocation: New York City, NY, USA
| Salary: US$20000 per year | Date posted: 12 Sep 2026
Vice President, Fig Corporate Coverage-banks & Specialty Finance
Company: Lloyds Banking Group |
capital solutions, alongside debt capital and financial markets services through our U.S. brokerdealer, Lloyds Securities IncLocation: New York City, NY, USA
| Salary: US$190000 - 230000 per year | Date posted: 12 Sep 2026
Trust Reporting Analyst - Collateralized Loan Obligation
Company: U.S. Bank |
bank loans, fixed income securities, securitization, trading or mutual funds Ability to identify and resolve exceptionsLocation: Boston, MA, USA
| Salary: US$81345 - 95700 per year | Date posted: 12 Sep 2026
Manager, Enterprise Data Platform
Company: Black Knight |
Job Description: Overview Job Purpose ICE Data Services provides global securities evaluations, reference data..., and analytics designed to support financial institutions' and investment funds' valuation activities, securities operationsLocation: Atlanta, GA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Front Office Application Platform Support
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Loan Administrator Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Financial And Operations Principal
Company: Marsh |
Financial and Operations Principal for the following entities: MMA Securities LLC ("MMAS"): a registered broker dealer... are addressed and resolved. Calculate net capital monthly and as needed for MMA Securities. Collaborate with the Chief FinancialLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Cash Management Flex Role – Wires Primary
Company: Royal Bank of Canada |
university in business, finance or related field 4+ year business, finance, customer service and/or accounting/securities... experience Securities Licensing (SIE/S99) Whats in it for you? We thrive on the challenge to be our best, progressiveLocation: Minneapolis, MN, USA
| Salary: US$50000 - 80000 per year | Date posted: 12 Sep 2026
Relationship Banker - Austin South Market - Austin, Tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Email Marketing Program Manager
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Omaha, NE, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Lead Software Engineer
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Chicago, IL, USA
| Salary: unspecified | Date posted: 12 Sep 2026
P1 Advisor Non-exempt
Company: Ameriprise Financial |
your required licenses/credentials within 150 days of hire: - FINRA Series 7 - Active State Securities Agent Registration (S63 or S66Location: Conshohocken, PA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Agency Securities Finance - Relationship Manager - Associate
Company: JPMorgan Chase |
Job Category: Customer Success Job Description: Join a global team within Securities Services at JPMorgan Chase..., you will represent both the client and JPMorgan, ensuring alignment and delivery on current and future securities lending agendasLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Regulatory And Securities Attorney
Company: Flow Traders |
Flow Traders is seeking an experienced Senior Regulatory & Securities Attorney to serve as senior in-house legal... advisor on U.S. securities law across its ETF, cash equity, digital-asset, and tokenization businesses. This roleLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
I/s Agile Project Manager I
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Nebraska, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Asset Management - Client Advisor - Chase Wealth Management Channel - Ohio And Michigan
Company: JPMorgan Chase |
. Required qualifications, capabilities and skills: Bachelor's degree required. Series 7 & 63 securities licenses. Proven experienceLocation: Columbus, OH, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Analyst, Portfolio Valuation
Company: Kroll |
Valuation professionals assist clients in the valuation of alternative investments, specifically for securities and positionsLocation: Atlanta, GA, USA
| Salary: US$60000 - 90000 per year | Date posted: 12 Sep 2026
Financial Advisor - Michigan State University Federal Credit Union
Company: LPL Financial |
, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licensesLocation: Lansing, MI, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Director Corporate Development
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPCLocation: Omaha, NE, USA
| Salary: unspecified | Date posted: 12 Sep 2026
J.p. Morgan Wealth Management - Private Client Community Center Advisor - Dallas, Tx (oak Cliff)
Company: JPMorgan Chase |
POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLCLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Analyst - Global Fund Services Operations Service Delivery
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Boston, MA, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Capital Partners Onboarding / Asset Transfer Specialist
Company: Brown Brothers Harriman |
an understanding of each type of security movement (mutual funds, alternative assets, private assets, DRS/DWAC, restricted securitiesLocation: New York City, NY, USA
| Salary: US$60000 - 75000 per year | Date posted: 12 Sep 2026
Global Banking & Markets Operations-prime Brokerage & Bd Ops-new York-associate
Company: Goldman Sachs |
problems for our clients. We are a leading global financial services firm providing investment banking, securities... with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In additionLocation: New York City, NY, USA
| Salary: US$80000 - 135000 per year | Date posted: 12 Sep 2026
Product Delivery Manager- Asset Based Lending Wholesale Lending Services
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Chicago, IL, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Associate Director, Investment Banking
Company: Aon |
qualifications needed for the role. Details about the team Aon Securities provides investment banking and capital markets... services to insurance and reinsurance organizations. The team advises clients on capital raising, insurance-linked securitiesLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Client Onboarding Implementation Manager Associate
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Plano, TX, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Business Development Representative
Company: Betterment |
services are provided to clients of Betterment LLC by Betterment Securities, an SEC-registered broker-dealer and member...) and is offered by Betterment LLC. CSP requires a Betterment Securities brokerage account. Client funds in the CSP are depositedLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Engineer Ii/iii (enterprise Communications Technology)
Company: Mutual of Omaha |
at . Other Sites Registered Representatives offer securities through Mutual of Omaha Investor Services, Inc., Member FINRA/SIPC