Securities jobs in maryland state USA
70 securities jobs found in maryland state: showing 1 - 20
Entry Level Life Insurance Agent
Company: Castillon Agency |
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...Location: Baltimore, MD, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Analyst, Analytics
Company: FINRA |
financial disclosures that are uniquely related to our role as a securities regulator. FINRA employees are required to disclose... for all of those accounts. All of those accounts are subject to the Codes investment and securities account restrictions, and new employees...Location: Rockville, MD, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Relationship Banker - Maryland West Market - Rockville, Maryland
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Rockville, MD, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 21 Dec 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Ocean Pines, MD, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Financial Advisor - Berlin, Md - Market 34, Region 266
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Ocean Pines, MD, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Senior Investment Accountant
Company: Legal & General |
asset classes (including public and private fixed income securities, commercial mortgage loans, private equity funds... with other than temporarily impaired securities and recommend approaches for quarterly assessment of OTTI adjustments. Support...Location: Frederick, MD, USA
| Salary: $88300 - 121375 per year | Date posted: 20 Dec 2024
Private Client Banker - Maryland West Market
Company: JPMorgan Chase |
and revenue generation Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam...Location: Bethesda, MD, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 19 Dec 2024
Associate Principal Analyst, Smi-fraud Detection
Company: FINRA |
to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules... and a minimum of four (4) years of experience in the securities/financial services industry; or an equivalent combination of education...Location: Rockville, MD, USA
| Salary: unspecified | Date posted: 19 Dec 2024
Senior Registered Client Service Associate - Hybrid - Hunt Valley, Md
Company: Raymond James |
investment concepts, practices and procedures used in the securities industry. Financial markets, products and industry... cannot be applied. Series 7 required. Series 63, 65 and/or 66 as required by state. Ability to obtain additional securities...Location: Hunt Valley, MD, USA
| Salary: unspecified | Date posted: 19 Dec 2024
Senior Investment Accountant
Company: Legal & General |
asset classes (including public and private fixed income securities, commercial mortgage loans, private equity funds... with other than temporarily impaired securities and recommend approaches for quarterly assessment of OTTI adjustments. Support...Location: Frederick, MD, USA
| Salary: $88300 - 121375 per year | Date posted: 19 Dec 2024
Operations Support
Company: ApTask |
About Client: Client is a global financial services firm that provides a wide range of investment banking, securities...Location: Baltimore, MD, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Relationship Banker - Wheaton University - Kensington, Maryland
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Kensington, MD, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 18 Dec 2024
Director, Counterparty Risk
Company: T. Rowe Price |
is acceptable) Leadership experience on the buy-side or sell-side Experience with a wide range of securities and derivatives...Location: Baltimore, MD, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Lateral Civil Litigators
Company: GPAC |
companies in employment, securities and general commercial litigation State and federal court experience Strong Academic...Location: Baltimore, MD, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Contract Attorney Rfq
Company: Palmer Staffing Services |
, and securities law. This role requires exceptional legal drafting abilities and proficiency in legal research tools such as Lexis... advice on matters related to family law, estate planning, and securities law. Collaborate with clients to understand...Location: Linthicum, MD, USA
| Salary: $30 - 35 per hour | Date posted: 18 Dec 2024
Accountant, Accounts Receivable
Company: FINRA |
to our role as a securities regulator. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain... and securities account restrictions, and new employees must comply with those investment restrictionsincluding disposing...Location: Rockville, MD, USA
| Salary: unspecified | Date posted: 17 Dec 2024
Investment Operations Manager
Company: Maryland State Treasurer's Office |
by those securities, certain money market mutual funds and limited amounts of highest rated commercial paper. The State wants to make...Location: Annapolis, MD, USA
| Salary: $84047 - 135450 per year | Date posted: 15 Dec 2024
Private Client Banker (new Build) - York Road Plaza - Baltimore, Maryland
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: Baltimore, MD, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 14 Dec 2024
Private Client Banker - Greater Maryland Market -marriottsville, Maryland
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: Marriottsville, MD, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 14 Dec 2024
J.p. Morgan Wealth Management - Private Client Advisor - Maryland (multiple Locations)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...