Securities jobs in kentucky state USA
46 securities jobs found in kentucky state: showing 1 - 46
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Winchester, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Lawrenceburg, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Georgetown, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Paris, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Versailles, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Principal, Hashicorp Vault Expert
Company: Fidelity Investments |
: Category: Information Technology Please be advised that Fidelitys business is governed by the provisions of the Securities... governing securities, investment and retirement-related financial activities and the rules and regulations of numerous selfLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Financial Consultant - Lexington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Nicholasville, KY, USA
| Salary: unspecified | Date posted: 02 Jun 2026
J.p. Morgan Wealth Management - Private Client Advisor - Louisville, Ky (the Summit)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Lexington, Ky
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Louisville, Ky
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 29 May 2026
Private Wealth Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Louisville, KY, USA
| Salary: unspecified | Date posted: 29 May 2026
Associate Financial Advisor - Lexington, Ky
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 28 May 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |
If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam... and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 27 May 2026
Premier Advisor - Louisville, Ky
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable InsuranceLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 27 May 2026
Accountant/staff Accountant/senior Accountant/accounting Specialist
Company: PPL Corporation |
, quarterly and annual financial reports and filings with the Securities and Exchange Commission (SEC), Federal Energy RegulatoryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 21 May 2026
Accountant/staff Accountant/senior Accountant/accounting Specialist
Company: LG&E and KU Services Company |
, quarterly and annual financial reports and filings with the Securities and Exchange Commission (SEC), Federal Energy RegulatoryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 21 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Lexington, KY, USA
| Salary: unspecified | Date posted: 15 May 2026
Legal Assistant
Company: Talis Group |
and securities litigation, and real estate litigation. They are seeking a dependable and detail-oriented Legal Assistant to supportLocation: Louisville, KY, USA
| Salary: US$55000 - 60000 per year | Date posted: 12 May 2026
Accountant, Gfr
Company: Tempur Sealy International |
, and U.S. Securities and Exchange Commission (SEC) reporting. This role requires a solid foundation in U.S. GAAP accounting, so a bachelorLocation: Lexington, KY, USA
| Salary: US$54000 - 76000 per year | Date posted: 09 May 2026
Investment Executive (financial Advisor) - Bowling Green, Ky
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Bowling Green, KY, USA
| Salary: unspecified | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bowling Green, KY, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Lexington, KY, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Preferred Team Manager
Company: Fifth Third Bank |
consistent execution of the delivery of retail, securities and insurance products and services. Will collaborate with both Retail... Bankers within Fifth Third Securities to ensure performance levels are met. Inspect pertinent documentation and reportingLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 07 May 2026
Associate Digital Sales Representative Iii
Company: ADP |
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities IndustryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 06 May 2026
Financial Reporting Accountant
Company: Vaco |
, footnotes, and MD&A sections Ensure compliance with GAAP and U.S. Securities and Exchange Commission (SEC) reportingLocation: Lexington, KY, USA
| Salary: US$70000 - 90000 per year | Date posted: 02 May 2026
Licensed Sales Assistant - Securities Administration
Company: Premier Bank |
. Participates in seminars, branch training and community events in support of Securities Handles outbound calls to existingLocation: Frankfort, KY, USA
| Salary: unspecified | Date posted: 01 May 2026
Relationship Manager
Company: Bank of America |
and educational background, along with other requirements governed by the U.S. Securities and Exchange Commission (SEC) ObtainLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Wealth Management Client Associate
Company: Bank of America |
and technology platforms Desired Qualifications: Currently holds or is pursuing FINRA Securities Industry EssentialsLocation: Lakeside Park, KY, USA
| Salary: unspecified | Date posted: 22 Apr 2026
Financial Advisor - Securities Administration
Company: Premier Bank |
Job Description: SUMMARY: The Financial Advisor represents WesBanco Securities in an assigned branch-based... territory and is responsible for securities production goals in those assigned branches. In this positionLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 21 Apr 2026
Brokerage Registered Client Service Associate
Company: Truist |
's degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant... role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuityLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 15 Apr 2026
Accounting Analyst I, Ii, Or Iii
Company: LG&E and KU Services Company |
financial reports and filings with the Securities and Exchange Commission (SEC), Federal Energy Regulatory Commission (FERCLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 10 Apr 2026
Accounting Analyst Ii
Company: LG&E and KU Services Company |
schedules included in the monthly, quarterly, and annual financial reports and filings with the Securities and Exchange... supporting schedules included in the monthly, quarterly, and annual financial reports and filings with the SecuritiesLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 09 Apr 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customersLocation: Louisville, KY, USA
| Salary: US$50000 per year | Date posted: 07 Apr 2026
Financial Advisor - Service One Credit Union
Company: LPL Financial |
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPLLocation: Bowling Green, KY, USA
| Salary: unspecified | Date posted: 03 Apr 2026
Vice President Marketing
Company: Pailin Group |
Operate with strong judgment inside a regulated securities environment Who You Are Qualifications you likely