Securities jobs in kentucky state USA
57 securities jobs found in kentucky state: showing 1 - 50
J.p. Morgan Wealth Management – Private Client Advisor - Louisville, Ky (shively)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Financial Customer Associate - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Private Client Banker - Jeffersontown- Jeffersontown, Ky
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Jeffersontown, KY, USA
| Salary: unspecified | Date posted: 30 Jul 2026
Private Client Banker - Jeffersontown- Jeffersontown, Ky
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Jeffersontown, KY, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Financial Advisor - Louisville, Co - Market 20, Region 259
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Louisville, KY, USA
| Salary: US$45000 - 100000 per year | Date posted: 29 Jul 2026
Receptionist - State Farm Agent Team Member
Company: State Farm |
about helping individuals and families make informed decisions about their financial future. I hold an MBA, maintain securitiesLocation: Fort Mitchell, KY, USA
| Salary: US$40000 - 60000 per year | Date posted: 28 Jul 2026
Registered Client Service Associate
Company: Stifel |
investment brokerage industry and securities regulations with basic knowledge of investment products. Time Management - AbleLocation: Bowling Green, KY, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Financial Advisor - Service One Credit Union
Company: LPL Financial |
with regulatory requirements, LPL Financial would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) TheseLocation: Bowling Green, KY, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Registered Client Service Associate
Company: Stifel |
of the investment brokerage industry and securities regulations with basic knowledge of investment products. Time ManagementLocation: Bowling Green, KY, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Financial Advisor - Louisville, Co - Market 20, Region 259
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Louisville, KY, USA
| Salary: US$45000 - 100000 per year | Date posted: 21 Jul 2026
Account Manager - State Farm Agent Team Member
Company: State Farm |
about helping individuals and families make informed decisions about their financial future. I hold an MBA, maintain securitiesLocation: Fort Mitchell, KY, USA
| Salary: unspecified | Date posted: 17 Jul 2026
Service Associate
Company: Morgan Stanley |
and securities transaction approvals Assist with processing of trade adjustments and responding to operational alerts ExecuteLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 17 Jul 2026
Associate Digital Sales Representative Iii
Company: ADP |
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities IndustryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 16 Jul 2026
Relationship Banker - Triple Crown - Walton, Ky
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Walton, KY, USA
| Salary: unspecified | Date posted: 16 Jul 2026
Relationship Banker - Erlanger Town Center - Erlanger, Ky
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Erlanger, KY, USA
| Salary: unspecified | Date posted: 15 Jul 2026
Service Associate
Company: Morgan Stanley |
and securities transaction approvals Assist with processing of trade adjustments and responding to operational alerts ExecuteLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 15 Jul 2026
Relationship Banker - St Mattews - Louisville, Ky
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Lexington, KY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bowling Green, KY, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor - Securities Administration
Company: Premier Bank |
Job Description: SUMMARY: The Financial Advisor represents WesBanco Securities in an assigned branch-based... territory and is responsible for securities production goals in those assigned branches. In this positionLocation: Georgetown, KY, USA
| Salary: unspecified | Date posted: 08 Jul 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customersLocation: Louisville, KY, USA
| Salary: US$50000 per year | Date posted: 08 Jul 2026
Customer Service Representative - State Farm Agent Team Member
Company: State Farm |
securities licenses, and enjoy helping customers create plans that protect what matters most. My wife is also a State FarmLocation: Fort Mitchell, KY, USA
| Salary: US$40000 - 70000 per year | Date posted: 30 Jun 2026
Multi-line Representative - State Farm Agent Team Member
Company: State Farm |
securities licenses, and enjoy helping customers create plans that protect what matters most. My wife is also a State FarmLocation: Fort Mitchell, KY, USA
| Salary: US$50000 - 90000 per year | Date posted: 21 Jun 2026
Relationship Manager Ii
Company: Principal Financial |
interpersonal, analytical, and oral and written communication skills. Must become an associated person of Principal Securities, IncLocation: Louisville, KY, USA
| Salary: US$84600 per year | Date posted: 14 Jun 2026
Relationship Manager Ii
Company: Principal Financial |
Securities, Inc. Travel required (25 - 30%), mostly day travel but there will be some overnight travel as well. LicensingLocation: Louisville, KY, USA
| Salary: US$84600 - 171600 per year | Date posted: 13 Jun 2026
Support Advisor - Inspired Wealth Advisors
Company: Thrivent |
Previous financial services experience desired Securities (7/66, or 7/63 & 65) and Life, Health, and Annuities registration... and worship. Our ideal candidate to reflect our firms values will: Previous financial services experience desired Securities (7Location: Lexington, KY, USA
| Salary: US$60000 - 80000 per year | Date posted: 12 Jun 2026
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |
, securities, and financial services regulations while keeping accurate documentation and client records. Qualifications