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Securities jobs in kentucky state USA

13 securities jobs found in kentucky state: showing 1 - 13

Associate, Global Financial Markets
Company: A&O Shearman |

Location: Lexington, KY - New York City, NY, USA

| Salary: unspecified | Date posted: 28 Feb 2025
on various complex financial transactions. Manage CLO warehouse and securities transactions from start to finish. Draft primary... financing facility transaction documents and primary securities issuance transaction documents for CLO transactions. Supervise...
Registered Branch Associate
Company: Edward Jones |

Location: Stanford, KY, USA

| Salary: $27.63 - 29.35 per hour | Date posted: 17 Feb 2025
in securities/financial services industry preferred Series 7 and Series 66 required; if not currently registered, registrations may...
Accountant
Company: Tempur Sealy International |

Location: Lexington, KY, USA

| Salary: $50000 - 71000 per year | Date posted: 15 Feb 2025
to corporate entity accounting, global financial consolidation, and U.S. Securities and Exchange Commission (SEC) reporting...
J.p. Morgan Wealth Management – Private Client Advisor - Erlanger, Kentucky
Company: JPMorgan Chase |

Location: Erlanger, KY, USA

| Salary: unspecified | Date posted: 13 Feb 2025
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...
Financial Advisor
Company: Northwestern Mutual |

Location: Lexington, KY, USA

| Salary: $61000 per year | Date posted: 10 Feb 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: $61000 per year | Date posted: 10 Feb 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Financial Advisor
Company: Northwestern Mutual |

Location: Bowling Green, KY, USA

| Salary: $61000 per year | Date posted: 09 Feb 2025
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...
Licensed Investment Support Specialist
Company: Fifth Third Bank |

Location: Alexandria, KY, USA

| Salary: unspecified | Date posted: 09 Feb 2025
provides office management support for registered securities representatives (e.g., Investment Executives, or Wealth Management..., compliance and operational duties. Support multiple registered securities representatives or representatives with very large...
General Operator
Company: DuPont |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 07 Feb 2025
statements with the U.S. Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion...
In-house Corporate Attorney
Company: Talis Group |

Location: Louisville, KY, USA

| Salary: $110000 - 125000 per year | Date posted: 24 Jan 2025
legal experience in corporate law. Deep understanding of corporate governance, securities law, equity structures...
Application Support / Technology Support Iii
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 23 Jan 2025
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Relationship Banker - Louisville Market - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 22 Dec 2024
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Registered Branch Associate - Stanford, Ky
Company: Edward Jones |

Location: Stanford, KY, USA

| Salary: unspecified | Date posted: 18 Dec 2024
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securities...