Securities jobs in kentucky state USA
72 securities jobs found in kentucky state: showing 1 - 50
Nq Service Delivery Manager
Company: Fidelity Investments |
Operations Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Nq Service Delivery Manager
Company: Fidelity Investments |
Operations Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Nq Service Delivery Manager
Company: Fidelity Investments |
Operations Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Director Of Advisor Development
Company: Jambalaya Group |
, and financial-services regulatory expectations Relevant securities and insurance licenses are valuable; leadership capabilityLocation: Louisville, KY, USA
| Salary: US$120000 - 150000 per year | Date posted: 13 Sep 2026
Senior Wealth Management Associate / Concierge Team Lead
Company: Jambalaya Group |
advisors and affluent or high-net-worth client relationships Active securities registrations, such as Series 7 and Series 63Location: Louisville, KY, USA
| Salary: US$80000 - 105000 per year | Date posted: 13 Sep 2026
Client Service Specialist (advisor Assistant)
Company: Jambalaya Group |
followthrough. Existing securities or insurance licenses, trading experience, and planning-support capability are valuableLocation: Louisville, KY, USA
| Salary: US$60000 - 80000 per year | Date posted: 13 Sep 2026
Associate Advisor - Securities Administration
Company: Premier Bank |
Securities solutions and limited WesBanco Trust solutions under the supervision of WesBanco Wealth Management. The Associate... Advisor provides ongoing coaching and training to branch staff regularly on WesBanco Securities referrals. The advisorLocation: Frankfort, KY, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Private Client Banker - Richmond Rd - Lexington, Ky
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities IndustryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 11 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Louisville, Ky
Company: JPMorgan Chase |
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and HealthLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |
& Records Follow all applicable insurance, securities, and financial services regulations while keeping accurate documentationLocation: Henderson, KY, USA
| Salary: US$55000 - 75000 per year | Date posted: 11 Sep 2026
Financial Advisor - Owensboro, Ky - Market 36, Region 297
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Owensboro, KY, USA
| Salary: US$45000 - 100000 per year | Date posted: 10 Sep 2026
Relationship Banker - Greater Cincinnati Market - Erlanger, Ky
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Erlanger, KY, USA
| Salary: unspecified | Date posted: 06 Sep 2026
Relationship Manager
Company: Bank of America |
U.S. Securities and Exchange Commission (SEC) Obtain and/or maintain at least one firm approved designation PossessLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Bowling Green, KY, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Life/health Insurance Position - State Farm Agent Team Member
Company: State Farm |
and families make informed decisions about their financial future. I hold an MBA, maintain securities licenses, and enjoy helpingLocation: Fort Mitchell, KY, USA
| Salary: US$50000 - 90000 per year | Date posted: 04 Sep 2026
Retirement Services Rep (finra Licensing Required)
Company: ADP |
their series 6 and 63 FINRA securities licenses. Job Responsibilities: Educates employees on account information, plan benefits... and collaboration opportunities with other business units as needed. Job Requirements: FINRA Series 6 and 63 securities licensesLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Lexington, KY, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Louisville, KY, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Relationship Banker - Hurstbourne - Louisville, Ky
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Florence, KY, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Financial Advisor - Louisville, Co - Market 20, Region 259
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Louisville, KY, USA
| Salary: US$45000 - 100000 per year | Date posted: 02 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Lexington, KY, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Private Client Banker - Louisville Main - Louisville, Ky
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 02 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Jeffersontown
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Jeffersontown, KY, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Private Client Banker - Erlanger Town Center - Erlanger, Ky
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Erlanger, KY, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Associate Financial Advisor - Richmond, Ky
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Richmond, KY, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Account Representative - State Farm Agent Team Member
Company: State Farm |
about helping individuals and families make informed decisions about their financial future. I hold an MBA, maintain securitiesLocation: Fort Mitchell, KY, USA
| Salary: US$50000 - 75000 per year | Date posted: 24 Aug 2026
Financial Client Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Associate Digital Sales Representative Iii
Company: ADP |
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities IndustryLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Client Support Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Client Support Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Financial Client Associate
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Expatriate Specialist I - Japanese Bilingual, Eastern Time Zone Preferred
Company: Fifth Third Bank |
Third Securities products with Fifth Third internal partners. Develops and maintains relationships with InternationalLocation: Kentucky, USA
| Salary: US$45100 - 85600 per year | Date posted: 18 Aug 2026
Account Associate - State Farm Agent Team Member
Company: State Farm |
about helping individuals and families make informed decisions about their financial future. I hold an MBA, maintain securitiesLocation: Fort Mitchell, KY, USA
| Salary: US$50000 - 90000 per year | Date posted: 13 Aug 2026
Relationship Banker - Greater Cincinnati Market - Erlanger, Ky
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Erlanger, KY, USA
| Salary: unspecified | Date posted: 06 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Saint Matthews
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Legal Assistant
Company: Talis Group |
estate holdings and securities. Collect and organize financial information, including securities valuations, in preparationLocation: Louisville, KY, USA
| Salary: US$50000 - 60000 per year | Date posted: 05 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Louisville, Ky (shively)
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Louisville, KY, USA
| Salary: unspecified | Date posted: 04 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Covington, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Crescent Springs, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Relationship Advocate Career Development Experience- Covington, Ky
Company: Fidelity Investments |
provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA..., numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulationsLocation: Edgewood, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Newport, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Support Representative - Covington
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Fort Thomas, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investmentLocation: Independence, KY, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Customer Service Representative- Covington, Ky
Company: Fidelity Investments |
Service Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the... Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment