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Securities jobs in kentucky state USA

36 securities jobs found in kentucky state: showing 1 - 36

Relationship Banker - Terra Crossing - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 23 Jun 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
Relationship Banker - Terra Crossing - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 23 Jun 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Multi-line Representative - State Farm Agent Team Member
Company: State Farm |

Location: Fort Mitchell, KY, USA

| Salary: US$50000 - 90000 per year | Date posted: 20 Jun 2026
securities licenses, and enjoy helping customers create plans that protect what matters most. My wife is also a State Farm
J.p. Morgan Wealth Management - Private Client Advisor - Louisville, Ky
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 19 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Lexington, Ky
Company: JPMorgan Chase |

Location: Lexington, KY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
J.p. Morgan Wealth Management - Private Client Advisor - Louisville, Ky (the Summit)
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 18 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Relationship Banker - Greater Cincinnati Market - Erlanger, Ky
Company: JPMorgan Chase |

Location: Erlanger, KY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration
J.p. Morgan Wealth Management - Private Client Advisor - Louisville, Ky (shively)
Company: JPMorgan Chase |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 16 Jun 2026
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made
Relationship Manager Ii
Company: Principal Financial |

Location: Louisville, KY, USA

| Salary: US$84600 per year | Date posted: 14 Jun 2026
interpersonal, analytical, and oral and written communication skills. Must become an associated person of Principal Securities, Inc
Relationship Manager Ii
Company: Principal Financial |

Location: Louisville, KY, USA

| Salary: US$84600 - 171600 per year | Date posted: 13 Jun 2026
Securities, Inc. Travel required (25 - 30%), mostly day travel but there will be some overnight travel as well. Licensing
Registered Client Service Associate
Company: Stifel |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 12 Jun 2026
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manage
Registered Client Service Associate
Company: Stifel |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 12 Jun 2026
and securities regulations with basic knowledge of investment products. Time Management - Able to organize, prioritize and manage
Support Advisor - Inspired Wealth Advisors
Company: Thrivent |

Location: Lexington, KY, USA

| Salary: US$60000 - 80000 per year | Date posted: 11 Jun 2026
Previous financial services experience desired Securities (7/66, or 7/63 & 65) and Life, Health, and Annuities registration... and worship. Our ideal candidate to reflect our firms values will: Previous financial services experience desired Securities (7
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |

Location: Henderson, KY, USA

| Salary: US$55000 - 75000 per year | Date posted: 10 Jun 2026
, securities, and financial services regulations while keeping accurate documentation and client records. Qualifications
Financial Advisor
Company: Northwestern Mutual |

Location: Bowling Green, KY, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Louisville, KY, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Financial Advisor
Company: Northwestern Mutual |

Location: Lexington, KY, USA

| Salary: US$61000 per year | Date posted: 09 Jun 2026
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing
Associate Digital Sales Representative Iii
Company: ADP |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 09 Jun 2026
to #MakeYourMark? Apply now! BONUS POINTS FOR THESE: Preferred Qualifications Prior quota-carrying experience Securities Industry
Portfolio Manager - Trust Invm
Company: Premier Bank |

Location: Fort Thomas, KY, USA

| Salary: unspecified | Date posted: 05 Jun 2026
income securities and their inclusion in an investment portfolio. Proficiency in mathematics, accounting, finance
Relationship Banker - Greater Cincinnati Market - Erlanger, Ky
Company: JPMorgan Chase |

Location: Erlanger, KY, USA

| Salary: unspecified | Date posted: 04 Jun 2026
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam
Private Wealth Client Associate
Company: Bank of America |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 28 May 2026
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65
Premier Advisor - Louisville, Ky
Company: Truist |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 27 May 2026
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable Insurance
Accountant/staff Accountant/senior Accountant/accounting Specialist
Company: LG&E and KU Services Company |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 21 May 2026
, quarterly and annual financial reports and filings with the Securities and Exchange Commission (SEC), Federal Energy Regulatory
Accountant/staff Accountant/senior Accountant/accounting Specialist
Company: PPL Corporation |

Location: Louisville, KY, USA

| Salary: unspecified | Date posted: 20 May 2026
, quarterly and annual financial reports and filings with the Securities and Exchange Commission (SEC), Federal Energy Regulatory
Wealth Management Client Associate
Company: Bank of America |

Location: Lexington, KY, USA

| Salary: unspecified | Date posted: 15 May 2026
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65
Accountant, Gfr
Company: Tempur Sealy International |

Location: Lexington, KY, USA

| Salary: US$54000 - 76000 per year | Date posted: 09 May 2026
, and U.S. Securities and Exchange Commission (SEC) reporting. This role requires a solid foundation in U.S. GAAP accounting, so a bachelor
Investment Executive (financial Advisor) - Bowling Green, Ky
Company: Fifth Third Bank |

Location: Bowling Green, KY, USA

| Salary: unspecified | Date posted: 08 May 2026
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investment
Financial Reporting Accountant
Company: Vaco |

Location: Lexington, KY, USA

| Salary: US$70000 - 90000 per year | Date posted: 01 May 2026
, footnotes, and MD&A sections Ensure compliance with GAAP and U.S. Securities and Exchange Commission (SEC) reporting
Licensed Sales Assistant - Securities Administration
Company: Premier Bank |

Location: Frankfort, KY, USA

| Salary: unspecified | Date posted: 01 May 2026
. Participates in seminars, branch training and community events in support of Securities Handles outbound calls to existing
Relationship Manager
Company: Bank of America |

Location: Lexington, KY, USA

| Salary: unspecified | Date posted: 23 Apr 2026
and educational background, along with other requirements governed by the U.S. Securities and Exchange Commission (SEC) Obtain
Brokerage Registered Client Service Associate
Company: Truist |

Location: Lexington, KY, USA

| Salary: unspecified | Date posted: 15 Apr 2026
's degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant... role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuity
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Louisville, KY, USA

| Salary: US$50000 per year | Date posted: 07 Apr 2026
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers
Financial Advisor - Service One Credit Union
Company: LPL Financial |

Location: Bowling Green, KY, USA

| Salary: unspecified | Date posted: 02 Apr 2026
your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are being offered through LPL
Vice President Marketing
Company: Pailin Group |

Location: Lexington, KY, USA

| Salary: unspecified | Date posted: 31 Mar 2026
Operate with strong judgment inside a regulated securities environment Who You Are Qualifications you likely