Securities jobs in USA
8,241 securities jobs found: showing 451 - 500
Relationship Banker- Hampton Roads Market
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Suffolk, VA, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Select Advisor Group
Company: JPMorgan Chase |
If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam... and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: New York, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 12 Jul 2026
Associate - Global Markets Risk And Controls
Company: MUFG |
processing and applicable banking and securities law. - Proper understanding of MUFG policies with advanced knowledge of business... disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Oak Brook, Il
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Oak Brook, IL, USA
| Salary: US$47520 per year | Date posted: 12 Jul 2026
Relationship Banker - Kc West Market - Wichita, Ks
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Wichita, KS, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Vice President, Private Wealth Planner
Company: JPMorgan Chase |
flow planning. Knowledge of issues relating to securities-based compensation (restricted stock, employee stock optionsLocation: Bellevue, WA, USA
| Salary: US$128000 - 200000 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Provo, Ut
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Provo, UT, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Millbrae, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Millbrae, CA, USA
| Salary: US$70320 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fox Point, Wi
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Fox Point, WI, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Houston, Tx (gulf Coast/southeast)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Thousand Oaks And Simi Valley, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Thousand Oaks, CA, USA
| Salary: US$70320 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Draper, Ut
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Draper, UT, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Private Client Banker- Long Point Branch-houston, Tx
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Financial Consultant - Client Growth & Retention (phoenix, Az Hybrid)
Company: Edelman Financial Engines |
's degree required and/or equivalent level of professional work experience. Possess the Series 65 or Series 66 securitiesLocation: Phoenix, AZ, USA
| Salary: US$61600 - 82100 per year | Date posted: 12 Jul 2026
Jpmorgan Private Client Relationship Manager - Palo Alto, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 7, and FINRA Series 66 (or 63 and 65) are minimum requirementsLocation: Palo Alto, CA, USA
| Salary: US$150000 per year | Date posted: 12 Jul 2026
Associate Financial Planner
Company: Edelman Financial Engines |
and investment markets/securities Attention to detail, ability to coordinate work, and follow-up skills are crucial to theLocation: Danville, CA, USA
| Salary: US$83500 - 111300 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - San Francisco, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Francisco, CA, USA
| Salary: US$70320 per year | Date posted: 12 Jul 2026
Relationship Banker - Bensenville, Northlake - Glen Ellyn, Il
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Glen Ellyn, IL, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 12 Jul 2026
Relationship Banker - Metro Central Area, Ma
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Newtonville, MA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - West Los Angeles, Ca (area)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Angeles, CA, USA
| Salary: US$70320 per year | Date posted: 12 Jul 2026
Trading Services Manager Iii
Company: JPMorgan Chase |
Brokerage / Securities Settlements / Asset Servicing Skilled in leveraging digital literacy to adopt and integrateLocation: Newark, DE, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Private Client Banker - Rockford Market - Rockford, Il
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Rockford, IL, USA
| Salary: US$20 - 30.29 per hour | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - New York, Ny (lower Westside)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: New York, USA
| Salary: US$66360 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Montgomery, Tx (lake Conroe)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Montgomery, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Winnetka, Il
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Winnetka, IL, USA
| Salary: US$47520 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Bellevue, Wa
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Bellevue, WA, USA
| Salary: US$78000 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Syracuse, Ny
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Syracuse, NY, USA
| Salary: US$64380 per year | Date posted: 12 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Evanston, Il
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Evanston, IL, USA
| Salary: US$47520 per year | Date posted: 12 Jul 2026
Capital Markets Associate Attorney
Company: Aligned Talent Acquisition |
sponsors, and financial institutions in sophisticated capital markets and securities transactions. Ideal Background 36... years of capital markets, securities, or corporate transactional experience gained at a sophisticated law firmLocation: Atlanta, GA, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Regulatory Reporting Specialist
Company: Morgan Stanley |
range of investment banking, securities, wealth management and asset management services. All that we do at Morgan StanleyLocation: New York City, NY, USA
| Salary: US$90000 - 155000 per year | Date posted: 12 Jul 2026
Director, Lead Software Engineer
Company: Morgan Stanley |
banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwide, includingLocation: Alpharetta, GA, USA
| Salary: US$165000 per year | Date posted: 12 Jul 2026
Associate, Treasury Funding
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8aLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Trade Operations Support Specialist
Company: TD Bank |
, and best practices Assists advisors with complex trading activities, including block trades, restricted securities... requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. Must be eligible for employmentLocation: Hartford, CT, USA
| Salary: US$72280 - 108160 per year | Date posted: 12 Jul 2026
Bilingual Marketing Officer, Associate For Japanese Corporate Banking In Nyc
Company: MUFG |
to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (bLocation: New York City, NY, USA
| Salary: US$84000 - 106000 per year | Date posted: 12 Jul 2026
Bilingual Jr Relationship Manager, Associate For Japanese Corporate Banking In Nyc
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Associate, Quantitative Developer – Prime Services
Company: TD Bank |
Work Location: New York, New York, United States of America Hours: 40 Line of Business: TD Securities Pay Detail... as support for the US Prime Services of TD Securities (USA) LLC. Key Responsibilities Design and implement front-officeLocation: New York City, NY, USA
| Salary: US$150000 - 200000 per year | Date posted: 12 Jul 2026
Quantitative Associate, Risk Analytics
Company: Morgan Stanley |
banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwideLocation: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Devsecops Jira And Confluence Engineer Vp
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the CommodityLocation: Tampa, FL, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Bilingual Credit Risk Associate For Japanese Corporate Banking In Los Angeles, Ca
Company: MUFG |
to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (bLocation: Los Angeles, CA, USA
| Salary: US$90000 - 129000 per year | Date posted: 12 Jul 2026
Global Edd Operations, Team Lead - Vice President
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: Irving, TX, USA
| Salary: US$115000 - 151000 per year | Date posted: 12 Jul 2026
Assistant Attorney General - General Law - Carbondale
Company: Illinois Attorney General (IL) |
and employment discrimination matters, contract law, construction law, tort law, securities regulations, labor law, prisoner's rightsLocation: Carbondale, IL, USA
| Salary: US$84480 - 107550 per year | Date posted: 12 Jul 2026
Capital Markets Associate Attorney
Company: Aligned Talent Acquisition |
, and other market participants in sophisticated capital markets and securities transactions. Ideal Background 26 years of capital... markets, securities, or corporate transactional experience gained at a sophisticated law firm Experience representingLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
First Line Credit Risk Analyst - Assistant Vice President
Company: Morgan Stanley |
segmentsInstitutional Securities Group (ISG), Asset Management (AM) and Wealth Management (WM). WM includes... with a strong understanding of credit risk concepts applicable to private banking lending products such as Securities-based lending, TailoredLocation: Purchase, NY, USA
| Salary: US$85000 - 140000 per year | Date posted: 12 Jul 2026
Analyst, Loan Syndicate Execution & Agency
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: New York City, NY, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Tuscaloosa, AL, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Capital Markets Associate Attorney
Company: Aligned Talent Acquisition |
equity sponsors in sophisticated capital markets and securities transactions. Ideal Background 36 years of capital... markets, securities, or corporate transactional experience gained at a sophisticated law firm Experience representingLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Corporate Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
formation, corporate governance, corporate finance, federal and state securities, regulations, stock option and deferredLocation: Houston, TX, USA
| Salary: unspecified | Date posted: 12 Jul 2026
Supply Chain Finance Onboarding - Assistant Vice President (avp)
Company: MUFG |
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934Location: USA, USA
| Salary: US$110000 - 177000 per year | Date posted: 12 Jul 2026
Field Business Management, Associate / Avp
Company: Morgan Stanley |
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securitiesLocation: USA, USA
| Salary: US$58000 - 130000 per year | Date posted: 11 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Albuquerque, Nm
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made