Securities jobs in california state USA
950 securities jobs found in california state: showing 351 - 400
Capital Markets & Public Companies Associate – Corporate
Company: Direct Counsel |
sciences companies, investment banks, and public companies on sophisticated securities, governance, and capital markets matters... Washington, D.C. The ideal candidate will have substantial experience advising public companies on securities law complianceLocation: Santa Monica, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Executive Director, Responsible Investment Strategy Specialist - West Coast
Company: Morgan Stanley |
-service securities firm, with more than 40 years of history, a presence in 24 countries, and a total of $1.8 trillionLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Senior Trust Reporting Analyst
Company: U.S. Bank |
of securitizations or asset or mortgage-backed securities - Ability to identify and resolve exceptions and to interpret dataLocation: Irvine, CA, USA
| Salary: US$111095 - 130700 per year | Date posted: 02 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: San Diego, CA, USA
| Salary: US$175000 - 225000 per year | Date posted: 02 Jun 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: San Jose, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 02 Jun 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Vp, Assistant General Counsel & Assistant Secretary, Corporate Securities & Governance
Company: Envista |
to support collaboration and business needs. The VP, Assistant General Counsel & Assistant Secretary, Corporate Securities... & Governance serves as a key member of the Legal & Compliance leadership team responsible for overseeing public company securitiesLocation: Brea, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Director & Assistant General Counsel, Corporate & Securities
Company: Pinterest |
Are you currently authorized to work for Pinterest in the country in which you are applying for a position? * Select... Will you require our assistance with work authorization now or in the futureLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Processing Operations Manager, Commercial Term Lending - Commercial Real Estate Banking - Vice President
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Capital Markets & Public Companies Associate – Corporate
Company: Direct Counsel |
sciences companies, investment banks, and public companies on sophisticated securities, governance, and capital markets matters... Washington, D.C. The ideal candidate will have substantial experience advising public companies on securities law complianceLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Vice President, Banker, Mergers & Acquisitions (m&a)
Company: Citigroup |
clients, capital markets products, derivatives, credit, cash management, trade, finance and securities products Series 79Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, reviewing, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: Los Angeles, CA, USA
| Salary: US$175000 - 225000 per year | Date posted: 01 Jun 2026
Financial Solutions Advisor Registration Candidate - Eastland Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: West Covina, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 01 Jun 2026
Commercial Loan Coordinator - Commercial Real Estate
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 01 Jun 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 01 Jun 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Mandarin Speaking - Irvine, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Irvine, CA, USA
| Salary: US$26.93 - 37.02 per hour | Date posted: 31 May 2026
Relationship Banker - Ventura & Colbath - Sherman Oaks, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Sherman Oaks, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 31 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - South San Diego, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: San Diego, CA, USA
| Salary: US$70320 per year | Date posted: 30 May 2026
Agc - Corporate, Securities And Compliance
Company: Freshworks |
directly to the Chief Legal Officer and will be responsible for handling a wide range of corporate and securities matters... administration functions of the Company. This role requires a person to possess a strong securities and corporate governanceLocation: San Mateo, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Private Client Banker - Palo Alto Market- San Carlos, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Carlos, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 30 May 2026
Senior Legal Consultant - Fully Remote
Company: Mercor |
. Deep exposure to one or more enterprise practice areas: M&A, securities, regulatory, employment, IP, privacy, or commercialLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Private Client Banker - Valencia Main - Valencia, Ca
Company: JPMorgan Chase |
, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registration (including 63Location: Valencia, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 30 May 2026
Remote Litigator For Ai Model Training
Company: SaidGig |
areas: Commercial or complex-commercial litigation Securities, consumer-class, or antitrust litigation Intellectual PropertyLocation: San Francisco, CA, USA
| Salary: US$2150 per year | Date posted: 30 May 2026
Senior Counsel, Corporate
Company: Opendoor |
and securities compliance function, support board operations and corporate governance, and help us build an AI-first legal function... senior legal leadership on a broad range of securities and corporate matters. This is a lean, high-ownership roleLocation: San Francisco, CA, USA
| Salary: US$162800 - 223850 per year | Date posted: 30 May 2026
Private Client Banker - Palo Alto Market- San Carlos, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Carlos, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Trading & Portfolio Implementation Associate
Company: Sunflower Bank |
of related experience required Experience in trading/securities preferred Experience with Python/AI workflow automationLocation: Irvine, CA, USA
| Salary: US$78000 - 113000 per year | Date posted: 30 May 2026
Client Associate/registered Client Associate
Company: Royal Bank of Canada |
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACHLocation: Beverly Hills, CA, USA
| Salary: US$49500 per year | Date posted: 30 May 2026
Financial Solutions Advisor Registration Candidate- Centre Pointe Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Santa Clarita, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 30 May 2026
Private Client Banker - Valencia Main - Valencia, Ca
Company: JPMorgan Chase |
. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, stateLocation: Valencia, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Client Service Associate, Account Processing
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... and verbal communication across all levels of the organization What We Offer Wedbush Securities (WS) aims to fosterLocation: Los Angeles, CA, USA
| Salary: US$55000 - 75000 per year | Date posted: 30 May 2026
Gbp Private, Capital Solutions Group, Public Sector Infrastructure, Energy, Associate - San Francisco
Company: Goldman Sachs |
. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in NewLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Citi Private Bank - Investment Counselor - San Francisco & Palo Alto
Company: Citigroup |
areas. US Only: S7, S66 (or 63 & 65) & S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) EducationLocation: Palo Alto, CA - San Francisco, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - South San Diego, Ca (area)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Citi Private Bank - Investment Counselor - Los Angeles, Beverly Hills, & Orange County
Company: Citigroup |
US Only: S7, S66 (or 63 & 65) & S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) Education: BachelorLocation: Orange County, CA - Beverly Hills, CA, USA
| Salary: unspecified | Date posted: 30 May 2026
Associate, Global Client Group (independent Advisor Group)
Company: Dimensional Fund Advisors |
as needed Intention to pursue outside investment-related education (e.g., MBA, CFA, CFP) SIE (Securities Industry Essentials), Series 7Location: Santa Monica, CA, USA
| Salary: US$81000 - 118000 per year | Date posted: 29 May 2026
Senior Associate, Fund Regulatory And Risk Operations
Company: PIMCO |
understanding of registered investment companies, fund administration functions, financial products, securities law, and investmentLocation: Newport Beach, CA, USA
| Salary: US$100000 - 112500 per year | Date posted: 29 May 2026
Analyst, Us Municipal Finance
Company: Royal Bank of Canada |
and maintain Securities Industry Essentials Exam (SIE), Series 50, 52, and 63 licenses Quantitative and qualitative analyticalLocation: San Francisco, CA, USA
| Salary: US$80000 - 110000 per year | Date posted: 29 May 2026
Relationship Banker - Hayvenhurst - Encino, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Encino, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Westminster, Ca (westminster Beach)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Westminster, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Eureka Ca, And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Eureka, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Napa, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Napa, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Relationship Banker - Irving And 24th Branch - Bilingual In English And Cantonese Preferred - San Francisco, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Monrovia - Monrovia, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Monrovia, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
Private Client Banker - Grant Avenue And 7th St- Novato, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Novato, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Turlock, Ca (geer Road)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Turlock, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Sonoma County, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Santa Rosa, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Private Client Banker - Tiburon- Tiburon, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: California, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Florin West Branch - Sacramento, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Sacramento, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Whittier, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC