Securities jobs in california state USA
697 securities jobs found in california state: showing 351 - 400
Technology Support Ii
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Financial Consultant
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Sacramento, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Senior Fund Formation Paralegal
Company: ABA Search |
property, cybersecurity and privacy, securities, and litigation groups. It is known for a collaborative, entrepreneurial... and state securities regulations in connection with fund formations Prepare and file requisite notices Conduct due diligenceLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Fast Track To Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Roseville, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Fund Formation Paralegal
Company: ABA Search |
and privacy, securities, and litigation groups. It is known for a collaborative, entrepreneurial culture and for strong internal... agreements, and other amendments Conduct investor suitability due diligence Research federal and state securities regulationsLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Finance Expert - Fully Remote
Company: Mercor |
, banking, credit, insurance, securities, or financial planning activities at the branch, office, or department level. AbilityLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 Aug 2026
Senior Director Of Software Engineering - Data And Ai
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: San Ramon, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Senior Software Engineer
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Asset Management And Investment Funds Midlevel Associate - San Francisco
Company: Direct Counsel |
formation and operational documents Conduct legal research and analysis related to securities and investment managementLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Counsel, Corporate And Joint Ventures
Company: Public Storage |
partnership, strategic investments, and general corporate and securities needs. You will report to the Associate General Counsel... - Corporate and Securities and will work collaboratively with other members of the Legal, Acquisitions, Tax, Investor ServicesLocation: Burbank, CA, USA
| Salary: US$185000 - 200000 per year | Date posted: 22 Aug 2026
Fund Formation Paralegal - San Francisco, Ca
Company: SourcePro Search |
suitability and document due diligence Research federal and state securities regulations Prepare and file required noticesLocation: San Francisco, CA, USA
| Salary: US$88200 - 123560 per year | Date posted: 22 Aug 2026
Senior Qa Engineer
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Mortgage Trader
Company: Guild Mortgage |
s geographical location. Essential Functions Has functional knowledge to trade mortgage-backed securities, GSE cash whole loanLocation: San Diego, CA, USA
| Salary: US$99000 - 150000 per year | Date posted: 22 Aug 2026
Financial Solutions Advisor Registration Candidate- El Camino-kiely Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Santa Clara, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 22 Aug 2026
Senior Fund Formation Paralegal - Los Angeles, Ca
Company: SourcePro Search |
and legal due diligence Research federal and state securities regulations Prepare and file required regulatory notices AssistLocation: Los Angeles, CA, USA
| Salary: US$140200 - 181800 per year | Date posted: 22 Aug 2026
Financial Advisor
Company: Tri Counties Bank |
of California life, health and disability insurance license Previous securities industry experience and direct investment advice... experience is required Previous securities investment advice experience in a banking environment preferred COMPANY PROFILELocation: Bakersfield, CA, USA
| Salary: US$70304 - 150000 per year | Date posted: 22 Aug 2026
Fund Formation Paralegal - Los Angeles, Ca
Company: SourcePro Search |
Research applicable federal and state securities regulations Prepare and file required notices Assist with fund formationLocation: Los Angeles, CA, USA
| Salary: US$88200 - 123560 per year | Date posted: 22 Aug 2026
Financial Advisor
Company: Tri Counties Bank |
of California life, health and disability insurance license Previous securities industry experience and direct investment advice... experience is required Previous securities investment advice experience in a banking environment preferred COMPANY PROFILELocation: Fresno, CA, USA
| Salary: US$70304 - 150000 per year | Date posted: 22 Aug 2026
Financial Solutions Advisor Registration Candidate - Placentia Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Placentia, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 22 Aug 2026
Financial Advisor
Company: Tri Counties Bank |
of California life, health and disability insurance license Previous securities industry experience and direct investment advice... experience is required Previous securities investment advice experience in a banking environment preferred COMPANY PROFILELocation: Chico, CA, USA
| Salary: US$70304 - 150000 per year | Date posted: 21 Aug 2026
Senior Fund Formation Paralegal — San Francisco, Ca
Company: SourcePro Search |
and document due diligence Research federal and state securities regulations Prepare and file required notices Assist with fundLocation: San Francisco, CA, USA
| Salary: US$140200 - 181800 per year | Date posted: 21 Aug 2026
Associate, Industrials M&a
Company: Lincoln International |
affiliated with Lincoln International, LP provides banking or securities brokerage services, nor is any such affiliate subjectLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Client Relationship Manager
Company: Jambalaya Group |
Qualifications Current and active securities licenses required - series 7, series 66 and CA life & health. Proficient in usingLocation: Glendale, CA, USA
| Salary: US$70000 - 110000 per year | Date posted: 21 Aug 2026
Counsel, Corporate And Joint Ventures
Company: Public Storage |
partnership, strategic investments, and general corporate and securities needs. You will report to the Associate General Counsel... Corporate and Securities and will work collaboratively with other members of the Legal, Acquisitions, Tax, Investor ServicesLocation: Burbank, CA, USA
| Salary: US$185000 - 200000 per year | Date posted: 21 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: San Mateo, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 21 Aug 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Fountain Valley, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Relationship Banker - Santa Barbara Market - Santa Barbara, Ca And Surrounding Areas
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Santa Barbara, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Senior Lead Software Engineer
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Registered Funds Associate Attorney
Company: Direct Counsel |
, Investment Advisers Act of 1940, Securities Act of 1933, and Securities Exchange Act of 1934 . Represent clients in interactions... with the SEC and state securities regulators . Work directly with portfolio managers, product development teams, complianceLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Executive Compensation & Benefits Associate Attorney
Company: Direct Counsel |
. Advise clients regarding compliance with federal and state laws, including ERISA, tax laws, and securities regulations... and employee benefits. Strong knowledge of applicable executive compensation, employee benefits, ERISA, tax, and securities lawsLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Director Of Finance
Company: Crestline Hotels & Resorts |
, and custody of funds, securities, and financial instruments. Maintain current knowledge of organizational policies and proceduresLocation: San Francisco, CA, USA
| Salary: US$130000 - 145000 per year | Date posted: 21 Aug 2026
2027 Summer Intern - Trade Floor Operations Analyst
Company: PIMCO |
securities. The Cash Desk regularly interacts with portfolio managers, account managers, internal operations groups, clients... Investment Operations and Corporate Actions. Investment Operations focuses on new securities, emerging-market capabilities, FXLocation: Newport Beach, CA, USA
| Salary: US$34.62 per hour | Date posted: 21 Aug 2026
Executive Director - Senior Principal Architect | Payments Platform
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Private Funds Associate Attorney
Company: Direct Counsel |
managers and investors on securities laws and other regulatory requirements. Provide ongoing legal counsel throughout the life... of securities laws and regulations applicable to private funds. Experience with the formation and structuring of private investmentLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Software Engineer Ii .net
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Mill Valley, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 20 Aug 2026
Senior Wealth Advisor-remote
Company: RK Partners |
, securities, account types, and transaction mechanics Ability to synthesize competing priorities (tax, investment, estateLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Lead, Corporate Technical Accounting And Strategic Transactions
Company: OpenAI |
-lived asset groups or assets held for sale, equity-method and nonmarketable equity investments, and eligible debt securitiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Private Equity Transactions Associate Attorney
Company: Direct Counsel |
and securities matters related to private equity transactions. Assist with the structuring and formation of private equity funds.... Advise clients on corporate transactions, corporate governance, and securities regulatory matters. Lead significantLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
days State securities agent registration (S63 or S66) or ability to obtain within 150 days State IAR registration (S65Location: San Jose, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Los Angeles, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 20 Aug 2026
Financial Solutions Advisor Registration Candidate - Arroyo Grande Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Arroyo Grande, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 20 Aug 2026
Senior Vice President- Application Security
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Hybrid Visiting Professor Of Finance In Bay Area
Company: DeVry University |
treasurer, controller, investment banker, securities analyst, or as a VP of commercial lending. CPA, CFA or CFM 5+ years... finance and/or securities experience. Additional requirements driven by state licensing or accreditation considerationsLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 daysLocation: Monterey, CA, USA
| Salary: US$31.53 - 38.5 per hour | Date posted: 19 Aug 2026
Relationship Banker - Sonoma Market -santa Rosa, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Santa Rosa, CA, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: San Diego, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 19 Aug 2026
Experienced Financial Advisor
Company: Sagient |
professional Active securities licenses, including Series 7 and Series 66 or equivalent Life and health insurance licenseLocation: Los Angeles, CA, USA
| Salary: US$100000 - 200000 per year | Date posted: 19 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
days State securities agent registration (S63 or S66) or ability to obtain within 150 days State IAR registration (S65