Securities jobs in california state USA
402 securities jobs found in california state: showing 141 - 160
Financial Solutions Advisor Registration Candidate- Consumer Investments- San Jose Area
Company: Bank of America |
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...Location: San Jose, CA, USA
| Salary: $28.85 - 33.65 per hour | Date posted: 12 Dec 2024
Equity Analyst - Long/short
Company: Selby Jennings |
-specific developments and trends Gathering and assessing securities data including industry-related stocks and bonds... Analyzing company financial reports to determine the market performance of existing securities Monitoring industry and market...Location: San Francisco, CA, USA
| Salary: $150000 - 200000 per year | Date posted: 12 Dec 2024
Financial Advisor - Stockton, Ca - Market 3, Region 289
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Stockton, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 12 Dec 2024
Client Services Support Vice President
Company: Sumitomo Mitsui Banking Corporation |
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Manager- Compliance (alternative Assets)
Company: IQ-EQ |
offerings. Job Description Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: San Francisco, CA, USA
| Salary: $100000 - 125000 per year | Date posted: 12 Dec 2024
Business Development Consultant
Company: Commonwealth Financial Network |
broker/dealer and RIA recruiting experience Securities registration preferred Experience with Salesforce CRM software...Location: San Diego, CA - Waltham, MA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Sr. Counsel, Securities And Governance
Company: Pinterest |
obligations, primarily focused on public company reporting, securities law compliance and disclosure and corporate governance... to matters arising under federal securities laws, SEC rules and regulations, and NYSE listing requirements Partner with cross...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Avp, Assistant General Counsel
Company: LPL Financial |
under the Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act of 1940, FINRA rules and regulations... as well as related federal and state securities laws, preferred. Proficiency in legal writing, performing legal research...Location: San Diego, CA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Financial Representative Entry-level
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Los Angeles, CA, USA
| Salary: $118700 - 189400 per year | Date posted: 12 Dec 2024
Compensation Stock Programs Partner
Company: Apple |
). Collaborate with legal and finance teams to ensure compliance with securities regulations and financial reporting requirements...Location: Cupertino, CA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Branch Office Administrator - Santa Rosa, Ca
Company: Edward Jones |
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Santa Rosa, CA, USA
| Salary: unspecified | Date posted: 12 Dec 2024
Financial Solutions Advisor Registration Candidate- Consumer Investments- Saratoga, Santa Cruz, Monterey Areas
Company: Bank of America |
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...Location: California, USA
| Salary: $28.85 - 33.65 per hour | Date posted: 12 Dec 2024
Wealth Relationship Officer
Company: HSBC |
a better world for our customers, our people, our investors, our communities and the planet we all share. The securities licensed... WRO provides sales support to registered securities representatives, as well as an ability to enter trade orders...Location: Cupertino, CA, USA
| Salary: $66600 - 100000 per year | Date posted: 12 Dec 2024
Client Specialist - Seeking Athletes
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Los Angeles, CA, USA
| Salary: $122700 - 194200 per year | Date posted: 11 Dec 2024
Paraplanner
Company: Ameriprise Financial |
Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including Series 7...Location: Calabasas, CA, USA
| Salary: $31 - 41 per hour | Date posted: 11 Dec 2024
Life Insurance And Financial Professional
Company: New York Life |
are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle... Strategies LLC, a Registered Investment Advisor. NYLIFE Securities and Eagle Strategies are New York Life companies. 1- New...Location: Orange, CA, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Preconstruction Manager
Company: Obayashi Corporation |
all required licenses, permits, insurances, securities are in place for construction. Draft and negotiate subcontract agreements...Location: Foster City, CA, USA
| Salary: $137000 - 180000 per year | Date posted: 11 Dec 2024
Financial Services Professional
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC...Location: Huntington Beach, CA, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Gbm - Private Dept-investment Banking, Equity Capital Markets; Associate Banker - San Francisco
Company: Goldman Sachs |
. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Svp-business Development (public Finance)
Company: Moody's |
's Corporation may be asked to disclose securities holdings pursuant to Moodys Policy for Securities Trading and the requirements... in those holdings as necessary. For more information on the Securities Trading Program, please refer to the on Please note: STP...