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Securities jobs in california state USA

402 securities jobs found in california state: showing 141 - 160

Financial Solutions Advisor Registration Candidate- Consumer Investments- San Jose Area
Company: Bank of America |

Location: San Jose, CA, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 12 Dec 2024
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...
Equity Analyst - Long/short
Company: Selby Jennings |

Location: San Francisco, CA, USA

| Salary: $150000 - 200000 per year | Date posted: 12 Dec 2024
-specific developments and trends Gathering and assessing securities data including industry-related stocks and bonds... Analyzing company financial reports to determine the market performance of existing securities Monitoring industry and market...
Financial Advisor - Stockton, Ca - Market 3, Region 289
Company: Edward Jones |

Location: Stockton, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 12 Dec 2024
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Client Services Support Vice President
Company: Sumitomo Mitsui Banking Corporation |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC...
Manager- Compliance (alternative Assets)
Company: IQ-EQ |

Location: San Francisco, CA, USA

| Salary: $100000 - 125000 per year | Date posted: 12 Dec 2024
offerings. Job Description Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...
Business Development Consultant
Company: Commonwealth Financial Network |

Location: San Diego, CA - Waltham, MA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
broker/dealer and RIA recruiting experience Securities registration preferred Experience with Salesforce CRM software...
Sr. Counsel, Securities And Governance
Company: Pinterest |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
obligations, primarily focused on public company reporting, securities law compliance and disclosure and corporate governance... to matters arising under federal securities laws, SEC rules and regulations, and NYSE listing requirements Partner with cross...
Avp, Assistant General Counsel
Company: LPL Financial |

Location: San Diego, CA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
under the Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act of 1940, FINRA rules and regulations... as well as related federal and state securities laws, preferred. Proficiency in legal writing, performing legal research...
Financial Representative Entry-level
Company: The Fadil Group |

Location: Los Angeles, CA, USA

| Salary: $118700 - 189400 per year | Date posted: 12 Dec 2024
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...
Compensation Stock Programs Partner
Company: Apple |

Location: Cupertino, CA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
). Collaborate with legal and finance teams to ensure compliance with securities regulations and financial reporting requirements...
Branch Office Administrator - Santa Rosa, Ca
Company: Edward Jones |

Location: Santa Rosa, CA, USA

| Salary: unspecified | Date posted: 12 Dec 2024
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Financial Solutions Advisor Registration Candidate- Consumer Investments- Saratoga, Santa Cruz, Monterey Areas
Company: Bank of America |

Location: California, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 12 Dec 2024
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...
Wealth Relationship Officer
Company: HSBC |

Location: Cupertino, CA, USA

| Salary: $66600 - 100000 per year | Date posted: 12 Dec 2024
a better world for our customers, our people, our investors, our communities and the planet we all share. The securities licensed... WRO provides sales support to registered securities representatives, as well as an ability to enter trade orders...
Client Specialist - Seeking Athletes
Company: The Fadil Group |

Location: Los Angeles, CA, USA

| Salary: $122700 - 194200 per year | Date posted: 11 Dec 2024
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...
Paraplanner
Company: Ameriprise Financial |

Location: Calabasas, CA, USA

| Salary: $31 - 41 per hour | Date posted: 11 Dec 2024
Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including Series 7...
Life Insurance And Financial Professional
Company: New York Life |

Location: Orange, CA, USA

| Salary: unspecified | Date posted: 11 Dec 2024
are affiliated with NYLIFE Securities (member FINRA/SIPC), a Licensed Insurance Agency. Financial Advisors are affiliated with Eagle... Strategies LLC, a Registered Investment Advisor. NYLIFE Securities and Eagle Strategies are New York Life companies. 1- New...
Preconstruction Manager
Company: Obayashi Corporation |

Location: Foster City, CA, USA

| Salary: $137000 - 180000 per year | Date posted: 11 Dec 2024
all required licenses, permits, insurances, securities are in place for construction. Draft and negotiate subcontract agreements...
Financial Services Professional
Company: New York Life |

Location: Huntington Beach, CA, USA

| Salary: unspecified | Date posted: 11 Dec 2024
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC...
Gbm - Private Dept-investment Banking, Equity Capital Markets; Associate Banker - San Francisco
Company: Goldman Sachs |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 11 Dec 2024
. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New...
Svp-business Development (public Finance)
Company: Moody's |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 11 Dec 2024
's Corporation may be asked to disclose securities holdings pursuant to Moodys Policy for Securities Trading and the requirements... in those holdings as necessary. For more information on the Securities Trading Program, please refer to the on Please note: STP...