Securities jobs in california state USA
510 securities jobs found in california state: showing 61 - 80
Relationship Banker - San Gabriel Market - Bilingual In English And Mandarin Preferred - Alhambra Valley, Ca
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Alhambra, CA, USA
| Salary: $22.5 - 27.88 per hour | Date posted: 09 Feb 2025
J.p Morgan Wealth Management - Private Client Advisor - Napa, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...Location: Napa, CA, USA
| Salary: $66576 per year | Date posted: 09 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Rancho Cucamonga, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Rancho Cucamonga, CA, USA
| Salary: $68640 per year | Date posted: 09 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - North Central San Diego, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: San Diego, CA, USA
| Salary: $68640 per year | Date posted: 09 Feb 2025
Relationship Executive, Middle Market Banking - Executive Director
Company: JPMorgan Chase |
and business development skills FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within 180...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Feb 2025
Relationship Banker - Hollywood Main Branch - Hollywood, Ca
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Hollywood, CA, USA
| Salary: $25 - 30.29 per hour | Date posted: 09 Feb 2025
Commercial Banker, Middle Market Banking - Vice President
Company: JPMorgan Chase |
ability to establish credibility and strong partnership with senior business and control partners FINRA Series 79, 63 and Securities...Location: Santa Clara, CA, USA
| Salary: $128250 - 225000 per year | Date posted: 09 Feb 2025
1940 Act Attorney
Company: U.S. Bank |
to be filed with the U.S. Securities and Exchange Commission (SEC), including new fund registrations and annual updates. Drafs... servicing organization dealing with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934...Location: Glendora, CA, USA
| Salary: $111095 - 143770 per year | Date posted: 09 Feb 2025
Professional Liability Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, and securities brokers (FINRA). Although we would prefer that you have some experience in professional liability law...Location: Sacramento, CA, USA
| Salary: unspecified | Date posted: 09 Feb 2025
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange... securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Hollister, CA, USA
| Salary: $45000 - 100000 per year | Date posted: 09 Feb 2025
Client Service Associate Senior Cns
Company: City National Bank |
Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for clients of City National Securities... transfers, securities execution and processing, securities settlement, cashiering, corporate reorganizations, restricted stock...Location: Los Angeles, CA, USA
| Salary: $87027 - 138965 per year | Date posted: 09 Feb 2025
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange... securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: El Dorado, CA, USA
| Salary: $45000 - 100000 per year | Date posted: 09 Feb 2025
Product Analyst
Company: Western Asset |
. The successful candidate will develop a comprehensive knowledge base of fixed income sectors and securities with a focus...Location: Pasadena, CA, USA
| Salary: $100000 - 110000 per year | Date posted: 09 Feb 2025
J.p. Morgan Wealth Management - Private Client Investment Associate - Napa, Ca
Company: JPMorgan Chase |
If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam... INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer...Location: Napa, CA, USA
| Salary: unspecified | Date posted: 09 Feb 2025
Corporate Associate - Crypto/blockchain
Company: Kinney Recruiting |
and markets required. Familiarity with the securities law and regulatory issues around crypto tokens is a plus. Clients...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 09 Feb 2025
Financial Advisor - Sonoma, Ca - Market 31, Region 048
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Sonoma, CA, USA
| Salary: $45000 - 100000 per year | Date posted: 09 Feb 2025
Vp, Financial Consultant- Irvine, Ca
Company: Charles Schwab |
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...Location: Irvine, CA, USA
| Salary: $68000 per year | Date posted: 09 Feb 2025
Life Insurance Agent - No Experience (remote)
Company: Primerica - Lady Lake, FL |
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 09 Feb 2025
Entry Level Life Agent - No Experience (remote)
Company: Castillon Agency |
in Securities and Mortgage Loan Origination as part of their career development with our firm, with all licenses provided by the...Location: Los Angeles, CA, USA
| Salary: $4500 per month | Date posted: 09 Feb 2025
Professional Liability Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professional...