Securities jobs in california state USA
697 securities jobs found in california state: showing 151 - 200
Financial Advisor
Company: Sagient |
's always more to discover in this evolving field. Qualifications: Bachelor's degree Excellent interpersonal skills Securities LicensesLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 07 Sep 2026
Jpmorgan Private Client Relationship Manager - Irvine, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 7, and FINRA Series 66 (or 63 and 65) are minimum requirementsLocation: Irvine, CA, USA
| Salary: US$150000 per year | Date posted: 07 Sep 2026
Financial Advisor - San Diego
Company: Sagient |
. Qualifications: Bachelor's degree Excellent interpersonal skills Securities Licenses (Preferred) Life, Health & AccidentLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 06 Sep 2026
Relationship Executive - Life Sciences Banking - Executive Director
Company: JPMorgan Chase |
done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire PreferredLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 06 Sep 2026
Relationship Executive - Technology Fintech & Payments Banking - Executive Director
Company: JPMorgan Chase |
, and creative; uses sound judgment and navigates ambiguity to get things done FINRA Series 79, 63 and Securities IndustryLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 06 Sep 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 06 Sep 2026
Chief Compliance Officer (cco) - Us
Company: Allocator One |
, and the relationship with securities regulators. More broadly, you are Infra One's second-most senior regulatory voice afterLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Financial Solutions Advisor Registration Candidate- Napa, Marin, Sonoma Areas
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Sonoma, CA - Napa, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 05 Sep 2026
Analyst/associate, Global Client Group (broker Dealer)
Company: Dimensional Fund Advisors |
to learn programs as needed Intention to pursue outside investment-related education (e.g., MBA, CFA, CFP) SIE (SecuritiesLocation: Santa Monica, CA, USA
| Salary: US$75000 - 85000 per year | Date posted: 05 Sep 2026
Relationship Banker - Pacific Palisades - Pacific Palisades, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Pacific Palisades, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Software Engineer Iii- Ai/ml Engineering, Gpu Ml Serving
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Private Client Banker - Sunset And Orange Grove - Los Angeles, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Irvine, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 05 Sep 2026
Director, Wealth & Planning Solutions
Company: AssetMark |
and develop wealth solutions that meet advisors needs. The Director will take over three existing products, AssetMarks SecuritiesLocation: Charlotte, NC - Concord, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Wealth Relationship Officer
Company: HSBC |
at the heart of everything we do. The Opportunity The Wealth Relationship Officer is a securities-licensed role... supporting Wealth Relationship Managers (WRMs) and registered securities representatives across banking and wealth servicingLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Senior Lead Software Engineer - Java / Aws
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Relationship Banker - Encino Main - Encino, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Encino, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Financial Advisor Trainee
Company: unknown |
confident financial decisions. What Youll Learn and Do Complete the insurance and securities licensing required for the... Must be eligible to obtain the required insurance and securities licenses Must be willing to complete licensing educationLocation: Sacramento, CA, USA
| Salary: US$100000 - 200000 per year | Date posted: 04 Sep 2026
Experienced Wealth Advisor
Company: unknown |
. Golden Summit Wealth & Insurance Solutions is seeking an experienced, securities-licensed wealth advisor who wants theLocation: Pleasanton, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Wealth Relationship Officer
Company: HSBC |
at the heart of everything we do. The Opportunity The Wealth Relationship Officer is a securities-licensed role... supporting Wealth Relationship Managers (WRMs) and registered securities representatives across banking and wealth servicingLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Benefits Program Manager - Retirement Plans (hybrid - La Or Dallas)
Company: AECOM |
, global tax regulations, and securities laws. Collaborate with Total Rewards, Compensation, and Equity teams to ensureLocation: Los Angeles, CA, USA
| Salary: US$80000 - 110000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: unknown |
and/or securities registrations such as Series 7 and 66 or Series 6, 63, and 65. You may have started building relationshipsLocation: Roseville, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Director Of Architecture - Data And Ai
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Experienced Financial Advisor-san Diego
Company: Sagient |
professional Active securities licenses, including Series 7 and Series 66 or equivalent Life and health insurance licenseLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Svp Manager - Systems Engineering (sap Ecosystem)
Company: Moody's |
be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and the requirements of the positionLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: unknown |
, investments, marketing, and operations Support for professionals working toward additional securities licenses A team-based... SIE or existing securities licenses are a plus Unlicensed securities candidates must be willing and eligible to complete theLocation: San Jose, CA, USA
| Salary: US$90000 - 150000 per year | Date posted: 04 Sep 2026
Experienced Financial Advisor-santa Barbara
Company: Sagient |
professional Active securities licenses, including Series 7 and Series 66 or equivalent Life and health insurance licenseLocation: Santa Barbara, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Experienced Financial Advisor-palm Springs
Company: Sagient |
professional Active securities licenses, including Series 7 and Series 66 or equivalent Life and health insurance licenseLocation: Palm Springs, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
J.p. Morgan Wealth Management – Private Client Advisor - Studio City, Ca (including Surrounding Area)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Studio City, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Roseville, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Team Lead Private Banker
Company: City National Bank |
Licenses, review asset management and CNS Brokerage statements with clients. Partner with City National Securities (CNS..., and 65 or 66 securities licenses and state insurance license preferred. WHAT'S IN IT FOR YOU? Compensation StartingLocation: Beverly Hills, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Payments Client Manager - Technology Sales - Vice President
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Irvine, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Associate Banker -technology Banking – Innovation Economy
Company: JPMorgan Chase |
accordingly Extensive knowledge of products and services FINRA Series 79, 63 and Securities Industry Essentials licensesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: La Jolla, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Walnut Creek, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Los Angeles, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial IndustryLocation: Folsom, CA, USA
| Salary: US$99800 per year | Date posted: 04 Sep 2026
Client Service Associate
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: San Francisco, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Los Angeles, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Director, Risk Analytics/modeling (pl)
Company: Charles Schwab |
to linear and non-linear hedge instruments, prepayment of mortgage-backed securities, asset-backed securities, and dynamic... vendor prepayment models to ensure accuracy and compliance. Develop and maintain models for asset-backed securitiesLocation: San Francisco, CA - Westlake, TX, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Campbell, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Software Engineer [multiple Positions Available]
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: US$182100 - 215000 per year | Date posted: 04 Sep 2026
Professional Liability Partner
Company: Lewis Brisbois Bisgaard & Smith |
, brokers and agents, and securities brokers (FINRA). Although we would prefer that you have some experience in professionalLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Sacramento, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Benefits Program Manager - Retirement Plans (hybrid - La Or Dallas)
Company: AECOM |
, global tax regulations, and securities laws. Collaborate with Total Rewards, Compensation, and Equity teams to ensureLocation: Los Angeles, CA, USA
| Salary: US$80000 - 110000 per year | Date posted: 04 Sep 2026
Relationship Banker - Century City - Los Angeles, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Campbell, CA, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing