Securities jobs in california state USA
953 securities jobs found in california state: showing 501 - 550
Compliance Officer, Compliance – Distribution
Company: PIMCO |
hire, the FINRA Series 7 (General Securities Representative) and Series 24 (General Securities Principal) registrationsLocation: Newport Beach, CA, USA
| Salary: US$108000 - 135000 per year | Date posted: 28 May 2026
Relationship Banker - North Sacramento Market - Sacramento, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Sacramento, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Private Client Banker - Grand & Roswell Branch - Chino, Ca - Bilingual (mandarin) Required
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Chino, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Private Client Banker - Marin Napa Market- Napa, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Napa, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Corporate Associate Attorney
Company: Direct Counsel |
regularly handle sophisticated mergers and acquisitions, securities matters, corporate governance issues, commercial... transactions Counsel emerging growth companies through various stages of development and financing Assist with securities lawLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Private Client Banker- Rancho Bernardo Branch - San Diego, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Private Client Banker - Fresno Market - Clovis, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Clovis, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: Los Angeles, CA, USA
| Salary: US$115 per hour | Date posted: 28 May 2026
Private Client Banker - Scripps Ranch Branch- San Diego, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Treasury Sales Group Manager - Commercial Term Lending - Executive Director
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Market Executive - Emerging Middle Market Banking - Executive Director
Company: JPMorgan Chase |
and problem solving abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63 and SecuritiesLocation: Oakland, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - East San Fernando Valley, Ca (area)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Glendale, CA, USA
| Salary: US$70320 per year | Date posted: 27 May 2026
Relationship Banker - Escondido Valley Parkway - Escondido, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Escondido, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Executive Director, Custom Lending Specialist
Company: JPMorgan Chase |
of 10 years of financial services experience Valid and active Securities Industry Essential Series 7 & Series 66 licenses... Experience with lending in a wealth management division across mortgage, margin, and or securities based lendingLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Client Management (multiple Positions Available)
Company: JPMorgan Chase |
, capital markets products and securities products for consolidation; cross-border M&A experience, including internationalLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Market Director Of Wealth - Long Beach, Ca
Company: JPMorgan Chase |
AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registeredLocation: Long Beach, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Legal Counsel
Company: Workday |
to the Vice President & Deputy General Counsel, Corporate & Securities, and will help with: Responsibilities: Support... corporate experience as a corporate or securities attorney at a top-tier law firm. Other Qualifications: KnowledgeLocation: Pleasanton, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Senior Consultant, Valuations For An Outsourced Business Services Firm
Company: Treehouse Partners |
-performing team with strong exposure to complex securities and financial modeling work. Candidates must be able... instruments, warrants, and other equity-linked securities - Research and analyze comparable public/private companiesLocation: Los Angeles, CA, USA
| Salary: US$130000 per year | Date posted: 27 May 2026
Private Client Banker - Noriega And 19th Branch - Bilingual In Cantonese And English Preferred - San Francisco, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Chico, Marysville, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Chico, CA, USA
| Salary: US$70320 per year | Date posted: 27 May 2026
Private Client Banker - Noriega And 19th Branch - Bilingual In Cantonese And English Preferred - San Francisco, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 27 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Walnut Creek, San Ramon, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Walnut Creek, CA, USA
| Salary: US$68640 per year | Date posted: 27 May 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: Los Angeles, CA, USA
| Salary: US$115 per hour | Date posted: 27 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - East San Fernando Valley, Ca (area)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Glendale, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Applied Ai Ml [multiple Positions Available]
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: US$166700 - 195000 per year | Date posted: 27 May 2026
Applied Ai Ml [multiple Positions Available]
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Paralegal, Corporate Law
Company: Ross Stores |
traded company. These matters include support relating to corporate/securities filings and compliance, Section 16 matters... corporate and securities documentation with strong attention to detail and deadlines SEC/NASDAQ/CA/other filingsLocation: Alameda, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Client Management [multiple Positions Available]
Company: JPMorgan Chase |
, capital markets products and securities products for consolidation; cross-border M&A experience, including international.../Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Private Client Banker - Noriega And 19th Branch - Bilingual In Cantonese And English Preferred - San Francisco, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Associate Financial Advisor - South Bay Wealth Advisors - Redondo Beach, Ca
Company: Thrivent |
substantive research or information gathering that will be used with making suitable securities product recommendations... and/or suitability information Accepting and/or entering securities trade orders from customers, including unsolicited trade ordersLocation: Redondo Beach, CA, USA
| Salary: US$75000 - 80000 per year | Date posted: 27 May 2026
Senior Litigation Paralegal
Company: Michael Page |
is top ranked for their work with Fortune 250 companies and major financial services clients in securities and corporateLocation: Palo Alto, CA, USA
| Salary: US$108000 - 132000 per year | Date posted: 27 May 2026
Senior Litigation Paralegal
Company: Michael Page |
in securities and corporate control litigation, class actions, commercial litigation, corporate investigations, and mediaLocation: San Francisco, CA, USA
| Salary: US$108000 - 132000 per year | Date posted: 27 May 2026
Applied Ai Ml Researcher Director
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Executive Assistant, Investment Banking
Company: Guggenheim Partners |
. About Us: Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment... and advisory firm. Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, SalesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 27 May 2026
Associate, Production - Affordable Housing
Company: Orix |
preferred. FINRA Securities Industry Essentials (SIE) required within one year of start date. Advanced proficiencyLocation: San Diego, CA, USA
| Salary: US$85000 - 95000 per year | Date posted: 27 May 2026
Financial Solutions Advisor Registration Candidate - Hollister Financial Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Hollister, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 27 May 2026
Private Client Banker - Noriega And 19th Branch - Bilingual In Cantonese And English Preferred - San Francisco, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 26 May 2026
Finance Manager, Cloud Central Finance, Market Intelligence
Company: Google |
and threats. Synthesize data from securities and exchange commission (SEC) filings, analyst reports, and industry expertsLocation: Sunnyvale, CA, USA
| Salary: unspecified | Date posted: 26 May 2026
Paralegal, Corporate Law
Company: Ross Stores |
Law matters for a publicly traded company. These matters include support relating to corporate/securities filings..., drafting, reviewing, and managing corporate and securities documentation with strong attention to detail and deadlines SECLocation: Dublin, CA, USA
| Salary: unspecified | Date posted: 26 May 2026
Corporate Counsel, High-impact Biotech Legal Opportunity
Company: Ignite Human Capital |
clinical and commercial agreements in regulated life sciences environments Strong working knowledge of: Securities contractLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 26 May 2026
Associate Financial Advisor - Carlsbad, Ca
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Carlsbad, CA, USA
| Salary: unspecified | Date posted: 23 May 2026
Senior Software Engineer – Infrastructure/platform — Afterquery
Company: David Joseph & Company |
pedigree from Google DeepMind and Meta GenAI. Founding team backgrounds include Jane Street, Meta, Citadel Securities, GoogleLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 May 2026
Senior Specialist, Client Operations
Company: BNY |
security licenses or professional certification preferred. 4-7 years of professional experience, securities brokerageLocation: Los Angeles, CA, USA
| Salary: US$58000 - 120000 per year | Date posted: 23 May 2026
Relationship Banker - West Magnolia - Burbank, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Burbank, CA, USA
| Salary: unspecified | Date posted: 23 May 2026
Corporate Transactional Securities Associate
Company: Direct Counsel |
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional mattersLocation: Orange, CA, USA
| Salary: US$170000 - 230000 per year | Date posted: 23 May 2026
Corporate Transactional Securities Associate
Company: Direct Counsel |
Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities... with strong experience advising public companies on securities compliance, corporate governance, and complex transactional mattersLocation: Los Angeles, CA, USA
| Salary: US$170000 - 230000 per year | Date posted: 23 May 2026
Compliance, Private Wealth Management (pwm), Associate, San Francisco
Company: Goldman Sachs |
banking, securities and investment management firm. Headquartered in New York, we maintain offices around the worldLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 May 2026
Paralegal - Construction Industry
Company: Marina Landscape, Inc. |
across diverse practice areas such as immigration law, securities law, patent law, family law, landlord-tenant law, tribalLocation: Orange, CA, USA
| Salary: US$70304 - 90000 per year | Date posted: 23 May 2026
J.p. Morgan Wealth Management - Market Director Of Wealth - Long Beach, Ca
Company: JPMorgan Chase |
POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLCLocation: Long Beach, CA, USA
| Salary: unspecified | Date posted: 23 May 2026
Asset & Wealth Management Goldman Sachs Ayco, Portfolio Advisory Group, Associate, Newport Beach, Ca
Company: Goldman Sachs |
, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities