Securities jobs in california state USA
402 securities jobs found in california state: showing 181 - 200
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Anaheim, CA, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Sacramento, CA, USA
| Salary: $61000 per year | Date posted: 08 Dec 2024
Member Experience Advisor
Company: The Walt Disney Company |
to lead and inspect lower-level Branch positions. Securities/FINRA licensing required. While reporting directly to the Branch...Location: Anaheim, CA, USA
| Salary: unspecified | Date posted: 08 Dec 2024
Client Service Associate, Shared Support Team 4 Locations
Company: Edelman Financial Engines |
understanding of finance and investment markets/securities Critical thinking, attention to detail, and multi-tasking skills...Location: California, USA
| Salary: $50000 - 65000 per year | Date posted: 08 Dec 2024
Member Experience Advisor
Company: The Walt Disney Company |
to lead and inspect lower-level Branch positions. Securities/FINRA licensing required. While reporting directly to the Branch...Location: Burbank, CA, USA
| Salary: unspecified | Date posted: 08 Dec 2024
Business Development Consultant
Company: Commonwealth Financial Network |
Securities registration preferred Experience with Salesforce CRM software preferred Ability to travel up to 30 percent of the...Location: San Diego, CA, USA
| Salary: unspecified | Date posted: 08 Dec 2024
Senior Accountant
Company: Technology Credit Union |
, and disbursement processes. Fixed Income Securities accounting. Impaired loan/assets accounting. Additional Knowledge/Skills...Location: San Jose, CA, USA
| Salary: $93600 - 130400 per year | Date posted: 08 Dec 2024
Financial Solutions Advisor Stage I - Registration Candidate - Consumer Investments- Central Ca Region
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...Location: Danville, CA, USA
| Salary: $28.85 - 33.65 per hour | Date posted: 08 Dec 2024
Operations Manager
Company: Raymond James |
. Investment concepts, practices and procedures used in the securities industry. Financial markets and products. Human.... Series 7, 9 & 10 required. Series 63, 65 and/or 66 as required by state. Ability to obtain additional securities...Location: Brea, CA, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Project Finance Investment Banking Origination) - Associate - Los Angeles
Company: MUFG |
is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a...Location: Los Angeles, CA, USA
| Salary: $165000 - 190000 per year | Date posted: 07 Dec 2024
Sr. Examiner – Consumer Compliance
Company: Federal Reserve Bank |
, and minor children from owning securities, such as stock, of banks or savings associations or their affiliates, such as bank...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Manager, Capital Markets Reporting
Company: Upgrade |
of executing structured finance transactions and/or asset-backed securities (ABS) markets Ability to operate in a fast-paced...Location: San Francisco, CA, USA
| Salary: $140000 - 160000 per year | Date posted: 07 Dec 2024
Client Onboarding Consultant
Company: Baron Network - Northwestern Mutual |
required (to accept securities trades over the phone). Skills: Exceptional communication (written & verbal), strong organizational...Location: Los Angeles, CA, USA
| Salary: $65000 - 75000 per year | Date posted: 07 Dec 2024
Client Services Officer - Wmt (wealth Management)
Company: Bank of Marin |
of securities transactions and real property for trusts, probate and final distribution as directed by the governing document... balancing of all securities and cash transactions via custody bank reconciliation, Bank of Marin DDA/Trust funds Account...Location: Novato, CA, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Senior Branch Service Manager
Company: Royal Bank of Canada |
and their ability to effectively perform their jobs. Onboard new accounts, accurately record all securities and/or coupons received from clients... and Minneapolis following all required branch, complex and RBC procedures for handling client securities. Ensure the security of the...Location: San Francisco, CA, USA
| Salary: $65000 - 105000 per year | Date posted: 07 Dec 2024
Core Operations, Associate 2
Company: State Street |
and international securities and notifies the Senior Specialists, Fund Accounting and the client appropriately with detailed information...Location: Sacramento, CA, USA
| Salary: $41600 - 60320 per year | Date posted: 07 Dec 2024
Senior Branch Examiner
Company: Royal Bank of Canada |
National Securities, Inc., and CNR Securities, LLC. What will you do? Utilizing both on-site and virtual inspections, the...Location: San Diego, CA, USA
| Salary: $80000 - 135000 per year | Date posted: 07 Dec 2024
Avp, Hr Information Systems (ukg)
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... without sacrificing accuracy or efficiency What We Offer As part of the overall compensation package, Wedbush Securities (WS) offers...Location: Los Angeles, CA, USA
| Salary: $130000 - 150000 per year | Date posted: 07 Dec 2024
Director Of Middle Office Operations
Company: East West Bank |
&L for all desks * Collateral Management and Clearing: Manage daily collateral movements for all securities Manage daily cash..., and securities settlements. Willingness to take on tasks, no matter how small, to support the teams success. Ability to roll up...Location: Pasadena, CA, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Vice President, Assistant General Counsel (alternative Investment)
Company: LPL Financial |
Securities Exchange Act, Investment Advisers Act of 1940, Investment Company Act of 1940, FINRA rules and regulations as well... as related federal and state securities laws. Proficiency in legal writing, performing legal research (LexisNexis preferred...