Securities jobs in san jose USA
21 securities jobs found in san jose: showing 1 - 21
Financial Advisor
Company: New York Life Insurance - Silicon Valley |
Securities LLC (Member FINRA/SIPC)to meet diverse client needs. Flexible Career Path: Pursue leadership, specializationLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 10 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - North San Jose, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Jose, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - South San Jose, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Jose, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
Financial Advisor
Company: unknown |
, investments, marketing, and operations Support for professionals working toward additional securities licenses A team-based... SIE or existing securities licenses are a plus Unlicensed securities candidates must be willing and eligible to complete theLocation: San Jose, CA, USA
| Salary: US$90000 - 150000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Corporate Client Associate Ii
Company: Fifth Third Bank |
. Excellent presentation and client communication skills (written and oral). Securities Industry Essentials (SIE), Series 79..., processes, and data integrity to enhance consistency and efficiency. Ability to obtain and maintain required securitiesLocation: San Jose, CA, USA
| Salary: US$71100 - 145900 per year | Date posted: 02 Sep 2026
Assistant United States Attorney (criminal)
Company: Federal government of the United States |
; and financial crimes, complex fraud and/or corruption in government, health care, banking, securities, corporate activities, federalLocation: San Jose, CA, USA
| Salary: US$103085 - 197100 per year | Date posted: 01 Sep 2026
Director Of Equity Administration & Compensation
Company: Altera |
on equity plan governance, Board and Compensation Committee approvals, equity documentation, and applicable securitiesLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Director And Associate General Counsel, Corporate Legal
Company: Adobe |
, Corporate Securities and M&A, Litigation, Intellectual Property, Privacy, Trademarks & Marketing, Employment, Real Estate... companys corporate legal needs, including public company securities disclosure and reporting, executive compensationLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Retirement Plan Specialist Fresno-ca
Company: RK Partners |
of the fundamentals of investing, including the characteristics and use of various investment securities and the mechanics... of securities Why Work With Us? Youll have the opportunity to learn from our team of experts, do work that touches peopleLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Corporate Counsel
Company: Altera |
, securities and disclosure, equity, talent, investor-relations, and strategic corporate matters. The role offers a strong law-firm..., insider-trading compliance, and related securities-law processes, as applicable. Provide broad legal support to FinanceLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
days State securities agent registration (S63 or S66) or ability to obtain within 150 days State IAR registration (S65Location: San Jose, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Hybrid Visiting Professor Of Finance In Bay Area
Company: DeVry University |
treasurer, controller, investment banker, securities analyst, or as a VP of commercial lending. CPA, CFA or CFM 5+ years... finance and/or securities experience. Additional requirements driven by state licensing or accreditation considerationsLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Registered Client Service Associate
Company: Ameriprise Financial |
days State securities agent registration (S63 or S66) or ability to obtain within 150 days State IAR registration (S65Location: San Jose, CA, USA
| Salary: US$67000 - 92100 per year | Date posted: 19 Aug 2026
Financial Solutions Advisor Registration Candidate- Saratoga-monterey Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: San Jose, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 18 Aug 2026
Director Of Sec Reporting & Technical Accounting
Company: Western Digital |
securities filings Experience with multinational operations functioning in various currencies Demonstrated experienceLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Financial Services Representative - State Farm Agent Team Member
Company: State Farm |
Ensure compliance with licensing requirements and company policies Required Qualifications: Securities IndustryLocation: San Jose, CA, USA
| Salary: US$75000 - 95000 per year | Date posted: 07 Aug 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: San Jose, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 07 Aug 2026
Group Director & Lead Counsel (strategic Transactions)
Company: Cadence Design Systems |
in securities regulation a plus. Skills: Exceptional negotiation, drafting, communication and interpersonal skills, with theLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 31 Jul 2026
Stock Administrator
Company: Etched |
with applicable securities laws, tax regulations, SOX controls, and company equity policies. Serve as the primary point of contactLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Retirement Services Sales Representative
Company: ADP |
impact. Bonus points for these: Preferred Qualifications Securities Industry Essentials (SIE) and Financial Industry