Securities jobs in california state USA
697 securities jobs found in california state: showing 301 - 350
Financial Services Representative
Company: TransGlobal Holdings Co. |
preferred but not required Securities licenses (Series 6, 63, 65, 7, or equivalent) are a plus but not required StrongLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
J.p. Morgan Wealth Management - Private Client Advisor - Moorpark, Ca (moorpark Town Center)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Moorpark, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Private Client Banker - Marin Napa Market- Mill Valley, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Mill Valley, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Financial Advisor - San Diego, Ca - Market 28, Region 287
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: San Diego, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 28 Aug 2026
Global Equity Junior Associate Attorney (employee Benefits) - Am Law 100
Company: Direct Counsel |
with public and private companies on sophisticated international compensation matters involving securities, tax, employment, labor... with international legal, tax, employment, exchange control, securities, and regulatory issues affecting equity awards and incentiveLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Global Equity Junior Associate Attorney (employee Benefits) - Am Law 100
Company: Direct Counsel |
with public and private companies on sophisticated international compensation matters involving securities, tax, employment, labor... with international legal, tax, employment, exchange control, securities, and regulatory issues affecting equity awards and incentiveLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Financial Services Representative
Company: TransGlobal Holdings Co. |
preferred but not required Securities licenses (Series 6, 63, 65, 7, or equivalent) are a plus but not required StrongLocation: Diamond Bar, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Hybrid Litigation Paralegal
Company: Busby Park Recruiting |
individuals in breach of contract, fraud, unfair competition, First Amendment, defamation, trusts and estates, securitiesLocation: Los Angeles, CA, USA
| Salary: US$115000 - 140000 per year | Date posted: 28 Aug 2026
Client Associate
Company: Royal Bank of Canada |
documentation and communicate with clients about items needed. Facilitate the transfer of funds and securities, complete tradesLocation: San Diego, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Gbm, Investment Banking Associate, Healthcare – Los Angeles
Company: Goldman Sachs |
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investmentLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Onboarding Specialist
Company: Edelman Financial Engines |
Bachelor's degree or equivalent experience preferred Good understanding of finance and investment markets/securities CriticalLocation: California, USA
| Salary: US$66500 - 93000 per year | Date posted: 28 Aug 2026
Financial Advisor - Huntington Beach, Ca - Market 28, Region 225
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Huntington Beach, CA, USA
| Salary: US$45000 - 100000 per year | Date posted: 28 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Ventura And Santa Barbara, Ca
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Ventura, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Real Estate Funds Senior Associate Attorney – Am Law 100
Company: Direct Counsel |
real estate fund sponsors and investors. Strong knowledge of real estate fund structures, securities laws, and applicableLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Paralegal
Company: Ares Wealth Management Solutions |
Relationships Counsel, Securities & Corporate Governance, Real Estate Compensation The anticipated base salary rangeLocation: Los Angeles, CA, USA
| Salary: US$100000 - 120000 per year | Date posted: 27 Aug 2026
Machine Learning Engineer
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: Golden, CO - San Francisco, CA, USA
| Salary: US$95500 - 138550 per year | Date posted: 27 Aug 2026
Finance & Business Management
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Associate Attorney $235, 000-$435, 000
Company: Amanwithaplanservices |
Litigation Securities Litigation Department is seeking an associate with a minimum of two years of securities litigationLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Associate Attorney $235, 000-$435, 000
Company: Amanwithaplanservices |
litigation experience to join our 3rd to 6th year associate class. Associate Litigation Securities Litigation Department... is seeking an associate with a minimum of two years of securities litigation experience to join our 3rd to 5th year associateLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Financial Services Representative
Company: TransGlobal Holdings Co. |
preferred but not required Securities licenses (Series 6, 63, 65, 7, or equivalent) are a plus but not required StrongLocation: Anaheim, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Public Finance Associate Attorney
Company: Orion Placement |
from initial structuring through documentation, diligence, and closing Advise clients on tax-exempt financing, securities lawLocation: Los Angeles, CA, USA
| Salary: US$140000 - 170000 per year | Date posted: 27 Aug 2026
Senior Corporate Paralegal
Company: Michael Page |
83(b) elections. Assist with equity incentive plan administration and related federal and state securities and tax... compliance efforts (e.g., Rule 701, Cal. Section 25102(o)), including supporting Blue Sky securities compliance researchLocation: San Francisco, CA, USA
| Salary: US$110000 - 180000 per year | Date posted: 27 Aug 2026
Director, Listings - Western Region
Company: Black Knight |
knowledge of the securities industry and institutional investment community Ability to work independently, manage multipleLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Staff Accountant – Business Services
Company: Real HR Hero - Thompson HR Consulting |
& Preparation, Financial and Retirement Planning, and Investment Management. With the backing of a top-tier securities and financialLocation: Woodland Hills, CA, USA
| Salary: US$31 - 38 per hour | Date posted: 27 Aug 2026
Senior Specialist, Client Operations
Company: BNY |
security licenses or professional certification preferred. 4-7 years of professional experience, securities brokerageLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Senior Mortgage Lending Officer - Danville
Company: Citigroup |
and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth managementLocation: Danville, CA, USA
| Salary: US$120000 per year | Date posted: 27 Aug 2026
Associate, Industrials M&a (fdd/tas Experience Required)
Company: Lincoln International |
by the U.K. Financial Conduct Authority. No entity affiliated with Lincoln International, LP provides banking or securitiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Front Desk Supervisor
Company: Lodging Dynamics |
, credit control, handling of financial transactions, securities of monies, guest security and emergency proceduresLocation: Anaheim, CA, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Director Of Equity Administration & Compensation
Company: Altera |
on equity plan governance, Board and Compensation Committee approvals, equity documentation, and applicable securitiesLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Director And Associate General Counsel, Corporate Legal
Company: Adobe |
, Corporate Securities and M&A, Litigation, Intellectual Property, Privacy, Trademarks & Marketing, Employment, Real Estate... companys corporate legal needs, including public company securities disclosure and reporting, executive compensationLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Financial Advisor - Patelco Credit Union
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Retirement Plan Specialist Fresno-ca
Company: RK Partners |
of the fundamentals of investing, including the characteristics and use of various investment securities and the mechanics... of securities Why Work With Us? Youll have the opportunity to learn from our team of experts, do work that touches peopleLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Fountain Valley, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
J.p. Morgan Chase Wealth Management | Private Client Advisor (bilingual: English/cantonese) | San Francisco, Ca
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 26 Aug 2026
2027 Summer Intern - Alternatives Investment Operations Intern
Company: PIMCO |
securities, relying on fundamental and capital structure analysis, and also strategies that seek to privately finance the debtLocation: Newport Beach, CA, USA
| Salary: US$43.26 per hour | Date posted: 26 Aug 2026
Wealth Management Private Banker
Company: Fremont Bank |
management and organizational skills. Licenses: Series 6 and 63 (or 66) securities licenses required, Series 7 preferredLocation: Fremont, CA, USA
| Salary: US$92500 per year | Date posted: 26 Aug 2026
Financial Consultant - Client Growth & Retention
Company: Edelman Financial Engines |
's degree required and/or equivalent level of professional work experience. Possess the Series 65 or Series 66 securitiesLocation: California, USA
| Salary: US$85000 - 97600 per year | Date posted: 26 Aug 2026
Associate Wealth Management Advisor-beverly Hills
Company: U.S. Bank |
, and the like. Develops an expertise and knowledge of the securities industry and markets to analyze and interpret customer... of the securities industry and markets - Well-developed analytical and decision-making skills to provide customizedLocation: Beverly Hills, CA, USA
| Salary: US$65000 - 80200 per year | Date posted: 26 Aug 2026
Corporate Counsel
Company: Altera |
, securities and disclosure, equity, talent, investor-relations, and strategic corporate matters. The role offers a strong law-firm..., insider-trading compliance, and related securities-law processes, as applicable. Provide broad legal support to FinanceLocation: San Jose, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Life Insurance Licensing And Contracting Specialist
Company: SDI Staffing |
is a premier distributor of life, annuity, long-term care, and securities-based insurance products serving financial professionalsLocation: San Diego, CA, USA
| Salary: US$24 - 28 per hour | Date posted: 25 Aug 2026
Asst Dir-customer Success Manager (government/public Sector)
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: US$98800 - 143350 per year | Date posted: 25 Aug 2026
Financial Consultant - Summerlin, Nv
Company: Fidelity Investments |
Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state... laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerousLocation: Coyote, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Corporate Paralegal
Company: Direct Counsel |
such as: Mergers and acquisitions, Private equity, Publicly and privately traded securities, Corporate maintenanceLocation: Los Angeles, CA, USA
| Salary: US$100000 - 140000 per year | Date posted: 25 Aug 2026
Wealth Management Private Banker
Company: Fremont Bank |
management and organizational skills. Licenses: Series 6 and 63 (or 66) securities licenses required, Series 7 preferredLocation: Fremont, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Private Client Banker - Mulholland Hwy & Freedom - Calabasas, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Calabasas, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Dev Ops Software Engineer Ii - .net/c#
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Sr Principal Software Engineer - Llm Engineering
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Palo Alto, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Private Client Banker - Sierra Mountain Market - El Dorado Hills, Ca
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: El Dorado Hills, CA, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Technical Support Analyst
Company: Moody's |
on . Click here to view our . Candidates for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody...'s Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the PolicyLocation: San Francisco, CA - Colorado, USA
| Salary: US$59200 - 85750 per year | Date posted: 25 Aug 2026
Financial Solutions Advisor Registration Candidate- Peninsula Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the