Securities jobs in california state USA
465 securities jobs found in california state: showing 121 - 140
Relationship Banker - Taraval St And 19th Branch - San Francisco, Ca (cantonese And English Bilingual Preferred)
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 23 Dec 2024
Commercial Banker, Multinational Corporations, Middle Market Banking, Vice President
Company: JPMorgan Chase |
79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire Preferred...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Senior Attorney - Us Investment Management
Company: Franklin Templeton Investments |
and management teams on regulatory and legal issues arising under the Investment Company Act, Investment Advisers Act, Securities... Exchange Act, Securities Act and other relevant laws and regulations with respect to the management, operations...Location: San Mateo, CA, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Director Of Development - Orfalea College Of Business
Company: California State Polytechnic University |
, stocks, and securities. Education and Experience Bachelor's Degree and a minimum of four years of progressively...Location: San Luis Obispo, CA, USA
| Salary: $89250 per year | Date posted: 22 Dec 2024
Director Of Development - Orfalea College Of Business
Company: California State University |
, stocks, and securities. Education and Experience Bachelor's Degree and a minimum of four years of progressively...Location: San Luis Obispo, CA, USA
| Salary: $89250 per year | Date posted: 22 Dec 2024
Branch Office Administrator - Yuba City, Ca
Company: Edward Jones |
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Yuba City, CA, USA
| Salary: unspecified | Date posted: 22 Dec 2024
Attorney | Public Finance | 145995
Company: Mission Recruiting |
, and other disclosure materials Familiarity with federal and state securities laws related to municipal finance Ability to work...Location: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Transactional Legal Secretary
Company: CCG Business Solutions, LLC |
Legal Secretary in their Corporate and Securities and Real Estate practice areas. Responsibilities: Provide... administrative support to Corporate and Securities and Real Estate attorneys and paralegals Prepare, revise, proofread and redline...Location: San Diego, CA, USA
| Salary: $65000 - 85000 per year | Date posted: 21 Dec 2024
Relationship Banker - Simi Valley Market - Simi Valley, Ca And Surrounding Areas
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Simi Valley, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange... securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Escondido, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Financial Advisor - Escondido, Ca - Market 28, Region 252
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Escondido, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Experienced Insurance Consultant
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Fountain Valley, CA, USA
| Salary: $143000 - 218000 per year | Date posted: 21 Dec 2024
Director, Legal, Securities And Governance
Company: Stitch Fix |
in 2011, is headquartered in San Francisco. About the Role As Director, Legal - Securities and Governance, you'll lead... all aspects of Stitch Fix's public company securities reporting and corporate governance obligations. Reporting to the Chief Legal...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Vice President- Valuations
Company: Selby Jennings |
securities, and fairness / solvency opinions Proficiency in designing financial models for discounted cash flow, market multiple..., market transaction, and option pricing analyses Ability to develop valuation approaches for various forms of securities...Location: California, USA
| Salary: $150000 - 200000 per year | Date posted: 21 Dec 2024
Senior Corporate Counsel, Corporate & Securities
Company: Exelixis |
SUMMARY/JOB PURPOSE: Exelixis is seeking a Senior Corporate Counsel, Corporate & Securities to join the Legal... the corporate governance and securities law needs of Exelixis. You and your team will work collaboratively with various...Location: Alameda, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Commercial Banker, Disruptive Commerce & Internet, Middle Market Banking, Vice President
Company: JPMorgan Chase |
to get things done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Senior Director, Corporate Legal
Company: Lifelancer |
a key role in enabling Dynavaxs securities compliance, corporate governance, sustainability and carbon efforts, and SEC...-Q, 10-K, and 8-K. Assist in drafting and filing annual proxy statements. Monitor and ensure compliance with securities...Location: Emeryville, CA, USA
| Salary: unspecified | Date posted: 20 Dec 2024
It Program Manager-vendor Management, Nb-2210-vi
Company: Federal government of the United States |
, such as the requirement that new hires divest their bank securities. Qualifications You must meet the following requirements..., . * If you are a current OCC employee who previously received a waiver determination permitting you to retain bank securities due...Location: San Francisco, CA, USA
| Salary: $104658 - 194475 per year | Date posted: 20 Dec 2024
Financial Services - Regulatory Compliance - Capital Markets - Senior Manager
Company: EY |
agency (Financial Industry Regulatory Authority (FINRA), Securities Exchange Commission (SEC), Office of the Comptroller... banking, and broker dealer product and service knowledge (e.g., equity and debt securities, commodities, derivatives, foreign...Location: California, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Associate Attorney- Corporate/ Transactional
Company: GPAC |
dispositions, commercial agreements, public and private offerings of equity and debt securities, product sales and international...