Securities jobs in california state USA
953 securities jobs found in california state: showing 401 - 450
Private Client Banker - Tiburon- Tiburon, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: California, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Florin West Branch - Sacramento, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Sacramento, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Whittier, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Whittier, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Agc - Corporate, Securities And Compliance
Company: Freshworks |
directly to the Chief Legal Officer and will be responsible for handling a wide range of corporate and securities matters... administration functions of the Company. This role requires a person to possess a strong securities and corporate governanceLocation: San Mateo, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
Relationship Banker - Marin Napa Market- San Rafael, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Rafael, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Relationship Banker - Irvine Market - Irvine, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Irvine, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Los Angeles, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Angeles, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Manhattan Beach, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Manhattan Beach, CA, USA
| Salary: US$28.85 - 39.9 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Turlock, Ca (countryside Drive)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Turlock, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Relationship Banker - La Puente And Lemon - Bilingual In English And Mandarin Required - Walnut, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Walnut, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Monterey, Santa Cruz, Salinas, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Monterey, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Private Client Banker - Financial District Market- San Francisco, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - San Luis Obispo, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Luis Obispo, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Marin County, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Corte Madera, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Union City, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Union City, CA, USA
| Salary: US$68640 per year | Date posted: 29 May 2026
Relationship Banker - Irving And 24th Branch - Bilingual In English And Cantonese Preferred - San Francisco, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: San Francisco, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Greenbrae Branch- Greenbrae, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Greenbrae, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Relationship Banker - Fairfax - Los Angeles, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Los Angeles, CA, USA
| Salary: US$22.5 - 32.69 per hour | Date posted: 29 May 2026
Private Client Banker - Marin Napa Market- San Rafael, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Rafael, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 29 May 2026
Relationship Executive - Mid-corporate Banking - Executive Director
Company: JPMorgan Chase |
knowledge Corporate finance expertise and strong transaction execution skills FINRA Series 79, 63 and SecuritiesLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Moorpark, Ca (moorpark Town Center)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Moorpark, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - San Francisco, Ca (financial District And Surrounding Areas)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Francisco, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - Lynwood, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Lynwood, CA, USA
| Salary: US$70320 per year | Date posted: 29 May 2026
Manager, Accounting & Reporting Advisory
Company: Stout Risius Ross |
, derivatives, complex debt and equity securities, stock-based compensation, revenue recognition, and lease accounting FinancialLocation: Los Angeles, CA, USA
| Salary: US$87000 - 195000 per year | Date posted: 29 May 2026
Credit Advisor - Global Wealth & Investment Management
Company: Bank of America |
estate, securities, artwork, hedge funds, yachts, as well as unsecured loans BS degree / MBA Skills: BusinessLocation: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
Financial Solutions Advisor Registration Candidate - Midway Center
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: El Monte, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 29 May 2026
Associate, Accounting & Reporting Advisory
Company: Stout Risius Ross |
debt and equity securities, stock-based compensation, revenue recognition, and lease accounting. Familiarity with SECLocation: San Diego, CA, USA
| Salary: US$74000 - 135000 per year | Date posted: 29 May 2026
General Counsel / Head Of Legal - Us
Company: Allocator One |
structuring-translating complex US securities law into practical playbooks. You are not a siloed legal departmentLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - San Francisco, Ca (financial District And Surrounding Areas)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
Credit Advisor - Global Wealth & Investment Management
Company: Bank of America |
estate, securities, artwork, hedge funds, yachts, as well as unsecured loans BS degree / MBA Skills: BusinessLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Walnut Creek, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 29 May 2026
General Counsel
Company: Blockstream |
in multiple jurisdictions (e.g. U.S., Canada, EU, Asia) in crypto, securities, fintech, payments, custody, data privacy... Strong knowledge of global regulatory frameworks affecting crypto, blockchain, fintech, securities, payments, AML/KYC, sanctionsLocation: Menlo Park, CA, USA
| Salary: unspecified | Date posted: 29 May 2026
Remote Senior Legal Professional For Ai Evaluation
Company: SaidGig |
serving Fortune 500 clients. Extensive knowledge in one or more enterprise practice areas such as M&A, securities, regulatoryLocation: Los Angeles, CA, USA
| Salary: US$130 per hour | Date posted: 29 May 2026
Relationship Banker - Escondido Valley Parkway - Escondido, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Escondido, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 28 May 2026
J.p. Morgan Wealth Management - Private Client Advisor - South Bay, Ca Market
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Torrance, CA, USA
| Salary: US$70320 per year | Date posted: 28 May 2026
Private Client Banker - Marin Napa Market- Napa, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Napa, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 28 May 2026
Executive Assistant - Legal
Company: Mattel |
Opportunity: The Executive Assistant reports directly to the Senior Vice President of the Corporate / Securities, GlobalLocation: El Segundo, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
2027 Blackstone Private Equity Associate (san Francisco)
Company: Blackstone |
securities licenses if you are in a client facing role and/or if you are engaged in the following: Attending client meetings...; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; and AdvisingLocation: San Francisco, CA, USA
| Salary: US$140000 per year | Date posted: 28 May 2026
Private Client Banker - Fresno Market - Clovis, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Clovis, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 28 May 2026
Relationship Banker - Irvine Market - Irvine, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Relationship Banker - East Bay Valley Market - Pleasanton, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Pleasanton, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 28 May 2026
General Counsel / Head Of Legal - Us
Company: Allocator One |
structuringtranslating complex US securities law into practical playbooks. You are not a siloed legal departmentLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Relationship Banker - North Sacramento Market - Sacramento, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Sacramento, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 28 May 2026
Private Client Banker - Scripps Ranch Branch- San Diego, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Diego, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 28 May 2026
Private Client Banker - Grand & Roswell Branch - Chino, Ca - Bilingual (mandarin) Required
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Chino, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 28 May 2026
Private Client Banker- Rancho Bernardo Branch - San Diego, Ca
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: San Diego, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 28 May 2026
Registered Private Wealth Client Associate
Company: Bank of America |
need increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA SecuritiesLocation: San Francisco, CA, USA
| Salary: US$25 - 44 per hour | Date posted: 28 May 2026
Relationship Banker - East Bay Valley Market - Pleasanton, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Pleasanton, CA, USA
| Salary: unspecified | Date posted: 28 May 2026
Mortgage Lending Officer Safe Act - Santa Clara
Company: Citigroup |
and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth managementLocation: Santa Clara, CA, USA
| Salary: US$60000 - 175000 per year | Date posted: 28 May 2026
Associate Service Professional
Company: LPL Financial |
securities, and other financial products required. Knowledge of FINRA, SEC, and State rules and regulations... focused on investment products. Previous working knowledge of securities licensing and insurance licensing Proactive