Securities jobs in california state USA
489 securities jobs found in california state: showing 281 - 300
Financial Advisor - Santa Rosa, Ca - Market 31, Region 048
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Santa Rosa, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 09 Jan 2025
Senior Manager, Equity Administration
Company: Riot Games |
and ensure compliance with company policies, relevant accounting guidance, securities laws, domestic and international tax..., relating to compensation and familiar with international securities and tax laws governing employee stock plans Solid written...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 09 Jan 2025
Intern, Marketing And Communications
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... package, W edbush Securities (W S ) offers a n array of diverse benefits to our Colleagues . Interns receive Paid Time Off...Location: Los Angeles, CA, USA
| Salary: $20 per hour | Date posted: 09 Jan 2025
Managing Senior Counsel / Director, Senior Corporate Counsel
Company: Palo Alto Networks |
to join a dynamic corporate legal team and work on a broad range of corporate and securities law matters. You will be part of a fast..., and securities matters. You will work closely with your primary stakeholders, including Finance, Accounting, Treasury, Investor...Location: Santa Clara, CA, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Managing Senior Counsel / Director, Senior Corporate Counsel
Company: Palo Alto Networks |
to join a dynamic corporate legal team and work on a broad range of corporate and securities law matters. You will be part of a fast..., and securities matters. You will work closely with your primary stakeholders, including Finance, Accounting, Treasury, Investor...Location: Santa Clara, CA, USA
| Salary: unspecified | Date posted: 08 Jan 2025
Financial Advisor - Oxnard, Ca - Market 28, Region 133
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Oxnard, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 08 Jan 2025
Contracts Manager
Company: PCL Construction |
forms of contract language, as required. Intermediate knowledge of bid and contract securities and insurance as they relate...Location: San Diego, CA, USA
| Salary: $106500 - 137500 per year | Date posted: 08 Jan 2025
Buy-side Vice President - Intrepid Investment Bankers
Company: MUFG |
disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity...Location: Los Angeles, CA, USA
| Salary: $85000 - 95000 per year | Date posted: 08 Jan 2025
Claims Officer - Financial Lines Directors & Officers
Company: State Auto |
& Officers claims including but not limited to: securities class actions, shareholder derivative class actions, regulatory...Location: California, USA
| Salary: $192700 per year | Date posted: 08 Jan 2025
Contracts Manager
Company: PCL Construction |
forms of contract language, as required. Intermediate knowledge of bid and contract securities and insurance as they relate...Location: San Diego, CA, USA
| Salary: $106500 - 137500 per year | Date posted: 07 Jan 2025
Client Service Associate - Nr
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 07 Jan 2025
Financial Advisor - Paid Training Provided
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange... securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Sonoma, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 06 Jan 2025
Financial Representative Entry-level
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Los Angeles, CA, USA
| Salary: $118700 - 189400 per year | Date posted: 06 Jan 2025
Client Specialist - Seeking Athletes
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Los Angeles, CA, USA
| Salary: $122700 - 194200 per year | Date posted: 06 Jan 2025
Wealth Manager With Military Experience
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Corona, CA, USA
| Salary: $120000 - 190000 per year | Date posted: 05 Jan 2025
Vp, Associate General Counsel
Company: LPL Financial |
and intra-industry disputes) A working familiarity of how federal and state securities laws can affect arbitrations...Location: San Diego, CA, USA
| Salary: unspecified | Date posted: 05 Jan 2025
Financial Solutions Advisor Registration Candidate- Consumer Investments- Peninsula Area
Company: Bank of America |
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...Location: San Mateo, CA, USA
| Salary: $28.85 - 33.65 per hour | Date posted: 05 Jan 2025
Expert Insurance Consultant
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Dana Point, CA, USA
| Salary: $143000 - 218000 per year | Date posted: 05 Jan 2025
Client Specialist - Seeking Athletes
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Dana Point, CA, USA
| Salary: $122700 - 194200 per year | Date posted: 05 Jan 2025
Registered Client Service Associate
Company: Ameriprise Financial |
relevant experience required. Series 7 or ability to obtain within 150 days. State securities agent registration (S63...