Securities jobs in california state USA
402 securities jobs found in california state: showing 21 - 40
Market Executive, Middle Market Banking - Managing Director
Company: JPMorgan Chase |
and problem solving abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63 and Securities...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Transactional Legal Secretary
Company: CCG Business Solutions, LLC |
Legal Secretary in their Corporate and Securities and Real Estate practice areas. Responsibilities: Provide... administrative support to Corporate and Securities and Real Estate attorneys and paralegals Prepare, revise, proofread and redline...Location: San Diego, CA, USA
| Salary: $65000 - 85000 per year | Date posted: 21 Dec 2024
Attorney | Public Finance | 145995
Company: Mission Recruiting |
, and other disclosure materials Familiarity with federal and state securities laws related to municipal finance Ability to work...Location: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
J.p. Morgan Wealth Management - Private Client Advisor - Thousand Oaks And Simi Valley, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...Location: Thousand Oaks, CA, USA
| Salary: $66576 per year | Date posted: 21 Dec 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange... securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Escondido, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Branch Office Administrator
Company: Edward Jones |
) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...Location: Sebastopol, CA, USA
| Salary: $25.26 - 29.52 per hour | Date posted: 21 Dec 2024
Experienced Insurance Consultant
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Fountain Valley, CA, USA
| Salary: $143000 - 218000 per year | Date posted: 21 Dec 2024
Branch Office Administrator
Company: Edward Jones |
) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy...Location: Pacific Grove, CA, USA
| Salary: $25.26 - 29.52 per hour | Date posted: 21 Dec 2024
Senior Corporate Counsel, Corporate & Securities
Company: Exelixis |
SUMMARY/JOB PURPOSE: Exelixis is seeking a Senior Corporate Counsel, Corporate & Securities to join the Legal... the corporate governance and securities law needs of Exelixis. You and your team will work collaboratively with various...Location: Alameda, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Director, Legal, Securities And Governance
Company: Stitch Fix |
in 2011, is headquartered in San Francisco. About the Role As Director, Legal - Securities and Governance, you'll lead... all aspects of Stitch Fix's public company securities reporting and corporate governance obligations. Reporting to the Chief Legal...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 21 Dec 2024
Vice President- Valuations
Company: Selby Jennings |
securities, and fairness / solvency opinions Proficiency in designing financial models for discounted cash flow, market multiple..., market transaction, and option pricing analyses Ability to develop valuation approaches for various forms of securities...Location: California, USA
| Salary: $150000 - 200000 per year | Date posted: 21 Dec 2024
It Program Manager-vendor Management, Nb-2210-vi
Company: Federal government of the United States |
, such as the requirement that new hires divest their bank securities. Qualifications You must meet the following requirements..., . * If you are a current OCC employee who previously received a waiver determination permitting you to retain bank securities due...Location: San Francisco, CA, USA
| Salary: $104658 - 194475 per year | Date posted: 21 Dec 2024
Financial Advisor - Escondido, Ca - Market 28, Region 252
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Escondido, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 21 Dec 2024
Senior Director, Corporate Legal
Company: Lifelancer |
a key role in enabling Dynavaxs securities compliance, corporate governance, sustainability and carbon efforts, and SEC...-Q, 10-K, and 8-K. Assist in drafting and filing annual proxy statements. Monitor and ensure compliance with securities...Location: Emeryville, CA, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Associate Attorney- Corporate/ Transactional
Company: GPAC |
dispositions, commercial agreements, public and private offerings of equity and debt securities, product sales and international...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Financial Services - Regulatory Compliance - Capital Markets - Senior Manager
Company: EY |
agency (Financial Industry Regulatory Authority (FINRA), Securities Exchange Commission (SEC), Office of the Comptroller... banking, and broker dealer product and service knowledge (e.g., equity and debt securities, commodities, derivatives, foreign...Location: California, USA
| Salary: unspecified | Date posted: 20 Dec 2024
Financial Representative Entry-level
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Fountain Valley, CA, USA
| Salary: $118700 - 189400 per year | Date posted: 20 Dec 2024
Client Specialist - Seeking Athletes
Company: The Fadil Group |
CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Corona, CA, USA
| Salary: $122700 - 194200 per year | Date posted: 20 Dec 2024
Experienced Insurance Consultant
Company: The Fadil Group |
to obtaining CFP, fully securities licensed within 45 days of starting. Passionate about outside of business? Passionate...Location: Corona, CA, USA
| Salary: $143000 - 218000 per year | Date posted: 20 Dec 2024
Financial Institutions Examiner - Los Angeles
Company: unknown |
DFPI licenses and regulates a variety of financial service providers, including securities brokers and dealers, investment...