Securities jobs in california state USA
697 securities jobs found in california state: showing 101 - 150
J.p. Morgan Wealth Management - Private Client Advisor - Irvine, Mission Viejo, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Irvine, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
Relationship Banker - Universal - North Hollywood, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: North Hollywood, CA, USA
| Salary: US$25 - 32.69 per hour | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Vice President - Private Wealth Planner
Company: JPMorgan Chase |
, retirement, and cash flow planning. Knowledge of issues relating to securities-based compensation (restricted stock, employeeLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Fresno And Bakersfield, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Fresno, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Menlo Park, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Palo Alto, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
Manager, Technical Accounting And Reporting
Company: Allied Universal |
and emerging Financial Accounting Standards Board (FASB) and Securities and Exchange Commission (SEC) accounting pronouncementsLocation: Irvine, CA, USA
| Salary: US$120000 - 135000 per year | Date posted: 09 Sep 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: Los Angeles, CA, USA
| Salary: US$90000 per year | Date posted: 09 Sep 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: San Francisco, CA, USA
| Salary: US$90000 per year | Date posted: 09 Sep 2026
Tax Senior - Strategic Partnership Solutions
Company: Deloitte |
acquisition companies (SPACs) Assisting with transaction-related tax work involving Securities and Exchange Commission (SECLocation: Costa Mesa, CA, USA
| Salary: US$78675 - 160750 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Diamond Bar, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Diamond Bar, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Palm Springs, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Palm Springs, CA, USA
| Salary: US$26.93 - 37.02 per hour | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Studio City, Ca (including Surrounding Area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Studio City, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - North Central San Diego, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: San Diego, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Executive Director, Lending Specialist
Company: JPMorgan Chase |
Valid and active Securities Industry Essential Series 7 & Series 66 licenses (63/65), or successfully obtain within 120 days... across margin, securities-based lending, and/or tailored lending solutions Strong partnership and people skills; collaborateLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Palmdale / Lancaster, Ca (area)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Palmdale, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate Team Leader - Sacramento, Ca
Company: JPMorgan Chase |
and Health Insurance license must be obtained within 60 days of employment. Valid and active Securities Industry EssentialLocation: Sacramento, CA, USA
| Salary: US$122000 - 171000 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Community Private Client Advisor - Los Angeles, Ca (east Los Angeles Branch)
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Los Angeles, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
Financial Solutions Advisor Registration Candidate - Diablo Market
Company: Bank of America |
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Pleasant Hill, CA, USA
| Salary: US$28.85 - 33.65 per hour | Date posted: 09 Sep 2026
Relationship Banker - Sepulveda Manhattan Beach - Manhattan Beach, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Manhattan Beach, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - South San Jose, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: San Jose, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Brea, Diamond Bar, Anaheim, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Brea, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Newport Beach, Costa Mesa And Irvine, Ca
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Newport Beach, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
It Audit Manager, United States
Company: Allianz |
an advantage. Experience in Asset Management or financial services, including financial industry products and services, securitiesLocation: Newport Beach, CA, USA
| Salary: US$160000 per year | Date posted: 09 Sep 2026
Relationship Banker - Tujunga - Tujunga, Ca
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Tujunga, CA, USA
| Salary: US$22.5 - 30.29 per hour | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Pasadena, Ca (including Surrounding Areas)
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, memberLocation: Pasadena, CA, USA
| Salary: US$70320 per year | Date posted: 09 Sep 2026
General Counsel / Head Of Legal - Us
Company: Allocator One |
structuringtranslating complex US securities law into practical playbooks. You are not a siloed legal departmentLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Business Development Executive - Mid-corporate Banking - Executive Director
Company: JPMorgan Chase |
Series 63, 79 and Securities Industry Essentials licenses required or ability to obtain licenses within 180 days of hireLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Corporate Counsel, Governance And Finance
Company: Plaid |
. Regulatory Compliance & Policy Development: Monitor evolving laws and regulations in corporate and securities law (including SECLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Relationship Banker - Tujunga - Tujunga, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Tujunga, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Relationship Banker - Universal - North Hollywood, Ca
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: North Hollywood, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Senior Sales Manager, Wealth Management, Lpl Folsom, California
Company: SAFE Credit Union |
of related experience and/or training; or an equivalent combination of education and experience. Certification: SecuritiesLocation: Folsom, CA, USA
| Salary: US$150000 - 160000 per year | Date posted: 09 Sep 2026
Wealth Management Advisor
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: San Diego, CA, USA
| Salary: US$65000 - 80200 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate Team Leader - Sacramento, Ca
Company: JPMorgan Chase |
) and Life and Health Insurance license must be obtained within 60 days of employment. Valid and active Securities IndustryLocation: Sacramento, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Assistant Construction Manager - Aerospace & Industrial (california Region)
Company: Burns & McDonnell |
, taxes/duties, and securities are in effect according to the project requirements. Support and conduct project safetyLocation: Brea, CA - San Diego, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Client Service Associate, Account Processing
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... What We Offer Wedbush Securities (WS) aims to foster a culture of inclusion where all Colleagues are valued for their unique contributionsLocation: Los Angeles, CA, USA
| Salary: US$55000 - 75000 per year | Date posted: 09 Sep 2026
Director, Control Room Compliance
Company: Royal Bank of Canada |
, etc.). It will maintain the firm's Watch and Restricted lists, and implement restrictions pursuant to securities laws and firmLocation: San Francisco, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Palm Springs, Ca
Company: JPMorgan Chase |
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health... PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Palm Springs, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Regional Director - Broker Dealer Group - Wirehouses
Company: Dimensional Fund Advisors |
: SIE (Securities Industry Essentials), Series 7, and Series 63/66 licenses required; SIE and Series 7 must be obtained within the firstLocation: Santa Monica, CA, USA
| Salary: US$150000 - 175000 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Diamond Bar, Ca
Company: JPMorgan Chase |
PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Diamond Bar, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Wealth Management Advisor
Company: U.S. Bank |
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. BancorpLocation: San Diego, CA, USA
| Salary: US$65000 - 80200 per year | Date posted: 09 Sep 2026
J.p. Morgan Wealth Management - Community Private Client Advisor - Los Angeles, Ca (east Los Angeles Branch)
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPCLocation: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Vp Mgr-systems Engineering
Company: Moody's |
for Moody's Corporation may be asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading and theLocation: San Francisco, CA - Colorado, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Independent Sales Representative, Developer Partnerships
Company: RAISEGEN |
sells subscriptions to a technology platform. Representatives do not arrange or negotiate securities transactionsLocation: Sacramento, CA, USA
| Salary: US$1680 per month | Date posted: 08 Sep 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Tustin, CA, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Branch Office Administrator
Company: Edward Jones |
specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and ExchangeLocation: Carlsbad, CA, USA
| Salary: unspecified | Date posted: 08 Sep 2026
Associate Attorney
Company: Law Offices Of James L Arrasmith A |
, immigration law, family law, securities law, workers' compensation law, personal injury law, tribal law and regulationsLocation: Sacramento, CA, USA
| Salary: US$120000 - 235000 per year | Date posted: 08 Sep 2026
Senior Sales Consultant - Physician And Business Owner Market
Company: GENWEALTH 360 INC |
discipline and pipeline management experience. Licensing in insurance or securities is helpful but not required unless sellingLocation: Long Beach, CA, USA
| Salary: US$85000 - 100000 per year | Date posted: 07 Sep 2026
Financial Advisor
Company: Sagient |
. Qualifications: Bachelor's degree Excellent interpersonal skills Securities Licenses (Preferred) Life, Health & AccidentLocation: El Segundo, CA, USA
| Salary: unspecified | Date posted: 07 Sep 2026
Associate Financial Advisor - Irvine, Ca
Company: Edward Jones |
tools What could set you apart Partial securities licensing (such as the SIE exam) is a genuine plus - but please don'tLocation: Irvine, CA, USA
| Salary: unspecified | Date posted: 07 Sep 2026
J.p. Morgan Wealth Management - Private Client Advisor - Long Beach, Buena Park, Cerritos, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC