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Securities jobs in california state USA

495 securities jobs found in california state: showing 41 - 60

Sr. Paralegal, Corporate Governance & Securities
Company: Visa |

Location: San Francisco, CA, USA

| Salary: $124600 - 162000 per year | Date posted: 05 Feb 2025
Visas corporate governance and securities functions. A primary focus of the role will be working collaboratively...
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |

Location: San Francisco, CA, USA

| Salary: $140000 - 175000 per year | Date posted: 05 Feb 2025
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...
Senior Quantitative Investment Risk Modeler
Company: Pacific Life |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 05 Feb 2025
ABS inclusive of securities backed by esoteric collateral Linear and non-linear derivatives Excel in a matrix...
J.p. Morgan Wealth Management - Vice President - Supervisory Manager - Los Angeles, Ca
Company: JPMorgan Chase |

Location: Monterey, CA, USA

| Salary: $114000 - 180000 per year | Date posted: 05 Feb 2025
Develop subject matter expertise of securities rules and regulations through knowledge, research and training Develop... Required qualifications, capabilities, and skills 7+ years of experience in the securities / investment industry Licenses...
Intern, Legal
Company: BioMarin |

Location: San Rafael, CA, USA

| Salary: $30 - 50 per hour | Date posted: 05 Feb 2025
including, but not limited to, Commercial, Corporate Governance & Securities, Clinical, Technical Operations, Regulatory...
Registered Operations Leader
Company: Ameriprise Financial |

Location: San Diego, CA, USA

| Salary: unspecified | Date posted: 05 Feb 2025
securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous successful supervisory experience...
Intern, Syndicate
Company: Wedbush Securities |

Location: Los Angeles, CA, USA

| Salary: $20 - 25 per hour | Date posted: 05 Feb 2025
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... of the overall compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues. Interns...
Case Coordinator
Company: Software Guidance & Assistance |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 05 Feb 2025
: Bachelor's degree and one year of legal or securities-related experience; or Paralegal certificate with three years...
Branch Office Administrator - Carlsbad, Ca
Company: Edward Jones |

Location: Carlsbad, CA, USA

| Salary: unspecified | Date posted: 05 Feb 2025
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Financial Advocate
Company: World Insurance Associates |

Location: Santa Barbara, CA, USA

| Salary: $65000 - 70000 per year | Date posted: 05 Feb 2025
experience in the finance and/or investment market/securities preferred, but not required 1-3 years of experience in customer...
Usba Investment Trading And Client Services Representative - Glendale, Ca
Company: U.S. Bank |

Location: Glendale, CA, USA

| Salary: unspecified | Date posted: 05 Feb 2025
- Thorough knowledge of securities markets and investment products - Good knowledge and understanding of USBA services, policies...
Legal Assistant
Company: Bayside Solutions |

Location: San Francisco, CA, USA

| Salary: $62400 - 83200 per year | Date posted: 05 Feb 2025
knowledge of securities law and contract documents; strong drafting skills and attention to detail Able to prioritize, handle...
Client Relationship Specialist- Ultra High Net Worth- Newport Beach, Ca
Company: Charles Schwab |

Location: Newport Beach, CA, USA

| Salary: $50000 - 70000 per year | Date posted: 05 Feb 2025
experience preferred in financial services industry Understanding of the financial services industry and/or securities industry...
J.p. Morgan Wealth Management - Private Client Advisor - Glendale, Ca
Company: JPMorgan Chase |

Location: Glendale, CA, USA

| Salary: $68640 per year | Date posted: 04 Feb 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management - Private Client Investment Associate - Encino, Ca
Company: JPMorgan Chase |

Location: Encino, CA, USA

| Salary: $23.52 - 34.37 per hour | Date posted: 04 Feb 2025
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management - Private Client Advisor - Palmdale, Ca
Company: JPMorgan Chase |

Location: Palmdale, CA, USA

| Salary: $68640 per year | Date posted: 04 Feb 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management - Private Client Advisor - Northridge, Ca
Company: JPMorgan Chase |

Location: Northridge, CA, USA

| Salary: $68640 per year | Date posted: 04 Feb 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
Market Executive, Middle Market Banking - Executive Director
Company: JPMorgan Chase |

Location: Irvine, CA, USA

| Salary: unspecified | Date posted: 04 Feb 2025
abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63 and Securities Industry Essentials...
J.p. Morgan Wealth Management - Private Client Advisor - Brea, Diamond Bar, Fountain Valley, Ca And Surrounding Areas
Company: JPMorgan Chase |

Location: Brea, CA, USA

| Salary: $66576 per year | Date posted: 04 Feb 2025
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...
Registered Branch Associate - Pismo Beach, Ca
Company: Edward Jones |

Location: Pismo Beach, CA, USA

| Salary: unspecified | Date posted: 04 Feb 2025
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securities...