Securities jobs in california state USA
495 securities jobs found in california state: showing 41 - 60
Sr. Paralegal, Corporate Governance & Securities
Company: Visa |
Visas corporate governance and securities functions. A primary focus of the role will be working collaboratively...Location: San Francisco, CA, USA
| Salary: $124600 - 162000 per year | Date posted: 05 Feb 2025
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...Location: San Francisco, CA, USA
| Salary: $140000 - 175000 per year | Date posted: 05 Feb 2025
Senior Quantitative Investment Risk Modeler
Company: Pacific Life |
ABS inclusive of securities backed by esoteric collateral Linear and non-linear derivatives Excel in a matrix...Location: Newport Beach, CA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
J.p. Morgan Wealth Management - Vice President - Supervisory Manager - Los Angeles, Ca
Company: JPMorgan Chase |
Develop subject matter expertise of securities rules and regulations through knowledge, research and training Develop... Required qualifications, capabilities, and skills 7+ years of experience in the securities / investment industry Licenses...Location: Monterey, CA, USA
| Salary: $114000 - 180000 per year | Date posted: 05 Feb 2025
Intern, Legal
Company: BioMarin |
including, but not limited to, Commercial, Corporate Governance & Securities, Clinical, Technical Operations, Regulatory...Location: San Rafael, CA, USA
| Salary: $30 - 50 per hour | Date posted: 05 Feb 2025
Registered Operations Leader
Company: Ameriprise Financial |
securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous successful supervisory experience...Location: San Diego, CA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Intern, Syndicate
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... of the overall compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues. Interns...Location: Los Angeles, CA, USA
| Salary: $20 - 25 per hour | Date posted: 05 Feb 2025
Case Coordinator
Company: Software Guidance & Assistance |
: Bachelor's degree and one year of legal or securities-related experience; or Paralegal certificate with three years...Location: Los Angeles, CA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Branch Office Administrator - Carlsbad, Ca
Company: Edward Jones |
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...Location: Carlsbad, CA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Financial Advocate
Company: World Insurance Associates |
experience in the finance and/or investment market/securities preferred, but not required 1-3 years of experience in customer...Location: Santa Barbara, CA, USA
| Salary: $65000 - 70000 per year | Date posted: 05 Feb 2025
Usba Investment Trading And Client Services Representative - Glendale, Ca
Company: U.S. Bank |
- Thorough knowledge of securities markets and investment products - Good knowledge and understanding of USBA services, policies...Location: Glendale, CA, USA
| Salary: unspecified | Date posted: 05 Feb 2025
Legal Assistant
Company: Bayside Solutions |
knowledge of securities law and contract documents; strong drafting skills and attention to detail Able to prioritize, handle...Location: San Francisco, CA, USA
| Salary: $62400 - 83200 per year | Date posted: 05 Feb 2025
Client Relationship Specialist- Ultra High Net Worth- Newport Beach, Ca
Company: Charles Schwab |
experience preferred in financial services industry Understanding of the financial services industry and/or securities industry...Location: Newport Beach, CA, USA
| Salary: $50000 - 70000 per year | Date posted: 05 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Glendale, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Glendale, CA, USA
| Salary: $68640 per year | Date posted: 04 Feb 2025
J.p. Morgan Wealth Management - Private Client Investment Associate - Encino, Ca
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Encino, CA, USA
| Salary: $23.52 - 34.37 per hour | Date posted: 04 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Palmdale, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Palmdale, CA, USA
| Salary: $68640 per year | Date posted: 04 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Northridge, Ca
Company: JPMorgan Chase |
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...Location: Northridge, CA, USA
| Salary: $68640 per year | Date posted: 04 Feb 2025
Market Executive, Middle Market Banking - Executive Director
Company: JPMorgan Chase |
abilities and excellent business judgment with the ability to multitask FINRA Series 79, 63 and Securities Industry Essentials...Location: Irvine, CA, USA
| Salary: unspecified | Date posted: 04 Feb 2025
J.p. Morgan Wealth Management - Private Client Advisor - Brea, Diamond Bar, Fountain Valley, Ca And Surrounding Areas
Company: JPMorgan Chase |
are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC...Location: Brea, CA, USA
| Salary: $66576 per year | Date posted: 04 Feb 2025
Registered Branch Associate - Pismo Beach, Ca
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securities...