Securities jobs in north carolina state USA
180 securities jobs found in north carolina state: showing 101 - 150
Associate Financial Advisor - Durham, Nc
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferredLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 12 May 2026
Director Ai Risk
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 May 2026
It Infrastructure Audit Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 09 May 2026
Financial Advisor - Albemarle, Nc - Market 17, Region 285
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Albemarle, NC, USA
| Salary: US$45000 - 100000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Greensboro, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Durham, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Brokerage Registered Client Service Associate
Company: Truist |
and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities.... Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securitiesLocation: Gastonia, NC, USA
| Salary: unspecified | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Raleigh, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Asheville, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Winston-Salem, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wilmington, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cary, NC, USA
| Salary: US$61000 per year | Date posted: 08 May 2026
Brokerage Financial Consultant
Company: Truist |
a profitable level of securities and insurance sales by executing on opportunities identified through external networking... education and related experience. 2. 4 years professional experience, including 1 year of experience in the securitiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 08 May 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 07 May 2026
Virtual Financial Advisor - Charlotte
Company: Thrivent |
and securities licenses necessary for this position. Role Description As a Virtual Financial Advisor at Thrivent, youll... and appointed in life, health and variable lines of authority or obtained within 90 days. Eligibility to be securities registeredLocation: Charlotte, NC, USA
| Salary: US$21.64 - 24.04 per hour | Date posted: 06 May 2026
Loan Operations Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 May 2026
Regulatory Reporting Qa Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 May 2026
Treasury Analyst
Company: Arch Capital Group |
to meet and comply with collateral requirements transferring cash and securities when applicable. Support all projectsLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 May 2026
Quantitative Developer
Company: Duke University |
Performed New Business Process Development Work with relevant business teams, Finance, Risk, Public SecuritiesLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 01 May 2026
Investment Analyst, Dumac
Company: Duke University |
on public securities, including equities, hedge funds, fixed income, and commodities. This broad exposure to asset classes givesLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 01 May 2026
It Infrastructure Audit Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 May 2026
Compliance Manager
Company: CAPTRUST |
of Ethics program, including: personal securities trading, outside business activities, gifts & entertainment, conflicts... regulations: The Investment Advisers Act of 1940 and the Securities Exchange Act of 1934. Excellent time managementLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 May 2026
Director Of Legal – N-a M&a
Company: Circle K |
. Maintain uptodate knowledge of US and Canada legal developments relevant to M&A, securities, and corporate law compliance... complex corporate governance and securities law matters. Manage relationships with external counsel and internal stakeholdersLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 May 2026
Investment Funds Senior Associate Attorney
Company: Direct Counsel |
: Investment Funds / Real Estate Securities & Finance About the Role Direct Counsel is partnering with a leading Am Law firm... to identify a senior associate for its Investment Funds Group. This role is ideal for a securities lawyer with significantLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Apr 2026
Experienced Financial Advisor
Company: Career Headhunter LLC |
Active CPA (Certified Public Accountant) license AEP (Accredited Estate Planner) designation Active securities licensesLocation: High Point, NC, USA
| Salary: US$4000 per month | Date posted: 28 Apr 2026
Private Bank Investment Advisor
Company: Texas Capital Bank |
and external policies and procedures regarding securities transactions and code of conduct Qualifications Minimum 10 yearsLocation: Houston, TX - Four Oaks, NC, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Financial Advisor - First Horizon Bank
Company: LPL Financial |
would hold your securities/insurance licenses. ***REQUIRED DISCLOSURE(S) These investment products and services are beingLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Construction Management Associate Ii (cma602)
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Private Banking Relationship Manager
Company: Texas Capital Bank |
and deposit products to affluent individuals and families including interim construction loans, mortgages, securities-basedLocation: Houston, TX - Four Oaks, NC, USA
| Salary: unspecified | Date posted: 28 Apr 2026
Software Engineer Ii - Java, Aws, Ai
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Registered Client Service Associate
Company: Ameriprise Financial |
or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 daysLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Licensed Premier Relationship Banker
Company: Silicon Valley Bank |
Knowledge of retail banking products and services Business development Financial plan conversations Knowledge of securitiesLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 24 Apr 2026
Records Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Apr 2026
Cybersecurity Audit Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$85000 - 138000 per year | Date posted: 22 Apr 2026
Head Of Accounts Payable
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Apr 2026
Registered Branch Associate - Wilson, Nc
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Wilson, NC, USA
| Salary: unspecified | Date posted: 21 Apr 2026
Vice President - Data Risk Oversight
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Senior Manager, Software Development
Company: Raytheon Technologies |
on Avalanche to SOTI on Xeta Cloud. Perform all security set up thru All Out securities, User set up, Role Relation, Add/Update... and administrations, applying ESU/ASU, JDE securities, JDE User Profile Setup, JDE Role relationship, Adding/Updating UDCs, Adding DDLocation: Winston-Salem, NC, USA
| Salary: US$148242 - 250000 per year | Date posted: 18 Apr 2026
Director - Technology, Data And Cyber (tdc) Risk Enablement & Reporting
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Executive Director - Data Risk Oversight
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Apr 2026
Portfolio Management Data Operations & Reconciliation Specialist (contract)
Company: AdvisorEngine |
data issues that impact performance and billing, such as unpriced securities, corporate actions, cash flow timing errorsLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 17 Apr 2026
Technical Account Manager
Company: RegEd |
to Have: Knowledge of the financial services/securities and/or insurance industry is a plus. Knowledge of our RegEd productsLocation: Morrisville, NC, USA
| Salary: US$45000 - 65000 per year | Date posted: 17 Apr 2026
Portfolio Management Data Operations & Reconciliation Specialist (contract)
Company: Advisor Engine |
data issues that impact performance and billing, such as unpriced securities, corporate actions, cash flow timing errorsLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 17 Apr 2026
Entry-level Financial Services Representative
Company: Stone Press FG - National Life Group |
(available for up to the first year) Life Licensing & Annuity Certificate reimbursement after validation Securities LicensingLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 16 Apr 2026
Region Manager- Commercial & Specialized Industries- Managing Director
Company: JPMorgan Chase |
internal networks and resources FINRA securities licenses 79, 63 and 24 required for the role Management experienceLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 16 Apr 2026
Model Validation Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$95000 - 140000 per year | Date posted: 16 Apr 2026
Technical Project Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 15 Apr 2026
Cloud Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC