Securities jobs in north carolina state USA
197 securities jobs found in north carolina state: showing 101 - 150
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Winston-Salem, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Wilmington, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Durham, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Cary, NC, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Greensboro, NC, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Asheville, NC, USA
| Salary: US$61000 per year | Date posted: 03 Sep 2026
It Database Infrastructure Engineer Vi
Company: Kaiser Permanente |
Management Securities expands its role in enterprise architecture and roadmap decisions, this position will evaluate emergingLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Corporate Client Executive Director - Aerospace, Defense, & Transportation
Company: Fifth Third Bank |
securities products and capital markets services would be appropriate for a particular client and working with the Capital... is a plus. Securities Industry Essentials (SIE), Series 79, and 63 license required per Fifth Third guidelines. SKILLS FOR SUCCESSLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Advisor - Private Client Group
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Advisor - Private Client Group
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Advisor - Private Client Group
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Software Engineer - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Advisor - Investment Services Group
Company: Truist |
below. Specific activities may change from time to time. 1. Develop and maintain a profitable level of securities and insurance.... 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship managementLocation: Greensboro, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
2027 Charlotte Capital Markets First Year Associate
Company: K&L Gates |
and securities law. Candidates will work closely with the firm's Capital Markets team and clients on a variety of matters, including... public and private securities offerings, Exchange Act reporting, corporate governance, and general corporate transactionsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Senior Sql Server Database Administrator
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Financial Advisor - Investment Services Group
Company: Truist |
below. Specific activities may change from time to time. 1. Develop and maintain a profitable level of securities and insurance.... 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship managementLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Financial Advisor - Investment Services Group
Company: Truist |
below. Specific activities may change from time to time. 1. Develop and maintain a profitable level of securities and insurance.... 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship managementLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Manager, Global Compensation
Company: Hayward Industries |
communications. Partners with Legal, Payroll, Tax, and external providers to ensure compliance with securities, tax, employmentLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Premier Advisor - Asheville, Nc
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable InsuranceLocation: Asheville, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Premier Advisor - New Bern, Nc
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable InsuranceLocation: New Bern, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Wealth Omni Digital Strategy Manager Ii
Company: Truist |
: 5+ years experience in financial services industry 5+ years of product management or sales experience SecuritiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Premier Advisor - Winston Salem, Nc
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable InsuranceLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 31 Aug 2026
Part-time Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Greenville, NC, USA
| Salary: unspecified | Date posted: 30 Aug 2026
Commercial Project Manager
Company: Siemens Energy |
project in SAP, revenue recognition, invoicing and payment terms, maintenance of project costs, securities, taxesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Internal Advisor Consultant
Company: TIAA |
of experience in Securities sales within the Financial Services industry Series 7 & 66 (or combination of 63 & 65) PreferredLocation: Charlotte, NC, USA
| Salary: US$54000 - 70000 per year | Date posted: 29 Aug 2026
Part-time Client Service Associate - Nr
Company: Stifel |
Knowledge - General understanding of the investment brokerage industry and securities regulations with basic knowledgeLocation: Greenville, NC, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Brokerage Financial Advisor
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Wilmington, NC, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Public Finance Trading Director
Company: Truist |
desk makes a secondary market in, and stands ready to purchase and sell, municipal bonds for Truist Securities fixed incomeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Ai Security Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Senior Compliance Analyst
Company: CAPTRUST |
internal title for this role is intended to be Senior Analyst | Compliance. Responsibilities: Support FINRA, state securities... 5-10 years of experience working at an investment advisory/broker-dealer firm Working knowledge of the U.S. SecuritiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Business Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Senior Compliance Analyst
Company: CAPTRUST |
Responsibilities Support FINRA, state securities, and insurance registrations, including processing Uniform Forms... advisory/broker-dealer firm Working knowledge of the U.S. Securities and Exchange Commissions Investment Advisers Act of 1940Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Director Of Equities
Company: First Horizon Bank |
knowledge, experience and capability to analyze and manage complex investment portfolios with a focus on equity securitiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Executive Director, Supervision Oversight Control Officer, Americas Division
Company: Sumitomo Mitsui Banking Corporation |
, securities, and supervisory regulatory expectations, including practical experience supporting audits, examinations, regulatoryLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Associate Financial Advisor - Raleigh, Nc
Company: Edward Jones |
learning and applying financial planning software and digital engagement tools What could set you apart Partial securitiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Ccar Full Stack Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Lending Counsel, Specialized Finance - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Procurement Operations Specialist (18 Month Project)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Procurement Operations Specialist (18 Month Project)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Licensed Investment Support Specialist Ii
Company: Fifth Third Bank |
office management support for registered securities representatives (e.g., Investment Executives, or Wealth Management..., compliance and operational duties. Support multiple registered securities representatives or representatives with very largeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Project Manager, New Client Onboarding - Financial Technology - Raleigh
Company: Advyzon |
assurance across accounts, securities, transactions, positions, performance history, and other relevant data. IdentifyLocation: Raleigh, NC, USA
| Salary: US$75000 - 85000 per year | Date posted: 22 Aug 2026
Senior Hris Product Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Finance Expert - Ai Trainer
Company: Mercor |
, banking, credit, insurance, securities, or financial planning activities at the branch, office, or department level. AbilityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Automation & Data Analytics Senior Associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Audit Manager - Treasury/liquidity Risk
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Capital Markets / Securities Associate Attorney
Company: Direct Counsel |
Capital Markets / Securities Associate Attorney Locations: New York, NY | Dallas, TX | Houston, TX | Boston..., MA | Charlotte, NC Experience: 3+ years Direct Counsel is seeking a Capital Markets / Securities Associate Attorney to join the