Securities jobs in north carolina state USA
197 securities jobs found in north carolina state: showing 151 - 197
Full Stack Developer (python/backend)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Senior Full Stack Developer (python/backend)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Bcdad Securities Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Associate, Business Continuity Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Structured Lending Advisor I/ii
Company: Truist |
, concentrated stock/highly structured securities-backed and unsecured facilities. Drive new business generation and manage creditLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Data Engineer
Company: BAMM |
platform across Capital Markets and Nikko Securities. As part of this initiative, we are seeking an experienced Data GovernanceLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Data Engineer
Company: BAMM |
for Capital Markets and Nikko Securities Group. Role Objectives: These roles will be part of the Data Strategy team spanning... across the Capital Markets and Nikko securities teams, Americas Division's broker-dealer and swap-dealer entities. These rolesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Vice President, Operational Resilience Third-party
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$125000 - 170000 per year | Date posted: 15 Aug 2026
Tax Generalist Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Credit Risk Analyst - Ib Hedge Funds Americas
Company: UBS |
's risk appetite evaluate transactional risk across OTC derivatives, securities financing, exchange-traded derivativesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Anti-fraud Operations Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 13 Aug 2026
Cyber Security Engineer, Vp
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Ccar Data Analyst, Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Aug 2026
Head Of Capital Markets Service Delivery
Company: Truist |
through effective origination, syndication, servicing, administration, clearing and funding support within Truist Securities.... 9. Registered Principal performing supervisory tasks for the Broker Dealer and Securities Based Swap DealerLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 08 Aug 2026
Associate Financial Advisor - Durham, Nc
Company: Edward Jones |
What could set you apart? Partial securities licensing (such as the SIE exam) is a genuine plus - but please don't let an incompleteLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 08 Aug 2026
Sr. Cyber Security Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Senior Ai Security Architect
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 07 Aug 2026
Senior Compliance Manager
Company: CAPTRUST |
knowledge of industry regulations: The Investment Advisers Act of 1940 and the Securities Exchange Act of 1934, FINRA RulesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Project Manager- Asset Based Lending
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securitiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
J.p. Morgan Wealth Management – Private Client Advisor - Farmington Ridge
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Registered Wealth Management Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Senior Compliance Manager
Company: CAPTRUST |
Securities Exchange Act of 1934, FINRA Rules * Compliance certifications (CSCP, CCEP, CICCP, IACCP, CRCPLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Avp, Head Of Global Capital Formation Legal
Company: Manulife |
compliance. The ideal candidate has 10+ years of private fund formation experience, deep technical knowledge of U.S. securities... & Compliance Oversight Advise on regulatory matters involving the Investment Advisers Act, Securities Act, and Investment CompanyLocation: North Carolina, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Licensed Banker Sales Manager (rpms)
Company: Silicon Valley Bank |
that facilitate targeted business strategies. Position Specific Skills: Knowledge of securities and insurance products and sales... Training Qualifications: Bachelor's Degree and 6 years of experience in Securities Sales or Sales coaching includingLocation: North Carolina, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Financial Advisor - North Raleigh, Nc
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Senior Financial Consultant (raleigh, Nc Market)
Company: Atlantic Union Bank |
. Purchase and sell securities to corporations, banks, individuals, partnerships, foundations or trust customers which meetLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Senior Financial Consultant (elizabeth City, Nc Market)
Company: Atlantic Union Bank |
and partnering with internal lines of business. Purchase and sell securities to corporations, banks, individuals, partnershipsLocation: Elizabeth City, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Senior Pam Engineer, Vp
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Corporate Counsel
Company: Intapp |
&A support from diligence through integration, and securities work for a NASDAQ-listed company on the move. You'll work... counsel engaged for M&A and strategic transactions Manage and complete post-closing legal integration tasks SecuritiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Jul 2026
Trust Operations Outsourcing Specialist
Company: Infovisa, Inc. |
critical securities related functions for banks that are outsourced by Infovisa Wealth Services. Individuals in this position.... Perform reconciliations, on various frequencies, of client cash and securities custodial accounts. Setup and maintainLocation: Cornelius, NC, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Senior Application Security Compliance Lead
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Senior Qa Testing Specialist -data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$97000 - 156000 per year | Date posted: 25 Jul 2026
Capital Markets – Agency Cmbs Securitizations Associate Attorney
Company: Direct Counsel |
. Conduct legal research and provide strategic advice on commercial mortgage-backed securities (CMBS) transactionsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Clo/abl/structured Finance Associate Attorney
Company: Direct Counsel |
to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients on sophisticated securitization..., structured finance, private securities offerings, and lending transactions, providing associates with significant responsibilityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Securitization & Structured Finance Associate Attorney
Company: Direct Counsel |
experience to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients... of securitization and structured finance deals. Conduct legal research and provide strategic guidance on securities and financeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets Associate Attorney
Company: Direct Counsel |
Capital Markets practice. The team advises clients on sophisticated commercial mortgage-backed securities (CMBS... clients on commercial mortgage-backed securities (CMBS) transactions. Collaborate directly with clients throughoutLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Wealth Management Client Associate
Company: Bank of America |
Qualifications: Currently holds or is pursuing FINRA Securities Industry Essentials (SIE), Series 7, and/or Series 66 (63 and 65Location: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Penetration Testing Lead - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Structured Finance (cmbs) Associate Attorney
Company: Direct Counsel |
, with a primary focus on commercial mortgage-backed securities (CMBS) as well as a broad range of other asset-backed finance... and securitization transactions. Advise clients on commercial mortgage-backed securities (CMBS) transactions from structuring throughLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Preferred Banker - Wake Forest Nc
Company: Huntington National Bank |
or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not alreadyLocation: Wake Forest, NC, USA
| Salary: unspecified | Date posted: 21 Jul 2026
E-discovery Litigation Attorney (winston-salem, Nc)
Company: Kilpatrick Townsend & Stockton LLP |
challenging demands of financial transactions and securities to the disciplines of intellectual property management. A closeLocation: Winston-Salem, NC, USA
| Salary: unspecified | Date posted: 19 Jul 2026
Model Validation Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$95000 - 140000 per year | Date posted: 17 Jul 2026
Preferred Banking Rm
Company: City National Bank |
and power point CFP designation or equivalent training highly desirable FINRA Series 7and 63 securities licenses preferredLocation: Greenville, SC - Charlotte, NC, USA
| Salary: US$78970 - 126140 per year | Date posted: 17 Jul 2026
J.p. Morgan Wealth Management – Private Client Advisor - South Asheville, Nc
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Asheville, NC, USA
| Salary: unspecified | Date posted: 17 Jul 2026
Grc Manager - Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Jul 2026
Mortgage Loan Repurchase Facility & Warehouse Lending Associate Attorney
Company: Direct Counsel |
or residential mortgage warehouse lending experience is preferred; candidates with broader asset-backed securities (ABS) warehouseLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Commercial Mortgage-backed Securities (cmbs) Associate Attorney
Company: Direct Counsel |
Commercial Mortgage-Backed Securities (CMBS) Associate Attorney Locations: New York, NY | Philadelphia, PA | Charlotte..., NC | Boston, MA Direct Counsel is seeking a Commercial Mortgage-Backed Securities (CMBS) Associate Attorney to join the