Securities jobs in charlotte USA
117 securities jobs found in charlotte: showing 1 - 50
Vp, Oracle Fusion Cloud Epm (enterprise Performance Management) - Financial Applications
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Financial Advisor
Company: The Pelora Group |
Licensed preferred Securities Industry Exam preferred For Recruiting Purposes Only. Securities and investment advisoryLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Principal Review Analyst - Charlotte, Nc
Company: TD Bank |
and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRALocation: Charlotte, NC, USA
| Salary: US$72280 - 117520 per year | Date posted: 02 Oct 2026
Investment Executive (financial Advisor) Charlotte, Nc
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Director Apwg Sales
Company: Ameriprise Financial |
or equivalent and minimum 5 years relevant experience. Series 7, State securities agent registration (S63 or S66) and State IARLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Administrative Assistant
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governmentsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Specialist, Risk And Compliance Services (desc)
Company: Deloitte |
of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and AmericanLocation: Charlotte, NC, USA
| Salary: US$63000 - 116000 per year | Date posted: 01 Oct 2026
It Project Manager, Director (capital Markets/counterparty Risks)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
It Project Manager (capital Markets)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Fixed Income Quality Engineering (middle Back Office Testing)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Team Manager
Company: Figure Technologies |
Securities Act of 1933. Figure is the market leader in real-world asset (RWA) tokenization. The company has received tripleLocation: Charlotte, NC, USA
| Salary: US$77400 - 86000 per year | Date posted: 01 Oct 2026
Jria Business Planning
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Marketing Consultant
Company: Adecco |
opportunity to join an American bank holding company offering consumer and commercial banking, securities brokerage, assetLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Communications Surveillance & Compliance Specialist
Company: Innova Solutions |
. Knowledge of securities, commodities, banking, and conduct-related regulatory expectations. Experience supportingLocation: Charlotte, NC, USA
| Salary: US$60 - 65 per hour | Date posted: 30 Sep 2026
Software Developer - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Business Execution Consultant - Hybrid
Company: Genesis10 |
analytics Knowledge of applicable securities, commodities, banking, and conduct-related regulatory expectations ExperienceLocation: Charlotte, NC, USA
| Salary: US$51.09 - 59.09 per hour | Date posted: 29 Sep 2026
Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Application Architecture Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Investment Analyst - Ai Trainer
Company: Mercor |
Analyst, Portfolio Manager, Securities Analyst, or similar role. Experience conducting quantitative analyses, companyLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Finance Expert - Ai Trainer
Company: Mercor |
, Finance Director, or Branch Manager. Experience overseeing accounting, banking, credit, insurance, securities, or financialLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Client Onboarding Analyst
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Vp, Oracle Fusion Data Intelligence - Oracle Analytics Cloud
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$146000 - 196000 per year | Date posted: 25 Sep 2026
Sr Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Pingone Aic Developer (global)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Vp, Oracle Fusion Security
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$153000 - 196000 per year | Date posted: 25 Sep 2026
Head Of Client Integration Service Delivery - Capital Markets
Company: Truist |
Delivery: Institutional Fixed Income clients, Truist Securities Institutional Equity Client clients, Truist Securities Swap... for the client integration to Truist Securities and/Truist Bank dependent on the particular product(s) to the relationshipLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Know Your Customer Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Customer Success Associate
Company: Figure Technologies |
and lien perfection, and $YLDS, a yield-bearing stablecoin registered with the SEC as a security under the Securities ActLocation: Charlotte, NC, USA
| Salary: US$71000 per year | Date posted: 23 Sep 2026
Senior Quantitative Model Analyst - Counterparty Credit Risk Modeling
Company: U.S. Bank |
exposure models used to support the Bank's trading, prime brokerage, and securities financing businesses. This role requires... Securities Financing Transactions These models are used to estimate and manage counterparty credit exposure in support of theLocation: Charlotte, NC, USA
| Salary: US$126820 - 149200 per year | Date posted: 23 Sep 2026
Associate Financial Advisor - Charlotte, Nc
Company: Edward Jones |
financial planning software and digital engagement tools What could set you apart Partial securities licensing (such as theLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Director, Investments Tax (charlotte, Nc (hybrid) Or Remote)
Company: Brighthouse Financial |
, mortgages, securities, REMIC, private equity, and joint venture partnership investments. This position will report into the..., mortgages, debt and equity securities, and joint venture partnerships. Proficient with Microsoft Excel, Access, WordLocation: Charlotte, NC, USA
| Salary: US$160000 - 185000 per year | Date posted: 22 Sep 2026
Senior Premier, Preferred Finra Licensed Banker
Company: Huntington National Bank |
or 66; State Life and Health Insurance License; SIE - Securities Industry Essentials. If the candidate does not alreadyLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Facilities Management Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Sep 2026
Trading Assistant
Company: Ameriprise Financial |
with an emphasis on Excel and Power BI. -Active Series 7 license. -Experience working in trading, brokerage, securities, or financialLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Sep 2026
Data Engineer - Hybrid
Company: Genesis10 |
for securities and pricing data and expanding to other data domains. Responsibilities: Support the design and development... data system for securities and pricing data, and later move to other data domains Follow internal development standardsLocation: Charlotte, NC, USA
| Salary: US$63.02 per hour | Date posted: 19 Sep 2026
Product Control Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Sep 2026
Vice President, Lead Developer - Risk Technology
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$158746 - 164800 per year | Date posted: 18 Sep 2026
Service Technician
Company: Morgan Properties |
equity investments, commercial mortgage-backed securities, preferred equity, and whole loans. Morgan Properties and its... investments in commercial mortgage-backed securities backed by over $40 billion in multifamily loans. With over 2,500 employeesLocation: Charlotte, NC, USA
| Salary: US$22 - 24 per hour | Date posted: 18 Sep 2026
Service Technician
Company: Morgan Properties |
strategy focusing on multifamily equity investments, commercial mortgage-backed securities, preferred equity, and whole loans.... Additionally, the company has made investments in commercial mortgage-backed securities backed by over $40 billion in multifamilyLocation: Charlotte, NC, USA
| Salary: US$23 - 25 per hour | Date posted: 18 Sep 2026
Vp, Data Product Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Sep 2026
Vice President, Credit Portfolio Risk Reporting & Oversight
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$133000 - 181000 per year | Date posted: 17 Sep 2026
Associate, Oracle Fusion Enterprise Resource Planning - Financial Application
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$95000 - 156000 per year | Date posted: 16 Sep 2026
Data Engineer - Hybrid
Company: Genesis10 |
systems for securities and pricing. Responsibilities: Actively develop the data platform in close coordination with the... for securities and pricing data, and later expand to other data domains Requirements: 10 years of relevant experience FullLocation: Charlotte, NC, USA
| Salary: US$63.02 per hour | Date posted: 16 Sep 2026
Senior Automation Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 16 Sep 2026
Sr. Audit Manager- Wealth Management
Company: City National Bank |
Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and 1934 inclusive of exemptions under the Acts, FINRA requirementsLocation: Los Angeles, CA - Charlotte, NC, USA
| Salary: US$99000 - 176000 per year | Date posted: 15 Sep 2026
Risk Audit Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Sep 2026
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Front Office Application Platform Support
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Senior Software Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Sep 2026
Vice President, Technology Program Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC