Securities jobs in raleigh USA
20 securities jobs found in raleigh: showing 1 - 20
Registered Client Service Associate
Company: Wedbush Securities |
Wedbush Securities is a leading securities firm and investment bank, known for delivering innovative financial... What We Offer As part of our overall compensation package, Wedbush Securities offers an array of diverse benefits to all our colleaguesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Trading And Client Services Representative
Company: Silicon Valley Bank |
Sales Support Qualifications: Bachelor's Degree and 1 years of experience in Sales and Banking including Securities... Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities Trading LicenseLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Brokerage Client Service Associate - Raleigh, North Carolina
Company: Truist |
's degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant... role. 3. Knowledge of securities markets and brokerage accounts. 4. Knowledge of the features and attributes of annuityLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Financial Solutions Advisor Registration Candidate Consumer Investments - Capital Blvd Financial Center (bilingual Spanish Required)
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Wealth Consultant
Company: Life Science Wealth LLC |
industries Existing network within the life sciences community Securities and insurance licenses as applicable CoreLocation: Raleigh, NC, USA
| Salary: US$90000 per year | Date posted: 25 Sep 2026
Financial Planner - Entrepreneurial Path
Company: The Pelora Group |
opportunity. Apply if youre ready to take control. Ignore if youre not. For Recruiting Purposes Only. SecuritiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Financial Planning Assistant
Company: Dahl Consulting |
, and Microsoft Office applications. Ability to obtain and maintain required securities and insurance licenses, including...: Securities Industry Essentials (SIE) Series 7 Series 66 Applicable state Life, Accident, and Health Insurance ProducerLocation: Raleigh, NC, USA
| Salary: US$50000 - 100000 per year | Date posted: 15 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Raleigh, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Chief Financial Officer
Company: Reboot Monkey |
, including tax laws, securities laws, and corporate governance. Oversee internal audit and compliance functions to safeguardLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 03 Sep 2026
Financial Advisor - Private Client Group
Company: Truist |
and maintain a profitable level of securities and insurance sales by executing on opportunities identified through external... and life insurance licenses. 4. Securities sales and client relationship management experience 5. Organized and selfLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Financial Advisor - Investment Services Group
Company: Truist |
below. Specific activities may change from time to time. 1. Develop and maintain a profitable level of securities and insurance.... 3. Applicable state health and life insurance licenses. 4. Securities sales and client relationship managementLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Commercial Project Manager
Company: Siemens Energy |
project in SAP, revenue recognition, invoicing and payment terms, maintenance of project costs, securities, taxesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Aug 2026
Senior Compliance Analyst
Company: CAPTRUST |
internal title for this role is intended to be Senior Analyst | Compliance. Responsibilities: Support FINRA, state securities... 5-10 years of experience working at an investment advisory/broker-dealer firm Working knowledge of the U.S. SecuritiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Senior Compliance Analyst
Company: CAPTRUST |
Responsibilities Support FINRA, state securities, and insurance registrations, including processing Uniform Forms... advisory/broker-dealer firm Working knowledge of the U.S. Securities and Exchange Commissions Investment Advisers Act of 1940Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Associate Financial Advisor - Raleigh, Nc
Company: Edward Jones |
learning and applying financial planning software and digital engagement tools What could set you apart Partial securitiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Project Manager, New Client Onboarding - Financial Technology - Raleigh
Company: Advyzon |
assurance across accounts, securities, transactions, positions, performance history, and other relevant data. IdentifyLocation: Raleigh, NC, USA
| Salary: US$75000 - 85000 per year | Date posted: 22 Aug 2026
Credit Risk Analyst - Ib Hedge Funds Americas
Company: UBS |
's risk appetite evaluate transactional risk across OTC derivatives, securities financing, exchange-traded derivativesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Registered Wealth Management Client Associate
Company: Bank of America |
increases, while leading with a client first mindset Required Qualifications: Currently holds FINRA Securities IndustryLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Financial Advisor - North Raleigh, Nc
Company: Thrivent |
contracting. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification... at thrivent.com/privacy. Thrivent is the marketing name for Thrivent Financial for Lutherans. Insurance products, securitiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Senior Financial Consultant (raleigh, Nc Market)
Company: Atlantic Union Bank |
. Purchase and sell securities to corporations, banks, individuals, partnerships, foundations or trust customers which meet