Securities jobs in raleigh USA
23 securities jobs found in raleigh: showing 1 - 20
Relationship Banker - Raleigh/durham East Market - Raleigh, Nc
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 17 Jan 2025
Brokerage Registered Client Service Associate
Company: Truist |
and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities... ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 17 Jan 2025
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Raleigh, NC, USA
| Salary: $61000 per year | Date posted: 13 Jan 2025
Brokerage Client Service Associate - Part-time, Raleigh, Nc
Company: Truist |
. Knowledge of securities markets and brokerage accounts. 3. Knowledge of the features and attributes of annuity products. 4... regarding securities transactions and brokerage accounts. 5. Effective time management skills. 6. Ability to communicate...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 09 Jan 2025
Financial Advisor - Endowments And Foundations
Company: CAPTRUST |
Looking to develop a long-term career in the investment/financial services industry Able to work independently Securities licenses...Location: Raleigh, NC, USA
| Salary: $90000 - 120000 per year | Date posted: 09 Jan 2025
Transaction Monitoring Affiliate Oversight Financial Crime Prevention
Company: UBS |
, including devising and executing testing plans, in the banking or securities industries is preferred experience handling...Location: Nashville, NC - Raleigh, NC, USA
| Salary: unspecified | Date posted: 31 Dec 2024
Financial Advisor
Company: Coastal Credit Union |
of Coastal and a dual employee/agent of CUSO Brokerage Services, Inc. (CFS) and/or Members Trust Company (MTC). Securities... to see on your resume: Experience: Five years of sales or advisory experience in the securities brokerage, advisory, or insurance fields...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 19 Dec 2024
J.p. Morgan Wealth Management - Private Client Advisor - Raleigh, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 19 Dec 2024
J.p. Morgan Wealth Management - Private Client Advisor - Raleigh, Nc
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 18 Dec 2024
Capital Markets Midlevel Associate
Company: Kinney Recruiting |
, with experience in public company securities offerings and compliance required. Candidates will be working with the corporate practice... and private securities offerings, as well as general corporate and corporate governance, Exchange Act reporting and compliance...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Trust And Estates Associate Attorney
Company: Wright Staffing Source |
Our client is currently seeking a Trusts & Estates Associate to join the firm's Corporate & Securities Practice Group...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 06 Dec 2024
Principal Investment Compliance Officer
Company: State Employees' Credit Union |
Securities Division, CFTC and other regulators, as well as regulatory exam priorities, relevant court decisions, and public... engage with external auditors and regulators, including FINRA and the NC Securities Division. Required Education...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 06 Dec 2024
Brokerage Client Service Associate - Raleigh, Nc
Company: Truist |
and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities... ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 29 Nov 2024
Brokerage Service Support Specialist
Company: Silicon Valley Bank |
including Securities Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 Nov 2024
Trust And Estates Associate Attorney
Company: HR Talent Partners |
Our client is currently seeking a Trusts & Estates Associate to join the firm's Corporate & Securities Practice Group...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 22 Nov 2024
(new) Junior - Mid Level Capital Markets Associate Wanted For Highly Regarded Regional Law Firm - No Billable Requirement (raleigh, Nc)
Company: The Partners Group |
Markets Associate for their growing office. Candidates should have 2+ years of public companies securities experience. The...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Relationship Banker - Raleigh - Raleigh, North Carolina
Company: JPMorgan Chase |
and delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 10 Nov 2024
Senior Compliance Associate
Company: CAPTRUST |
advisory firms requirements Basic knowledge of the U.S. Securities and Exchange Commissions Investment Advisers Act of 1940...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 10 Nov 2024
Director - Business Control - First Line - Securities Backed Lending
Company: Royal Bank of Canada |
to securities backed lending (SBL) operations on risk and control related activities and topics. The role has a dual reporting...Location: Raleigh, NC, USA
| Salary: unspecified | Date posted: 08 Nov 2024
Financial Advisor
Company: Atria Wealth Solutions |
Trust Company (MTC). Securities industry licenses are held by CFS and MTC. The contributions you can anticipate making...? Here's what we need to see on your resume: Experience: Five years of sales or advisory experience in the securities brokerage...