Securities jobs in north carolina state USA
180 securities jobs found in north carolina state: showing 51 - 100
Financial Advisor - Matthews, Nc
Company: Navy Federal Credit Union |
and broker purchase/sales orders of securities for current/new clients Identify prospective participation partners/opportunitiesLocation: Matthews, NC, USA
| Salary: US$55000 - 75000 per year | Date posted: 28 May 2026
Director, Ccar Technology Lead - Finance
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 May 2026
Advisor Development Program - Carolina East Financial Solutions Advisor Trainee: Financial Center - Durham, Nc (spanish Speaking Preferred)
Company: Bank of America |
Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught theLocation: Durham, NC, USA
| Salary: unspecified | Date posted: 27 May 2026
Credit Risk Officer - Hedge Funds
Company: UBS |
evaluate transactional risk across OTC derivatives, securities financing, exchange-traded derivatives, banking productsLocation: New York City, NY - Raleigh, NC, USA
| Salary: unspecified | Date posted: 27 May 2026
Retirement Counselor Team Manager - Virtual
Company: Alight |
. Requirements Have experience in financial services/retirement plan benefits arena (7 years). Have Series 7 and 66 securitiesLocation: North Carolina, USA
| Salary: unspecified | Date posted: 27 May 2026
Corporate Client Managing Director - Consumer & Retail
Company: Fifth Third Bank |
Capital Markets businesses by assessing whether securities products and capital markets services would be appropriate.... Expertise in one or more business sectors is a plus. Securities Industry Essentials (SIE), Series 79, and 63 licenseLocation: North Carolina, USA
| Salary: unspecified | Date posted: 27 May 2026
Vp, Data Product Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 May 2026
Cdao Execution Management Lead
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 May 2026
Uca Administrative Assistant
Company: United Community Bank |
advisors. This role is nonlicensed and does not engage in securities recommendations, investment advice, or licensedLocation: Waynesville, NC, USA
| Salary: unspecified | Date posted: 24 May 2026
Transformation Programs - Finance
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 May 2026
Uca Administrative Assistant
Company: UCBI |
advisors. This role is non-licensed and does not engage in securities recommendations, investment advice, or licensedLocation: Waynesville, NC, USA
| Salary: unspecified | Date posted: 23 May 2026
Capital Markets / Securities Associate Attorney
Company: Aligned Talent Acquisition |
Capital Markets / Securities Associate Attorney Charlotte, North Carolina 3+ Years Experience... $250,000$375,000 A respected AmLaw firm is seeking a Capital Markets / Securities Associate Attorney to join its Charlotte office. This opportunityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 May 2026
Vp, Fircosoft Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 May 2026
Director, Ccar Finance Project Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 May 2026
Associate Attorney Opportunities
Company: Aligned Talent Acquisition |
We Frequently Recruit For Corporate / M&A Private Equity Capital Markets & Securities Banking & Finance Commercial LitigationLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 May 2026
Lead - Capital Markets Systems Engineer
Company: U.S. Bank |
derivatives, cash securities, and exchange traded products Demonstrated leadership experience operating at Trading Head / CapitalLocation: Charlotte, NC, USA
| Salary: US$164390 - 193400 per year | Date posted: 21 May 2026
Internal Advisor Consultant
Company: TIAA |
of experience in Securities sales within the Financial Services industry Series 7 & 66 (or combination of 63 & 65) PreferredLocation: Charlotte, NC, USA
| Salary: US$60000 - 90000 per year | Date posted: 21 May 2026
Lcm Solutions, Analyst
Company: Fifth Third Bank |
markets Strong attention to detail and organizational skills Securities Industry Essentials (SIE), Series 79 and Series 63Location: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 May 2026
Anti-fraud Operations Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 May 2026
Transformation Programs - Enterprise
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 May 2026
Vp, It Product Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 May 2026
Lead Securities Operations Specialist - Hybrid
Company: Genesis10 |
Genesis10 is currently seeking a Lead Securities Operations Specialist - Hybrid for a 6+ month contract position... opportunities for process improvements within Securities Operations Review and analyze complex multi-faceted, larger scaleLocation: Charlotte, NC, USA
| Salary: US$43.13 - 51.13 per hour | Date posted: 19 May 2026
Business Execution Consultant 3
Company: Artech Information Systems |
, training, military experience, education. Responsibilities Support end-to-end securities operations activities including... to junior team members when required Required Skills: Experience in Securities Operations, Trade Operations, Capital MarketsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Director Data Product Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Registered Operations Leader
Company: Ameriprise Financial |
securities agent registration (S63 or S66) or ability to obtain within 150 days. Previous successful supervisory experienceLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Relationship Banker - (new Build) Wallbrook - Rolesville, Nc
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Licensing Success Analyst
Company: RegEd |
and process applications for insurance licenses, securities registrations, license renewals and other related filingsLocation: Morrisville, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Data Product Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Senior Compliance Manager
Company: CAPTRUST |
to SEC, FINRA, and state insurance/securities licensing requirements. The ideal candidate manages the full lifecycle..., work across teams, and support needs as they arise. Responsibilities: Oversee and execute all FINRA, state securitiesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Mdm Developer Lead - Informatica Cloud C360/r360
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 May 2026
Senior Compliance Manager
Company: CAPTRUST |
Responsibilities Oversee and execute all FINRA, state securities, and insurance registrations, including processing... knowledge of the U.S. Securities and Exchange Commission's Investment Advisers Act of 1940 and an investment advisory firmLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 18 May 2026
Corporate & M&a Legal Practice
Company: Talent Search PRO |
is predominantly middle-market rather than Fortune 100 public company securities work, allowing for rate flexibility, deep clientLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 16 May 2026
Registered Branch Associate - Pinehurst, Nc
Company: Edward Jones |
: High School Diploma/Equivalent required; Bachelor's degree preferred 3-5 years of relevant experience in securitiesLocation: Pinehurst, NC, USA
| Salary: unspecified | Date posted: 15 May 2026
Vp, Data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 15 May 2026
Enterprise Data Steward
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 15 May 2026
Commercial Banker - Life Sciences Banking - Vice President
Company: JPMorgan Chase |
to get things done FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 daysLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Investment Banking Senior Associate
Company: Fifth Third Bank |
in one or more industries. Securities Industry Essentials (SIE), Series 79, and Series 63 licenses (or ability to maintain/obtainLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Ai/genai Staff Engineer - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Vice President, It Project Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Director - Technology, Data And Cyber (tdc) Risk Validation
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Treasury Operations Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Financial Advisor - Raleigh, Nc - Market 27, Region 243
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensingLocation: Raleigh, NC, USA
| Salary: US$45000 - 100000 per year | Date posted: 14 May 2026
Senior Data Quality Analyst - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Data Quality Analyst - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 May 2026
Vice President - Data & Ai Risk
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 13 May 2026
Senior Software Engineer
Company: Moody's |
on . Click here to view our . Click here to view our Candidates for Moody's Corporation may be asked to disclose securities... holdings pursuant to Moody's Policy for Securities Trading and the requirements of the position. Employment is contingent uponLocation: Charlotte, NC, USA
| Salary: US$116500 - 169000 per year | Date posted: 13 May 2026
J.p. Morgan Wealth Management – Private Client Advisor - Hampstead, Nc
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Hampstead, NC, USA
| Salary: unspecified | Date posted: 13 May 2026
Investment Specialist
Company: State Employees' Credit Union |
challenges promptly and efficiently. Ensure compliance with all policies and procedures, as well as securities rulesLocation: Raleigh, NC, USA
| Salary: unspecified | Date posted: 13 May 2026
It Major Incident Management
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 May 2026
Analyst, Business Continuity Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC