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Securities jobs in california state USA

467 securities jobs found in california state: showing 401 - 420

Investment Associate
Company: Royal Bank of Canada |

Location: Beverly Hills, CA, USA

| Salary: $44000 - 72000 per year | Date posted: 07 Nov 2024
needed. Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH...
Investment Banker - Pharma/biotech - Vice President
Company: JPMorgan Chase |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 07 Nov 2024
Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world...
Client Manager
Company: City National Bank |

Location: San Francisco, CA, USA

| Salary: $122535 - 208715 per year | Date posted: 06 Nov 2024
Brokerage statements with clients. Partner with City National Securities (CNS) Investment Officer (IO) to communicate...
Specialist, Settlements
Company: Wedbush Securities |

Location: Los Angeles, CA, USA

| Salary: $55000 - 70000 per year | Date posted: 06 Nov 2024
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... for all broker-to-broker equities, corporate bonds, municipal debt securities, and government bonds is primarily responsible...
Branch Office Administrator - Laguna Hills, Ca
Company: Edward Jones |

Location: Laguna Hills, CA, USA

| Salary: unspecified | Date posted: 03 Nov 2024
) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Investment Relationship Mgr
Company: U.S. Bank |

Location: Buena Park, CA, USA

| Salary: $65000 - 68000 per year | Date posted: 03 Nov 2024
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. Bancorp...
Lead Paralegal
Company: City National Bank |

Location: Los Angeles, CA, USA

| Salary: $41.83 - 66.81 per hour | Date posted: 03 Nov 2024
and draft legal contracts, such as control agreements for deposit accounts and securities accounts, confidentiality agreements...
Business Development Executive, Technology, Middle Market Banking, Executive Director
Company: JPMorgan Chase |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 02 Nov 2024
to present relevant and insightful solutions to potential clients. FINRA Series 79, 63 and Securities Industry Essentials...
Vp, Financial Consultant - Sunnyvale, Ca
Company: Charles Schwab |

Location: Sunnyvale, CA, USA

| Salary: $75000 - 85000 per year | Date posted: 02 Nov 2024
holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities...
Client Relationship Specialist
Company: Bank of the West |

Location: Walnut Creek, CA, USA

| Salary: $45900 - 73700 per year | Date posted: 02 Nov 2024
as needed. Qualifications: Must have obtained The Securities Industry Essentials (SIE) License Typically between 2 - 3 years of relevant...
Client Relationship Specialist
Company: Bank of the West |

Location: San Jose, CA, USA

| Salary: $50100 - 80400 per year | Date posted: 02 Nov 2024
as needed. Qualifications: Must have obtained The Securities Industry Essentials (SIE) License Typically between 2 - 3 years of relevant...
Registered Client Service Associate
Company: Ameriprise Financial |

Location: San Francisco, CA, USA

| Salary: $30.96 - 41.77 per hour | Date posted: 02 Nov 2024
or ability to obtain within 150 days. State securities agent registration (S63 or S66) or ability to obtain within 150 days. Experience...
Sr. Investment Operations Analyst I
Company: Pacific Life |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 01 Nov 2024
and internal files related to securities owned. What makes you stand out: Settlement experience in APAC, Emerging, European...
Svp, Wealth Management
Company: Technology Credit Union |

Location: San Jose, CA, USA

| Salary: unspecified | Date posted: 31 Oct 2024
Administration (NCUA), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) guidelines...
Financial Advisor - Sonoma, Ca - Market 31, Region 048
Company: Edward Jones |

Location: Sonoma, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 31 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry...
Industry Executive, Government - Middle Market Banking - Executive Director
Company: JPMorgan Chase |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 31 Oct 2024
and other government entities. As the industry executive, you will work with dedicated product specialists from Treasury & Securities... Services, Public Finance, Securities Trading, Asset Management and Leasing to provide the firm's extensive services...
Executive Administrative Assistant
Company: JPMorgan Chase |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 31 Oct 2024
Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world...
Agency Multifamily Lending, Senior Loan Closer – Commercial Real Estate - Vice President
Company: JPMorgan Chase |

Location: Irvine, CA, USA

| Salary: unspecified | Date posted: 31 Oct 2024
Job Description: You are interested in a career in mortgage backed securities from Government Sponsored Enterprises...
Financial Solutions Advisor Stage I - Registration Candidate - Consumer Investments- Southern Ca Region
Company: Bank of America |

Location: San Diego, CA, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 31 Oct 2024
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Avp, Alm Analyst
Company: Pacific Western Bank |

Location: Santa Ana, CA, USA

| Salary: $84344 - 134946.23 per year | Date posted: 31 Oct 2024
, investment securities, deposits and other products on the bank's balance sheet Strong quantitative background and/or experience...