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Securities jobs in california state USA

467 securities jobs found in california state: showing 321 - 340

Vice President - Fund Controller
Company: StepStone Group |

Location: La Jolla, CA, USA

| Salary: $171000 per year | Date posted: 29 Nov 2024
to evaluate private equity investments Employing Securities & Exchange Commission (SEC) and Public Company Accounting Oversight...
Junior Litigation Attorney
Company: Boutique Recruiting |

Location: Burlingame, CA, USA

| Salary: unspecified | Date posted: 28 Nov 2024
, mediations, depositions, and trial preparation Support partners and senior attorneys on antitrust, securities, or elder abuse... Admission: Must be barred in California 0-3 years of civil litigation experience (anti-trust and securities team) Strong legal...
Junior Litigation Attorney
Company: Boutique Recruiting |

Location: Burlingame, CA, USA

| Salary: $140000 - 150000 per year | Date posted: 28 Nov 2024
, mediations, depositions, and trial preparation Support partners and senior attorneys on antitrust, securities, or elder abuse... Admission: Must be barred in California 0-3 years of civil litigation experience (anti-trust and securities team) Strong legal...
Attorney | Capital Markets | Hybrid | 145994
Company: Mission Recruiting |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 28 Nov 2024
is ideal for a 4th-7th year attorney with a robust background in securities law, capital markets, and corporate finance. The... of experience in securities, capital markets, and corporate finance. Proficient in SEC reporting and national securities exchange...
Senior Litigation Attorney
Company: Boutique Recruiting |

Location: Burlingame, CA, USA

| Salary: unspecified | Date posted: 28 Nov 2024
with colleagues on high-profile cases in practice areas such as antitrust, securities, and elder abuse/business litigation Maintain...
Corporate Associate
Company: HR4ALL |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 28 Nov 2024
and support the firms mergers and acquisitions, securities and venture capital practices. Experience working on private equity... in California Must have 2+ years of M&A, securities, venture capital and/or private equity experience Excellent written and oral...
Financial Solutions Advisor Stage I -registration Candidate - Consumer Investments - Newport Beach Financial Center
Company: Bank of America |

Location: Newport Beach, CA, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 28 Nov 2024
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Financial Advisor - Career Change Opportunity
Company: Edward Jones |

Location: Davis, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 28 Nov 2024
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Commercial Banker, Startup Banking, Middle Market Banking, Vice President
Company: JPMorgan Chase |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 28 Nov 2024
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Investment Banking Recruiter, Vice President
Company: MUFG |

Location: Los Angeles, CA, USA

| Salary: $150000 - 165000 per year | Date posted: 28 Nov 2024
that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934...
Middle Office Associate
Company: PIMCO |

Location: Newport Beach, CA, USA

| Salary: $87000 - 93000 per year | Date posted: 28 Nov 2024
college/university and 3-5 years equivalent work experience in the investment management or securities industry; preferred...
Compliance Specialist - Hybrid Opportunity
Company: First American |

Location: Santa Ana, CA, USA

| Salary: $26.21 - 34.95 per hour | Date posted: 27 Nov 2024
Act, BSA, AML, OFAC, USA Patriot Act, Investment Advisers Act of 1940, the Securities Exchange Act of 1934 and OCC banking...
J.p. Morgan Wealth Management - Private Client Investment Associate - Huntington Beach, Ca
Company: JPMorgan Chase |

Location: Huntington Beach, CA, USA

| Salary: unspecified | Date posted: 27 Nov 2024
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
First Vp Senior Counsel
Company: Pennymac |

Location: Westlake Village, CA, USA

| Salary: $110000 - 170000 per year | Date posted: 26 Nov 2024
Structure, draft and negotiate ISDAs, MSFTAs and securities repurchase agreements Review and update derivatives trading...
Financial Advisor - Paid Training Provided
Company: Edward Jones |

Location: Watsonville, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 26 Nov 2024
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Sr. Treasury Accountant
Company: Qualcomm |

Location: San Diego, CA, USA

| Salary: $79200 - 118800 per year | Date posted: 25 Nov 2024
, including treasury investments (primarily marketable debt securities), ventures equity and debt investments, foreign exchange...
Licensed Sales Professional
Company: Allstate Insurance Agency - Michael Nevins |

Location: San Pedro, CA, USA

| Salary: $60000 - 80000 per year | Date posted: 25 Nov 2024
has Securities & Life Licensed Specialist on hand for fixed and non-fixed investments. Requirements: 1. Must have a Property...
2026 Summer Financial Analyst (class Of 2027) | Corporate Finance, Los Angeles Industrials
Company: Houlihan Lokey |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 24 Nov 2024
and divestitures, and various investment attributes of publicly traded and private securities companies. The environment at Houlihan...
Finance Risk & Credit Analyst
Company: The Patriot Group |

Location: Newport Beach, CA, USA

| Salary: $75000 - 100000 per year | Date posted: 24 Nov 2024
. Proficiency in MS Office, especially Excel Knowledge of securities regulations, including SEC, FINRA, and margin reporting...
Analyst, Trade & Cash Operations
Company: Stanford University |

Location: Stanford, CA, USA

| Salary: $92000 - 117000 per year | Date posted: 24 Nov 2024
relies on carefully chosen external partners to select individual securities, allowing Stanford to benefit from specialized... for facilitating securities transactions and cash movements while providing key investment information to the SMC investment team. The...