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Securities jobs in california state USA

457 securities jobs found in california state: showing 421 - 440

Middle Office Analyst
Company: East West Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 27 Oct 2024
skills and can independently prioritize projects in a fast-paced environment Knowledge of fixed income securities...
Python Developer
Company: Perfict Global |

Location: Oakland, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
optimization, and risk mitigation. Must haves: Investment systems knowledge (trading, securities, etc) Ability to effectively...
Evp, Supervision & Credit
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
generally prohibit employees, their spouses/domestic partners, and minor children from owning securities, such as stock...
Director Transmission And Interconnection
Company: Leap29 |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
entire interconnection process, including financial fees, risks, and securities from application to project commissioning...
Sec Reporting Manager
Company: Stemta Corporation |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 25 Oct 2024
statements and reports in compliance with the Securities and Exchange Commission (SEC) regulations. This is a critical role...
Coordinator, Retirement Services
Company: Wedbush Securities |

Location: Los Angeles, CA, USA

| Salary: $44000 - 60000 per year | Date posted: 25 Oct 2024
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues. Comprehensive medical, dental...
Financial Advisor - Burlingame, Ca - Market 31, Region 067
Company: Edward Jones |

Location: Burlingame, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Financial Advisor - Novato, Ca - Market 31, Region 048
Company: Edward Jones |

Location: Novato, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 24 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Financial Advisor - San Ramon, Ca - Market 31, Region 151
Company: Edward Jones |

Location: San Ramon, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 24 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry...
Intern - Legal
Company: NetApp |

Location: San Jose, CA - Vienna, VA, USA

| Salary: unspecified | Date posted: 24 Oct 2024
and Employment; Government Relations; Data Privacy and Governance; Global Trade Compliance; Litigation; Corporate and Securities...
Finance Credit And Risk Analyst
Company: The Patriot Group |

Location: Huntington Beach, CA, USA

| Salary: $75000 - 100000 per year | Date posted: 23 Oct 2024
with securities regulations, including SEC, FINRA, and margin reporting requirements. Excellent analytical skills with the...
Branch Manager
Company: Ameriprise Financial |

Location: Walnut Creek, CA, USA

| Salary: $66560 per year | Date posted: 23 Oct 2024
or ability to obtain without 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days...
Banker Associate, Government- Middle Market Banking Specialized Industries- Associate
Company: JPMorgan Chase |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 22 Oct 2024
. Government industry work with dedicated product specialists from Treasury & Securities Services, Public Finance, Securities...
Registered Representative - State Farm Agent Team Member
Company: State Farm |

Location: Westminster, CA, USA

| Salary: $40000 - 60000 per year | Date posted: 20 Oct 2024
and a competitive addition to a successful agency. RESPONSIBILITIES: Provide investment advice and sell securities to clients...
Wealth Management Advisor - Palo Alto, Ca
Company: U.S. Bank |

Location: Palo Alto, CA, USA

| Salary: $65000 - 68000 per year | Date posted: 20 Oct 2024
, retirement planning, and education funding - Considerable knowledge of the securities industry, including U.S. Bancorp...
Life Sciences Corporate (lifecycle) - Mid-level
Company: NR Consulting |

Location: Menlo Park, CA, USA

| Salary: unspecified | Date posted: 20 Oct 2024
and venture capital transactions, corporate governance, mergers and acquisitions, private and public offerings of securities...
Sr. Relationship Manager/rm - Middle Market (newport Beach, Ca)
Company: Bank of America |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 20 Oct 2024
and negotiating with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63...
Financial Solutions Advisor Stage I - Registration Candidate - Consumer Investments - Pleasant Hill Financial Center
Company: Bank of America |

Location: Pleasant Hill, CA, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 20 Oct 2024
I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes... for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the...
Cash Desk Senior Associate
Company: PIMCO |

Location: Newport Beach, CA, USA

| Salary: $87000 - 112500 per year | Date posted: 19 Oct 2024
to ensure projected overdrafts are covered and facilitates the investment of excess cash into liquid securities. We interact...
Institutional Sales Liaison I - San Francisco
Company: Stifel |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 19 Oct 2024
. Track all transactions through the settlement process, assuring receipt or delivery of customer securities on settlement...