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Securities jobs in california state USA

511 securities jobs found in california state: showing 421 - 440

Senior Manager, Equity Administration
Company: Riot Games |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 09 Jan 2025
and ensure compliance with company policies, relevant accounting guidance, securities laws, domestic and international tax..., relating to compensation and familiar with international securities and tax laws governing employee stock plans Solid written...
Financial Advisor - Oxnard, Ca - Market 28, Region 133
Company: Edward Jones |

Location: Oxnard, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 08 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
Claims Officer - Financial Lines Directors & Officers
Company: State Auto |

Location: California, USA

| Salary: $192700 per year | Date posted: 08 Jan 2025
& Officers claims including but not limited to: securities class actions, shareholder derivative class actions, regulatory...
Managing Senior Counsel / Director, Senior Corporate Counsel
Company: Palo Alto Networks |

Location: Santa Clara, CA, USA

| Salary: unspecified | Date posted: 08 Jan 2025
to join a dynamic corporate legal team and work on a broad range of corporate and securities law matters. You will be part of a fast..., and securities matters. You will work closely with your primary stakeholders, including Finance, Accounting, Treasury, Investor...
Contracts Manager
Company: PCL Construction |

Location: San Diego, CA, USA

| Salary: $106500 - 137500 per year | Date posted: 07 Jan 2025
forms of contract language, as required. Intermediate knowledge of bid and contract securities and insurance as they relate...
Contracts Manager
Company: PCL Construction |

Location: San Diego, CA, USA

| Salary: $106500 - 137500 per year | Date posted: 07 Jan 2025
forms of contract language, as required. Intermediate knowledge of bid and contract securities and insurance as they relate...
J.p. Morgan Wealth Management – Private Client Advisor - Beverly Hills, Ca
Company: JPMorgan Chase |

Location: Beverly Hills, CA, USA

| Salary: unspecified | Date posted: 05 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management – Private Client Advisor - Los Angeles, Ca
Company: JPMorgan Chase |

Location: Los Angeles, CA, USA

| Salary: unspecified | Date posted: 05 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
Financial Solutions Advisor Registration Candidate- Consumer Investments- Peninsula Area
Company: Bank of America |

Location: San Mateo, CA, USA

| Salary: $28.85 - 33.65 per hour | Date posted: 05 Jan 2025
journey. As a Financial Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses..., where you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once...
Registered Client Service Associate
Company: Ameriprise Financial |

Location: Roseville, CA, USA

| Salary: $27.45 - 37.06 per hour | Date posted: 04 Jan 2025
relevant experience required. Series 7 or ability to obtain within 150 days. State securities agent registration (S63...
Sr. Paralegal, Securities
Company: Visa |

Location: San Francisco, CA, USA

| Salary: $100700 - 162000 per year | Date posted: 04 Jan 2025
to support Visa's corporate securities functions. A primary focus of the role will be working collaboratively with other members... with securities law compliance and other SEC, NYSE and other regulatory filings. Support periodic and ad-hoc regulatory reporting...
J.p. Morgan Wealth Management – Private Client Advisor - Northridge, Ca
Company: JPMorgan Chase |

Location: Northridge, CA, USA

| Salary: unspecified | Date posted: 04 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
J.p. Morgan Wealth Management – Private Client Advisor - Glendale, Ca
Company: JPMorgan Chase |

Location: Glendale, CA, USA

| Salary: unspecified | Date posted: 04 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
Production Coordinator
Company: ASM Global |

Location: Stockton, CA, USA

| Salary: $68640 - 70500 per year | Date posted: 04 Jan 2025
& Securities Manager. Supervisory Responsibilities This position will supervise all production staff at ASM Global Stockton...
Assistant Investment Officer(floater)
Company: City National Bank |

Location: Los Angeles, CA, USA

| Salary: $65296 - 104304 per year | Date posted: 04 Jan 2025
, securities processing, restricted stock, securities settlement, cashiering, corporate reorganizations, dividends, margin, and tax... inquiries. Provide Administrative support primarily to Investment Officers and clients with the City National Securities...
Pre-litigation Attorney
Company: Novel Technology Services |

Location: Los Angeles, CA, USA

| Salary: $175000 - 200000 per year | Date posted: 03 Jan 2025
from an accredited law school. Admission to the bar in the relevant jurisdiction. Experience in family law, patent law, or securities...
J.p. Morgan Wealth Management – Private Client Advisor - Palmdale, Ca
Company: JPMorgan Chase |

Location: Palmdale, CA, USA

| Salary: unspecified | Date posted: 03 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...
Litigation Associate
Company: Direct Counsel |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 02 Jan 2025
with experiences across the litigation spectrum, including class actions, appellate, environmental, securities, antitrust, intellectual.... Strong interest in and/or experience across different areas of litigation (e.g., class actions, securities, antitrust...
Financial Advisor - Hemet, Ca - Market 28, Region 135
Company: Edward Jones |

Location: Hemet, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 02 Jan 2025
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent...
J.p. Morgan Wealth Management – Private Client Advisor - Pasadena, Ca
Company: JPMorgan Chase |

Location: Pasadena, CA, USA

| Salary: unspecified | Date posted: 02 Jan 2025
and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member...