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Securities jobs in california state USA

402 securities jobs found in california state: showing 341 - 360

Corporate/privacy Attorney
Company: Exponent |

Location: Menlo Park, CA, USA

| Salary: unspecified | Date posted: 28 Oct 2024
including privacy, corporate governance, securities, compliance, employment, litigation, and risk management. The... and regulations for both corporate activities and client project work. Corporate Governance and Securities: Assist with corporate...
Registered Client Service Associate
Company: Stifel |

Location: Redlands, CA, USA

| Salary: unspecified | Date posted: 27 Oct 2024
procedures and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities...
Middle Office Analyst
Company: East West Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
skills and can independently prioritize projects in a fast-paced environment Knowledge of fixed income securities...
Financial Advisor - Career Change Opportunity
Company: Edward Jones |

Location: Novato, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 26 Oct 2024
experience within the securities/financial services industry Financial services and/or sales experience Financial services... specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange...
Python Developer
Company: Perfict Global |

Location: Oakland, CA, USA

| Salary: unspecified | Date posted: 26 Oct 2024
optimization, and risk mitigation. Must haves: Investment systems knowledge (trading, securities, etc) Ability to effectively...
Evp, Supervision & Credit
Company: Federal Reserve Bank |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 25 Oct 2024
generally prohibit employees, their spouses/domestic partners, and minor children from owning securities, such as stock...
Director Transmission And Interconnection
Company: Leap29 |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 25 Oct 2024
entire interconnection process, including financial fees, risks, and securities from application to project commissioning...
Sec Reporting Manager
Company: Stemta Corporation |

Location: San Francisco, CA, USA

| Salary: unspecified | Date posted: 25 Oct 2024
statements and reports in compliance with the Securities and Exchange Commission (SEC) regulations. This is a critical role...
Financial Advisor - Career Change Opportunity
Company: Edward Jones |

Location: San Ramon, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
experience within the securities/financial services industry Financial services and/or sales experience Financial services...
Financial Advisor - Burlingame, Ca - Market 31, Region 067
Company: Edward Jones |

Location: Burlingame, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Coordinator, Retirement Services
Company: Wedbush Securities |

Location: Los Angeles, CA, USA

| Salary: $44000 - 60000 per year | Date posted: 25 Oct 2024
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues. Comprehensive medical, dental...
Financial Advisor - Novato, Ca - Market 31, Region 048
Company: Edward Jones |

Location: Novato, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...
Sr. Manager Stock Plan Administration
Company: Alliance Resource Group |

Location: Los Angeles, CA, USA

| Salary: $20000 - 30000 per year | Date posted: 24 Oct 2024
regulations and securities laws, and contribute to management reports. Ensure the accuracy and currency of participant and equity... impact of changes in federal and state regulations and securities laws on processes and implement updates to maintain...
Financial Advisor
Company: Atria Wealth Solutions |

Location: Riverside, CA, USA

| Salary: unspecified | Date posted: 23 Oct 2024
and securities consequences to clients with particular investments. Attends training and/or completing required continuing education...
Intern - Legal
Company: NetApp |

Location: San Jose, CA - Vienna, VA, USA

| Salary: unspecified | Date posted: 23 Oct 2024
and Employment; Government Relations; Data Privacy and Governance; Global Trade Compliance; Litigation; Corporate and Securities...
Financial Advisor - San Ramon, Ca - Market 31, Region 151
Company: Edward Jones |

Location: San Ramon, CA, USA

| Salary: $38500 - 100000 per year | Date posted: 23 Oct 2024
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry...
Branch Manager
Company: Ameriprise Financial |

Location: Walnut Creek, CA, USA

| Salary: $66560 per year | Date posted: 23 Oct 2024
or ability to obtain without 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days...
Finance Credit And Risk Analyst
Company: The Patriot Group |

Location: Huntington Beach, CA, USA

| Salary: $75000 - 100000 per year | Date posted: 23 Oct 2024
with securities regulations, including SEC, FINRA, and margin reporting requirements. Excellent analytical skills with the...
Registered Client Service Associate
Company: Stifel |

Location: Carlsbad, CA, USA

| Salary: unspecified | Date posted: 23 Oct 2024
procedures and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities...
Sr. Relationship Manager/rm - Middle Market (newport Beach, Ca)
Company: Bank of America |

Location: Newport Beach, CA, USA

| Salary: unspecified | Date posted: 20 Oct 2024
and negotiating with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63...