Securities jobs in california state USA
402 securities jobs found in california state: showing 341 - 360
Corporate/privacy Attorney
Company: Exponent |
including privacy, corporate governance, securities, compliance, employment, litigation, and risk management. The... and regulations for both corporate activities and client project work. Corporate Governance and Securities: Assist with corporate...Location: Menlo Park, CA, USA
| Salary: unspecified | Date posted: 28 Oct 2024
Registered Client Service Associate
Company: Stifel |
procedures and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities...Location: Redlands, CA, USA
| Salary: unspecified | Date posted: 27 Oct 2024
Middle Office Analyst
Company: East West Bank |
skills and can independently prioritize projects in a fast-paced environment Knowledge of fixed income securities...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 26 Oct 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
experience within the securities/financial services industry Financial services and/or sales experience Financial services... specified criminal history as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange...Location: Novato, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 26 Oct 2024
Python Developer
Company: Perfict Global |
optimization, and risk mitigation. Must haves: Investment systems knowledge (trading, securities, etc) Ability to effectively...Location: Oakland, CA, USA
| Salary: unspecified | Date posted: 26 Oct 2024
Evp, Supervision & Credit
Company: Federal Reserve Bank |
generally prohibit employees, their spouses/domestic partners, and minor children from owning securities, such as stock...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 25 Oct 2024
Director Transmission And Interconnection
Company: Leap29 |
entire interconnection process, including financial fees, risks, and securities from application to project commissioning...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 25 Oct 2024
Sec Reporting Manager
Company: Stemta Corporation |
statements and reports in compliance with the Securities and Exchange Commission (SEC) regulations. This is a critical role...Location: San Francisco, CA, USA
| Salary: unspecified | Date posted: 25 Oct 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
experience within the securities/financial services industry Financial services and/or sales experience Financial services...Location: San Ramon, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
Financial Advisor - Burlingame, Ca - Market 31, Region 067
Company: Edward Jones |
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...Location: Burlingame, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
Coordinator, Retirement Services
Company: Wedbush Securities |
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative... compensation package, Wedbush Securities (WS) offers an array of diverse benefits to our Colleagues. Comprehensive medical, dental...Location: Los Angeles, CA, USA
| Salary: $44000 - 60000 per year | Date posted: 25 Oct 2024
Financial Advisor - Novato, Ca - Market 31, Region 048
Company: Edward Jones |
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry... Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice...Location: Novato, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 25 Oct 2024
Sr. Manager Stock Plan Administration
Company: Alliance Resource Group |
regulations and securities laws, and contribute to management reports. Ensure the accuracy and currency of participant and equity... impact of changes in federal and state regulations and securities laws on processes and implement updates to maintain...Location: Los Angeles, CA, USA
| Salary: $20000 - 30000 per year | Date posted: 24 Oct 2024
Financial Advisor
Company: Atria Wealth Solutions |
and securities consequences to clients with particular investments. Attends training and/or completing required continuing education...Location: Riverside, CA, USA
| Salary: unspecified | Date posted: 23 Oct 2024
Intern - Legal
Company: NetApp |
and Employment; Government Relations; Data Privacy and Governance; Global Trade Compliance; Litigation; Corporate and Securities...Location: San Jose, CA - Vienna, VA, USA
| Salary: unspecified | Date posted: 23 Oct 2024
Financial Advisor - San Ramon, Ca - Market 31, Region 151
Company: Edward Jones |
below: A bachelor's degree is strongly preferred or equivalent work-related experience within the securities/financial services industry...Location: San Ramon, CA, USA
| Salary: $38500 - 100000 per year | Date posted: 23 Oct 2024
Branch Manager
Company: Ameriprise Financial |
or ability to obtain without 90 days Active State Securities Agent Registration (S63 or S66) or ability to obtain within 150 days...Location: Walnut Creek, CA, USA
| Salary: $66560 per year | Date posted: 23 Oct 2024
Finance Credit And Risk Analyst
Company: The Patriot Group |
with securities regulations, including SEC, FINRA, and margin reporting requirements. Excellent analytical skills with the...Location: Huntington Beach, CA, USA
| Salary: $75000 - 100000 per year | Date posted: 23 Oct 2024
Registered Client Service Associate
Company: Stifel |
procedures and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities...Location: Carlsbad, CA, USA
| Salary: unspecified | Date posted: 23 Oct 2024
Sr. Relationship Manager/rm - Middle Market (newport Beach, Ca)
Company: Bank of America |
and negotiating with a team of bank associates to solve client problems. Securities Industry Essentials (SIE), Series 7 & 63...