Securities jobs in texas state USA
711 securities jobs found in texas state: showing 21 - 40
Asset & Wealth Management-dallas-vice President-software Engineering
Company: Goldman Sachs |
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Associate Financial Advisor - Orange, Tx
Company: Edward Jones |
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...Location: Orange, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: Dallas, TX, USA
| Salary: $100000 - 125000 per year | Date posted: 02 Feb 2025
Registered Wealth Management Client Associate
Company: Bank of America |
Identification Written Communications Required Qualifications: FINRA Securities Industry Essentials (SIE), Series 7, 63/65...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Software Engineer Iii - Java, Spring, Aws
Company: JPMorgan Chase |
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...Location: Plano, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: Dallas, TX, USA
| Salary: $100000 - 125000 per year | Date posted: 02 Feb 2025
Total Rewards Leader
Company: International Staffing Consultants |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Life Insurance Sales Agent - Entry Level (remote)
Company: Primerica - Lady Lake, FL |
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Total Rewards Leader
Company: Philips Recruiting Services |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Java Microservices Software Developer
Company: Citigroup |
range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage...Location: Irving, TX, USA
| Salary: $84580 - 118020 per year | Date posted: 02 Feb 2025
Wealth Manager - With Athletic Background
Company: Northwestern Mutual |
Certifications Securities Industry Essentials (SIE) Series 6, 7, and 63 Support for Licensing: Northwestern Mutual offers pre... Support for insurance licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial...Location: Justin, TX, USA
| Salary: $60000 - 118000 per year | Date posted: 02 Feb 2025
Avp, Nuveen Compliance
Company: TIAA |
Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian... involving Nuveen Securities and Nuveen Canada Co. Draft and maintain assigned policies and standard operating procedures...Location: Dallas, TX, USA
| Salary: $79500 - 140700 per year | Date posted: 02 Feb 2025
Life Insurance Agent - No Experience Required
Company: Castillon Agency |
to life insurance, applicants will have opportunities to pursue further licenses in Securities and Mortgage as part...Location: San Antonio, TX, USA
| Salary: $4500 per month | Date posted: 02 Feb 2025
Life Insurance Agent - Entry Level
Company: Castillon Agency |
will have opportunities to pursue further licenses in Securities and Mortgage as part of their career development with our firm...Location: Houston, TX, USA
| Salary: $4500 per month | Date posted: 02 Feb 2025
Total Rewards Leader
Company: Apple & Associates |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Private Client Banker - Bulverde-spring Branch, Tx
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...Location: New Braunfels, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...Location: Dallas, TX, USA
| Salary: $160000 - 190000 per year | Date posted: 01 Feb 2025
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: Houston, TX, USA
| Salary: $100000 - 125000 per year | Date posted: 01 Feb 2025
Financial Advisor
Company: Teacher's Pension and Insurance Services |
securities and FIA products? *Life and Health Licensed Only Agents Looking for a more traditional career model that removes...Location: Houston, TX, USA
| Salary: $100000 - 250000 per year | Date posted: 01 Feb 2025
Relationship Banker - Old Spanish Trail Branch, Southeast-houston, Tx
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...