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Securities jobs in texas state USA

711 securities jobs found in texas state: showing 21 - 40

Asset & Wealth Management-dallas-vice President-software Engineering
Company: Goldman Sachs |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world...
Associate Financial Advisor - Orange, Tx
Company: Edward Jones |

Location: Orange, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
at Edward Jones during the assigned study period At least 3-5 years of relevant experience in securities industry preferred...
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Dallas, TX, USA

| Salary: $100000 - 125000 per year | Date posted: 02 Feb 2025
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...
Registered Wealth Management Client Associate
Company: Bank of America |

Location: Dallas, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
Identification Written Communications Required Qualifications: FINRA Securities Industry Essentials (SIE), Series 7, 63/65...
Software Engineer Iii - Java, Spring, Aws
Company: JPMorgan Chase |

Location: Plano, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
& Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Dallas, TX, USA

| Salary: $100000 - 125000 per year | Date posted: 02 Feb 2025
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...
Total Rewards Leader
Company: International Staffing Consultants |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Life Insurance Sales Agent - Entry Level (remote)
Company: Primerica - Lady Lake, FL |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...
Total Rewards Leader
Company: Philips Recruiting Services |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Java Microservices Software Developer
Company: Citigroup |

Location: Irving, TX, USA

| Salary: $84580 - 118020 per year | Date posted: 02 Feb 2025
range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage...
Wealth Manager - With Athletic Background
Company: Northwestern Mutual |

Location: Justin, TX, USA

| Salary: $60000 - 118000 per year | Date posted: 02 Feb 2025
Certifications Securities Industry Essentials (SIE) Series 6, 7, and 63 Support for Licensing: Northwestern Mutual offers pre... Support for insurance licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial...
Avp, Nuveen Compliance
Company: TIAA |

Location: Dallas, TX, USA

| Salary: $79500 - 140700 per year | Date posted: 02 Feb 2025
Compliance Officer of Nuveen Securities, LLC, a registered U.S. broker-dealer, and Nuveen Canada Co., a regulated Canadian... involving Nuveen Securities and Nuveen Canada Co. Draft and maintain assigned policies and standard operating procedures...
Life Insurance Agent - No Experience Required
Company: Castillon Agency |

Location: San Antonio, TX, USA

| Salary: $4500 per month | Date posted: 02 Feb 2025
to life insurance, applicants will have opportunities to pursue further licenses in Securities and Mortgage as part...
Life Insurance Agent - Entry Level
Company: Castillon Agency |

Location: Houston, TX, USA

| Salary: $4500 per month | Date posted: 02 Feb 2025
will have opportunities to pursue further licenses in Securities and Mortgage as part of their career development with our firm...
Total Rewards Leader
Company: Apple & Associates |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Private Client Banker - Bulverde-spring Branch, Tx
Company: JPMorgan Chase |

Location: New Braunfels, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state...
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Dallas, TX, USA

| Salary: $160000 - 190000 per year | Date posted: 01 Feb 2025
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Houston, TX, USA

| Salary: $100000 - 125000 per year | Date posted: 01 Feb 2025
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...
Financial Advisor
Company: Teacher's Pension and Insurance Services |

Location: Houston, TX, USA

| Salary: $100000 - 250000 per year | Date posted: 01 Feb 2025
securities and FIA products? *Life and Health Licensed Only Agents Looking for a more traditional career model that removes...
Relationship Banker - Old Spanish Trail Branch, Southeast-houston, Tx
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...