Securities jobs in houston USA
89 securities jobs found in houston: showing 1 - 20
Total Rewards Leader
Company: KOB Solutions |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Total Rewards Leader
Company: Top Dog Recruiting |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Financial Planning Assistant
Company: Ameriprise Financial |
securities licenses and registrations in the future, including SIE, Series 7, Series 66, and state insurance licenses...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Administrative Assistant Ii
Company: Michael Page |
range of banking, securities, trust, and asset management services. Medical, Dental, Vision Benefits Competitive Pay! Hybrid work...Location: Houston, TX, USA
| Salary: $62395 - 66554 per year | Date posted: 02 Feb 2025
Total Rewards Leader
Company: International Staffing Consultants |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Life Insurance Sales Agent - Entry Level (remote)
Company: Primerica - Lady Lake, FL |
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Total Rewards Leader
Company: Philips Recruiting Services |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Life Insurance Agent - Entry Level
Company: Castillon Agency |
will have opportunities to pursue further licenses in Securities and Mortgage as part of their career development with our firm...Location: Houston, TX, USA
| Salary: $4500 per month | Date posted: 02 Feb 2025
Total Rewards Leader
Company: Apple & Associates |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 02 Feb 2025
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: Houston, TX, USA
| Salary: $100000 - 125000 per year | Date posted: 01 Feb 2025
Financial Advisor
Company: Teacher's Pension and Insurance Services |
securities and FIA products? *Life and Health Licensed Only Agents Looking for a more traditional career model that removes...Location: Houston, TX, USA
| Salary: $100000 - 250000 per year | Date posted: 01 Feb 2025
Relationship Banker - Old Spanish Trail Branch, Southeast-houston, Tx
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Iw Corp Trust Relationship Mgr I
Company: BOK Financial |
Range: Not available Application Deadline: 02/28/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...Location: Houston, TX, USA
| Salary: $160000 - 190000 per year | Date posted: 01 Feb 2025
Total Rewards Leader
Company: Gables Search Group |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Relationship Banker- Beltway And Wallisville-houston, Tx
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Commodities Corporate Structuring - Vice President (resident)
Company: Citigroup |
with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Total Rewards Leader
Company: Client Staffing Solutions |
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Compliance Analyst
Company: TC Energy |
in physical or financial energy commodity trading Direct exposure to FERC, CFTC, Canadian Securities Administrators, or natural...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 01 Feb 2025
Equity And Compensation Plan Administrator
Company: Infinity Natural Resources |
compliance with all applicable securities laws and regulations, while providing exceptional support to employees and executives... to employees and maintain the relationship with the equity system vendor. Ensure compliance with all applicable securities laws...