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Securities jobs in houston USA

89 securities jobs found in houston: showing 1 - 20

Total Rewards Leader
Company: KOB Solutions |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Total Rewards Leader
Company: Top Dog Recruiting |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Financial Planning Assistant
Company: Ameriprise Financial |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
securities licenses and registrations in the future, including SIE, Series 7, Series 66, and state insurance licenses...
Administrative Assistant Ii
Company: Michael Page |

Location: Houston, TX, USA

| Salary: $62395 - 66554 per year | Date posted: 02 Feb 2025
range of banking, securities, trust, and asset management services. Medical, Dental, Vision Benefits Competitive Pay! Hybrid work...
Total Rewards Leader
Company: International Staffing Consultants |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Life Insurance Sales Agent - Entry Level (remote)
Company: Primerica - Lady Lake, FL |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
Insurance License (if not currently licensed) Federal Securities (Investment) License - SIE, Series 6, 63, 26, & 65 (optional...
Total Rewards Leader
Company: Philips Recruiting Services |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Life Insurance Agent - Entry Level
Company: Castillon Agency |

Location: Houston, TX, USA

| Salary: $4500 per month | Date posted: 02 Feb 2025
will have opportunities to pursue further licenses in Securities and Mortgage as part of their career development with our firm...
Total Rewards Leader
Company: Apple & Associates |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 02 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Senior Manager - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Houston, TX, USA

| Salary: $100000 - 125000 per year | Date posted: 01 Feb 2025
requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client..., and reviewing the following: Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...
Financial Advisor
Company: Teacher's Pension and Insurance Services |

Location: Houston, TX, USA

| Salary: $100000 - 250000 per year | Date posted: 01 Feb 2025
securities and FIA products? *Life and Health Licensed Only Agents Looking for a more traditional career model that removes...
Relationship Banker - Old Spanish Trail Branch, Southeast-houston, Tx
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Iw Corp Trust Relationship Mgr I
Company: BOK Financial |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
Range: Not available Application Deadline: 02/28/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK...
Associate Director - Compliance (alternative Assets)
Company: IQ-EQ |

Location: Houston, TX, USA

| Salary: $160000 - 190000 per year | Date posted: 01 Feb 2025
, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations...
Total Rewards Leader
Company: Gables Search Group |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Relationship Banker- Beltway And Wallisville-houston, Tx
Company: JPMorgan Chase |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...
Commodities Corporate Structuring - Vice President (resident)
Company: Citigroup |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure...
Total Rewards Leader
Company: Client Staffing Solutions |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
requires a focus on ensuring compliance with securities laws and regulations while delivering exceptional support to employees... vendor relationships. Ensure compliance with securities laws and regulations, including Section 16 reporting requirements...
Compliance Analyst
Company: TC Energy |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
in physical or financial energy commodity trading Direct exposure to FERC, CFTC, Canadian Securities Administrators, or natural...
Equity And Compensation Plan Administrator
Company: Infinity Natural Resources |

Location: Houston, TX, USA

| Salary: unspecified | Date posted: 01 Feb 2025
compliance with all applicable securities laws and regulations, while providing exceptional support to employees and executives... to employees and maintain the relationship with the equity system vendor. Ensure compliance with all applicable securities laws...