Securities jobs in dallas USA
195 securities jobs found in dallas: showing 1 - 50
Executive Assistant – Global Head Of Growth & Enablement, New York, Dallas Or London
Company: S&P Global |
of respect and collaboration, we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuantLocation: Dallas, TX - New York City, NY, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Operations Specialist (cash Management)
Company: Apex Fintech Solutions |
securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthyLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 04 Oct 2026
Registered Wealth Management Client Associate
Company: Bank of America |
: Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Manager, Dtc Security Settlements - Global Wholesale Operations
Company: Scotiabank |
, including Buy-ins, Securities Borrow/Loan transactions, and ACATs. Ensure accurate and timely settlement across a complex... product set, including equities, bonds, ADRs/ORDs, 144A/Reg S securities, and collateralized transactions. MaintainLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Application Support Engineering Senior Associate
Company: DTCC |
Engineering (SRE), or related technical roles, ideally within Financial Services, Capital Markets, Securities Processing, FinTech... ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depositoryLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Compliance, Asset Management (“am”) Compliance, Associate, Dallas
Company: Goldman Sachs |
and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investmentLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 03 Oct 2026
Wealth Management, Restricted Stock / 10b5-1 Specialist , Vice President
Company: JPMorgan Chase |
Management teams and clients on U.S. regulatory considerations and execution strategy for restricted/control securities and Rule... restricted/control securities and insiders. + Provide judgment on complex or sensitive situations (e.g., concentration riskLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Product Owner, Data & Analytics
Company: DTCC |
ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued at U.S. $3.7 quadrillion and its depository... subsidiary provided custody and asset servicing for securities issues from over 150 countries and territories valued at U.S. $99Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Manager, Fed Securities Settlements - Global Wholesale Operations
Company: Scotiabank |
This operational leadership role is responsible for the end-to-end delivery of U.S. fixed-income securities settlement activities. The... Provide oversight of daily U.S. FED securities settlement activities supporting domestic and international business linesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 02 Oct 2026
Associate Counsel, Wealth Management
Company: Frontline Source Group Holdings, LLC dba dfwHR |
experience required Familiarity with the Investment Advisers Act of 1940, Securities Act of 1933, Investment Company Act... of 1940, FINRA rules and state securities laws Strong commercial drafting and contract negotiation skills StrongLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
J.p. Morgan Wealth Management - Private Client Advisor - Dallas, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Associate Counsel, Wealth Management
Company: Frontline Source Group |
experience required Familiarity with the Investment Advisers Act of 1940, Securities Act of 1933, Investment Company Act... of 1940, FINRA rules and state securities laws Strong commercial drafting and contract negotiation skills StrongLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Manager, Gwo Securities Settlements - Regulatory Control
Company: Scotiabank |
for every future! Purpose Contributes to the overall success of the Securities Settlements team in NY ensuring specificLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Premier Advisor - Dallas
Company: Truist |
. A minimum of Securities Industry Essentials (SIE), FINRA Series 7, 66 (63 and 65 in lieu of 66) and applicable InsuranceLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 01 Oct 2026
Commercial Litigation Attorney
Company: Match Made Tech |
, banking, lending, securities, capital markets, or other highly regulated industries may be particularly relevant, althoughLocation: Dallas, TX, USA
| Salary: US$150000 - 175000 per year | Date posted: 01 Oct 2026
Litigation Associate
Company: unknown |
liability, mass tort, securities and shareholder litigation, antitrust, intellectual property, insurance, constructionLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Awm | Private Bank | Capital Call Financing Underwriting | Dallas
Company: Goldman Sachs |
borrowing solutions against asset classes ranging from marketable securities and alternative investments, residential.... Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in NewLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Public Finance Compliance Consultant (blx Group)
Company: Orrick Herrington & Sutcliffe LLP |
subsidiary of Orrick, Herrington & Sutcliffe LLP, a global law firm. BLX Group is registered with the Securities Exchange... Commission (SEC) and Municipal Securities Rulemaking Board (MSRB) as a municipal advisor. We specialize in serving public financeLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Isg Trade Surveillance Vice President
Company: Morgan Stanley |
risks across the Firm's institutional securities business. This role partners closely with global surveillance colleaguesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Employee Investing And Activities Compliance, Director
Company: Morgan Stanley |
, reviewing, and processing outside business interests (outside securities account, private investments, and outside business... employee trading violation reviews. - Serve as a resource to the WM EIAC Mumbai team on outside personal securities accountLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 30 Sep 2026
Legal Counsel - Corporate Governance, Securities, M&a
Company: Texas Instruments |
to join our worldwide Corporate Governance, Securities, M&A legal team. Based in Dallas, this role will provide expert legal counsel... on matters relating to securities regulation, public-company compliance, and corporate governance. This attorney will ensureLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Private Client Banker - Hillside Dallas Branch - Dallas, Tx
Company: JPMorgan Chase |
. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, stateLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Product Owner Senior Associate
Company: DTCC |
financial markets while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions... valued at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issuesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Private Client Banker - Hillside Dallas Branch - Dallas, Tx
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Gbm - Private, Csg - Vice President, Lead Underwriter — Commercial Real Estate Financing Group - Asset Originations, Dallas Tx
Company: Goldman Sachs |
. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in NewLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Devsecops Engineering Senior Associate (application Infrastructure)
Company: DTCC |
while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued... at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countriesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 29 Sep 2026
Hr Business Partner
Company: Apex Fintech Solutions |
securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthyLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Private Bank - Alternative Investment Specialist - Vice President
Company: JPMorgan Chase |
preferred. Strong teamwork and interpersonal skills. Strong oral and written communication skills FINRA General Securities... Representative Exam (i.e. Series 7) and Uniform Securities Agent State Law Examination (i.e. Series 63) required (may take theseLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Part-time Personal Banker
Company: BOK Financial |
, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal HillLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 28 Sep 2026
J.p. Morgan Wealth Management - Private Client Community Center Advisor - Dallas, Tx (oak Cliff)
Company: JPMorgan Chase |
AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registeredLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 28 Sep 2026
Investment Advisor - Ai Trainer
Company: Mercor |
. Position: Securities, Commodities, and Financial Services Sales Agents Type: Contract Compensation: $70$110/hour Location... soundness, regulatory compliance, and analytical rigor. Review scenarios involving securities and commodities transactionsLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Legal, Real Estate Transaction Attorney, Vice President, Dallas/new York
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 26 Sep 2026
Senior Application Support Engineer – Distributed & Mainframe
Company: DTCC |
while advancing the digital asset ecosystem. In 2024, DTCC's subsidiaries processed securities transactions valued... at U.S. $3.7 quadrillion and its depository subsidiary provided custody and asset servicing for securities issues from over 150 countriesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 25 Sep 2026
Financial Solutions Advisor Registration Candidate Consumer Investments - Sierra Vista Financial Center
Company: Bank of America |
or applications Desired Qualifications: Currently holds FINRA Securities Industry Essentials (SIE) Bachelors degreeLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Operations Specialist
Company: Apex Fintech Solutions |
securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthy... of 2-3 years experience in the financial industry, preferably in roles related to: securities processing, brokerageLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Iw Corporate Trust Relationship Manager Iii
Company: BOK Financial |
, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal HillLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Commercial Litigation Associate Attorney
Company: Lewis Brisbois Bisgaard & Smith |
litigation matters, including financial fraud; securities; breach of contract; breach of fiduciary duties; partnership disputesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Lead Application Support Engineer
Company: DTCC |
and Securities LOCATION: Coppell, TX. Telecommuting may be permitted a few days a week. When not telecommuting, must reportLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Transaction Banking, Payments Product Manager, Vice President
Company: Goldman Sachs |
communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment managementLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Private Client Banker- South Preston Royal, Dallas, Tx
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 24 Sep 2026
Assistant United States Attorney (cyber & Complex Fraud)
Company: Federal government of the United States |
asset platforms, and other evolving crypto schemes. Additionally, you will handle securities fraud matters involvingLocation: Dallas, TX, USA
| Salary: US$89644 - 195769 per year | Date posted: 24 Sep 2026
Client Services Representative
Company: BOK Financial |
BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, IncLocation: Fort Worth, TX - Dallas, TX, USA
| Salary: US$55000 - 60000 per year | Date posted: 23 Sep 2026
Customer Success Associate
Company: Figure Technologies |
Securities Act of 1933. Figure is the market leader in real-world asset (RWA) tokenization. The company has received tripleLocation: Dallas, TX, USA
| Salary: US$71000 per year | Date posted: 23 Sep 2026
Senior Manager, Finance Operational Risk Assurance
Company: Scotiabank |
-solving skills in the context of a finance department of a banking organization with a product mix of securities, loansLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Global Banking & Markets, Private Non-financial Risk Management, Associate - Dallas
Company: Goldman Sachs |
problems for our clients. We are a leading global financial services firm providing investment banking, securities... with all parts of the firm to provide banking, securities and asset management services to clients around the world. Our team of riskLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 23 Sep 2026
Remote Tax Manager
Company: unknown |
, managing cap tables, and handling securities. This is a great opportunity for a professional looking to grow and develop... and documentation. 4. Prepare and file various securities filings, including Form D and Section 16 reports. 5. Provide support in theLocation: Dallas, TX, USA
| Salary: US$100000 - 160000 per year | Date posted: 22 Sep 2026
Senior Manager, U.s. Finance & Regulatory Reporting - Audit
Company: Scotiabank |
organization with a product mix of securities, loans, and derivatives. A thorough understanding of financial/regulatoryLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Investigations, Compliance & Privacy Director
Company: AlixPartners |
mitigating risk related to money laundering, OFAC/sanctions, securities fraud, ACH and digital-asset fraud, and cyber-enabled... investigations involving financial fraud, securities misconduct, insider trading, market manipulation, money laundering, assetLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Operations Specialist (corporate Actions)
Company: Apex Fintech Solutions |
securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthy... of relevant experience in financial services; internship experience in operations, corporate actions, or securities processingLocation: Dallas, TX, USA
| Salary: unspecified | Date posted: 22 Sep 2026
Mgr, Virtual Advice
Company: Thrivent |
of eight or more. Must be eligible for Securities and Insurance licensing in all states and D.C.; possession of FINRA Series