Securities jobs in austin USA
52 securities jobs found in austin: showing 1 - 50
U.s. Private Bank - Investment Specialist - Executive Director
Company: JPMorgan Chase |
and external policies and procedures regarding securities transactions and code of conduct Provide guidance to junior staffLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 17 Jul 2026
Relationship Banker - Northland Mopac - Austin, Tx
Company: JPMorgan Chase |
degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) exam, FINRA Series 6, state registrationLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 Jul 2026
Relationship Banker - Northland Mopac - Austin, Tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 Jul 2026
Vp, Controller
Company: Flex |
Accounting Principles (US GAAP) and the Securities and Exchange Commission (SEC) rules and regulations. Key ResponsibilitiesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 Jul 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Austin, Tx
Company: JPMorgan Chase |
condition of employment If you were registered after October 1, 2018 you must also have a valid and active Securities Industry... products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisorLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 14 Jul 2026
U.s. Private Bank - Investment Specialist - Executive Director
Company: JPMorgan Chase |
and external policies and procedures regarding securities transactions and code of conduct Provide guidance to junior staffLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 13 Jul 2026
J.p. Morgan Wealth Management - Private Client Investment Associate - Austin, Tx
Company: JPMorgan Chase |
you must also have a valid and active Securities Industry Essential (SIE) exam A valid and active Series 66 (63/65), and Life and Health... PRINCIPAL AMOUNT INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMSLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 13 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - North And West Austin, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 11 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Central Austin, Tx
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 11 Jul 2026
J.p. Morgan Wealth Management - Private Client Advisor - Austin, Tx (georgetown Area)
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are madeLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Associate, Global Client Group (enterprise)
Company: Dimensional Fund Advisors |
, CFA, CFP) SIE (Securities Industry Essentials), Series 7, and Series 63/66 licenses are required and must be obtainedLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Austin, TX, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Austin, TX, USA
| Salary: US$61000 per year | Date posted: 10 Jul 2026
Client Service Manager (specialist), Retirement Plan Services
Company: Charles Schwab |
, pension, trust and securities industries #workplacejobsLocation: Westlake, TX - Austin, TX, USA
| Salary: US$50900 - 68000 per year | Date posted: 09 Jul 2026
Vp, International Financial Consultant - Europe, Middle East And Africa
Company: Charles Schwab |
in another foreign language 5+ years direct international client experience and an equivalent level of knowledge of securities industryLocation: Westlake, TX - Austin, TX, USA
| Salary: US$75000 - 100000 per year | Date posted: 09 Jul 2026
Vp, International Financial Consultant - Asia Pacific Region
Company: Charles Schwab |
client experience and an equivalent level of knowledge of securities industry required 3+ years demonstrated experienceLocation: Westlake, TX - Austin, TX, USA
| Salary: US$75000 - 100000 per year | Date posted: 09 Jul 2026
Sr Manager Charitable Strategies
Company: Charles Schwab |
, securities law, alternative investments, exempt organizations, and estate/charitable planning strategies. Support Business... organizations; corporate transactions and estate planning; financial services/wealth management; securities law; alternativeLocation: Westlake, TX - Austin, TX, USA
| Salary: US$160000 - 180000 per year | Date posted: 07 Jul 2026
Counsel, Litigation & Artificial Intelligence (ai)
Company: Dimensional Fund Advisors |
as international securities law analysis and compliance). Additionally, the position will advise the company on legal and regulatory... plus years of practicing law with domestic and international securities or financial services litigation experience. PreferablyLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 03 Jul 2026
Private Client Banker - Fm 2222 And Jester Branch - Austin, Tx
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 02 Jul 2026
Corporate Counsel, Securities And Governance
Company: Flex |
point, we encourage you to apply and join us to create the extraordinary. Job Summary The Securities and Governance... Attorney will support a broad range of U.S. securities and corporate law matters. Primary internal clients will include FinanceLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 01 Jul 2026
Legal Counsel
Company: Aviat Networks |
with a background in securities law, corporate governance, and cross-functional legal support. This is a high-visibility roleLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 29 Jun 2026
Entry-level Insurance Sales Agent
Company: New York Life |
Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLCLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 29 Jun 2026
Fast Track Insurance Partner
Company: New York Life |
. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance AgencyLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 29 Jun 2026
Contract To Perm Corporate Paralegal Specialist (hybrid)
Company: Naviga |
, merger documents, closing books, electronic closing sets, and shortform closing deliverables. Securities & Regulatory... capitalization, the Securities Act of 1933, the Securities Exchange Act of 1934, and California/Delaware Corporations CodesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 29 Jun 2026
Corporate Counsel, Ehs – (b5)
Company: Applied Materials |
and securities matters, including corporate governance, securities compliance, public disclosures and investor communicationsLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Structured Finance Associate Attorney
Company: Direct Counsel |
who is interested in sophisticated structured finance transactions, with a focus on commercial mortgage-backed securities... finance transactions involving commercial mortgage-backed securities (CMBS). This role offers the opportunity to workLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 27 Jun 2026
Senior Full Stack Engineer
Company: Charles Schwab |
) to securely transfer client funds and securities across accounts and financial institutions through streamlined digitalLocation: Southlake, TX - Austin, TX, USA
| Salary: US$164000 - 183000 per year | Date posted: 25 Jun 2026
Wealth Advisor (austin)
Company: SWBC |
, applying knowledge of securities, investment plans, insurance solutions, market conditions, regulations, and financial... situation of clients. Provides consultation and recommendations to new and existing on the purchase or sale of securitiesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 24 Jun 2026
Fixed Income Salesperson (austin)
Company: SWBC |
of experience in fixed income sales/trading. Possess and maintain all applicable securities licenses (Series 7 and Series 63...). Broad knowledge of the financial institution securities market and investment vehicles. Strong understanding of financialLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 23 Jun 2026
Equity Research Associate
Company: Roth Capital Partners |
studies on the industries and individual companies and their securities. Through training and on the job experience, the... Research Associate learns the techniques and develops the skills necessary to research and analyze investment securitiesLocation: Austin, TX, USA
| Salary: US$70000 - 90000 per year | Date posted: 23 Jun 2026
Investment Executive (financial Advisor) Austin, Tx
Company: Fifth Third Bank |
for sales of full range of securities products and achieve targeted securities fee income goals within assigned territory... in building strong internal and external client relationships. Highly developed knowledge of the securities business, investmentLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 22 Jun 2026
Client Service Associate
Company: Stifel |
brokerage industry and securities regulations with basic knowledge of investment products. Able to organize, prioritizeLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Private Client Banker - Capital Plaza - Austin, Tx
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 18 Jun 2026
Client Service Associate
Company: Stifel |
brokerage industry and securities regulations with basic knowledge of investment products. Able to organize, prioritizeLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 17 Jun 2026
Senior Associate, Global Client Group (independent Advisor Group)
Company: Dimensional Fund Advisors |
to learn programs as needed SIE (Securities Industry Essentials), Series 7, and Series 63/66 licensesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 Jun 2026
Full Stack Engineer
Company: KellyMitchell |
applications handle functionality such as: Equity order placement Mutual fund trading ETF trading Options trading Securities... investment tools will be strongly prioritized Equities Mutual Funds ETFs Options Securities Trading Key CompetenciesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 Jun 2026
Corporate Associate (4-6yrs) - Austin
Company: Direct Counsel |
Counsel represents an AmLaw firm seeking a Corporate Associate Attorney to join its Corporate & Securities practice. This teamLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 12 Jun 2026
Contract To Perm Corporate Paralegal Specialist (hybrid)
Company: Naviga Recruiting & Executive Search |
, merger documents, closing books, electronic closing sets, and short form closing deliverables. Securities & Regulatory... capitalization, the Securities Act of 1933, the Securities Exchange Act of 1934, and California/Delaware Corporations CodesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Securities Counsel
Company: Flex |
point, we encourage you to apply and join us to create the extraordinary. Job Summary The Securities Counsel... will support a broad range of U.S. securities and corporate law matters. Primary internal clients will include Finance, AccountingLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 05 Jun 2026
Relationship Banker - Austin South Market - Austin, Tx
Company: JPMorgan Chase |
completion of required training. High school degree, GED, or foreign equivalent. The Securities Industry Essential (SIE) examLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 03 Jun 2026
Regional Director, Independent Advisors (ria's)
Company: Dimensional Fund Advisors |
and in a team environment. SIE (Securities Industry Essentials), Series 7, and Series 63/66 licenses required; SIE and Series 7Location: Austin, TX, USA
| Salary: unspecified | Date posted: 02 Jun 2026
Globallink Client Acquisition, Sales, Vice President
Company: State Street |
and managers of institutional assets need research, trading, securities lending and innovative portfolio strategies, they turnLocation: Austin, TX, USA
| Salary: US$120000 - 210000 per year | Date posted: 02 Jun 2026
Paraplanner
Company: Thrivent |
-10 years financial services experience preferred CFP required Must be securities registered (series 7 & 66 or 7 & 63/65...). Must be insurance licensed/appointed Must be securities registered and insurance licensed/appointed in all statesLocation: Austin, TX, USA
| Salary: US$70000 - 100000 per year | Date posted: 02 Jun 2026
Banking & Financial Services Attorney
Company: Direct Counsel |
, and negotiating transaction documents for asset-backed securities issuances, warehouse facilities, credit facilitiesLocation: Austin, TX, USA
| Salary: US$175000 - 225000 per year | Date posted: 02 Jun 2026
Private Client Banker - Steiner Ranch - Austin , Tx
Company: JPMorgan Chase |
Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licensesLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 28 May 2026
Relationship Executive-diversified Industries Discipline–executive Director
Company: JPMorgan Chase |
and Securities Industry Essentials licenses required or must obtain within 180 days of hire Preferred Qualifications, Capabilities..., markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 23 May 2026
Associate Portfolio Manager (equity)
Company: Dimensional Fund Advisors |
, electing on corporate actions, and evaluating the eligibility of securities. Monitor portfolio characteristics and maintainLocation: Austin, TX, USA
| Salary: unspecified | Date posted: 15 May 2026
Senior Security Engineer, Digital Assets
Company: Charles Schwab |
. Design and review smart-contract frameworks and tokenization approaches, including: Tokenized securities StablecoinsLocation: Southlake, TX - Austin, TX, USA
| Salary: US$105600 - 196000 per year | Date posted: 09 May 2026
Registered Representative - State Farm Agent Team Member
Company: State Farm |
addition to a successful agency. RESPONSIBILITIES: Provide investment options and consult securities to customers. ConductLocation: Austin, TX, USA
| Salary: US$40000 - 60000 per year | Date posted: 06 May 2026
Service Leader, Onsite Relationship Management 93711
Company: New York Life |
expenditures. What You'll Bring: Required Skills Must pass the FINRA Securities Industry Essentials (SIE) and Series 99 exams