Securities jobs in houston USA
72 securities jobs found in houston: showing 21 - 40
J.p. Morgan Wealth Management - Private Client Advisor - Houston, Tx (south Central Houston) Bilingual - Spanish Required
Company: JPMorgan Chase |
. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 14 Dec 2024
Life Insurance Sales Agent
Company: Primerica - Jennifer Velez |
- and exceed - your sales goals. No cold calls. Paid training bonus program. Company covers all required life and securities pre...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 14 Dec 2024
Registered Wealth Management Client Associate
Company: Bank of America |
Identification Written Communications Required Qualifications: FINRA Securities Industry Essentials (SIE), Series 7, 63/65...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 14 Dec 2024
Financial Advisor
Company: New York Life - Houston |
through our broker-dealer arm, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 14 Dec 2024
Manager - Compliance (alternative Assets)
Company: IQ-EQ |
offerings. Job Description Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act...Location: Houston, TX, USA
| Salary: $104000 - 130000 per year | Date posted: 12 Dec 2024
Associate Wealth Manager
Company: Willis Johnson & Associates |
Have attained CFP, CFA, or CPA designation Currently possess or pursuing the Series 65 securities licenses Strong technical...Location: Houston, TX, USA
| Salary: $80000 - 125000 per year | Date posted: 12 Dec 2024
Wealth Manager
Company: Willis Johnson & Associates |
industry required CFP, CFA, or CPA designation required Currently possess or pursuing the Series 65 securities license...Location: Houston, TX, USA
| Salary: $120000 - 150000 per year | Date posted: 12 Dec 2024
Credit Products Underwriter Iii - Corporate Banking
Company: BOK Financial |
Range: Not Available Application Deadline: 01/05/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Assistant Project Manager - Solar Construction
Company: CS Energy |
and installed over 1.8 GW of solar and 650 MWh of energy storage projects across the United States. Owned by American Securities...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 11 Dec 2024
Financial Advisor
Company: Newyorklife |
SIE, Series 6, or Series 7 licenses (for securities) may be preferred. In-depth understanding of complex financial products...Location: Houston, TX, USA
| Salary: $72000 - 110000 per year | Date posted: 11 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Houston, TX, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensing...Location: Houston, TX, USA
| Salary: $61000 per year | Date posted: 09 Dec 2024
Financial Advisor - Career Change Opportunity
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Houston, TX, USA
| Salary: $38500 - 100000 per year | Date posted: 08 Dec 2024
Financial Advisor - Houston, Tx - Market 24, Region 212
Company: Edward Jones |
securities/financial services industry Financial services and/or sales experience Financial services registration, licensing...Location: Houston, TX, USA
| Salary: $38500 - 100000 per year | Date posted: 08 Dec 2024
Nam Commodities Emissions Trader, Vp, Houston
Company: Citigroup |
clients Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader... with and adhere to Citis Code of Conduct and the Plan of Supervision for Global Markets and Securities Services Adhere...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 07 Dec 2024
Fast Track To Management
Company: Newyorklife |
products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance... Agency. You will be required to hold securities licenses and FINRA registrations and affiliate with NYLIFE Securities...Location: Houston, TX, USA
| Salary: $60000 - 150000 per year | Date posted: 05 Dec 2024
Disputes & Valuations - Director
Company: AlixPartners |
of businesses, securities, intellectual property and other intangible assets, calculating financial damage analysis and lost profits...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 04 Dec 2024
Investigations, Compliance & Privacy - Director
Company: AlixPartners |
Act, Foreign Corrupt Practices Act (FCPA) and federal securities laws Your work will involve a wide... with GAAP or IFRS Evaluating compliance with rules and regulations of the FCPA, Sarbanes-Oxley and the federal securities laws...Location: Houston, TX, USA
| Salary: unspecified | Date posted: 04 Dec 2024
Investigations, Compliance & Privacy | Senior Vice President
Company: AlixPartners |
, Foreign Corrupt Practices Act (FCPA) and federal securities law. Your work will involve a wide range of activities...Location: Houston, TX, USA
| Salary: $135000 - 210000 per year | Date posted: 04 Dec 2024
Disputes & Valuations - Senior Vice President
Company: AlixPartners |
damage analysis and lost profits determination, valuations of businesses, securities, intellectual property...