Securities jobs in charlotte USA
117 securities jobs found in charlotte: showing 51 - 100
Ai Platform Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Ai Solutions, Architecture And Tooling
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Vice President – Securitized Products, Digital Infrastructure Abs
Company: Huntington National Bank |
-Backed Securities) with specific focus on the digital infrastructure asset classes (Data Center, Fiber, Music RoyaltiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Platform Engineer - Ai Tooling
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Sep 2026
Azure Data Engineer - Hybrid
Company: Genesis10 |
will support the design and development of a strategic data platform for the client's Capital Markets and other securities teams... with the establishment of a reference data system for securities and pricing data Follow internal development standardsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Sep 2026
Senior Data Engineer - Hybrid
Company: Genesis10 |
a strategic data platform on Microsoft Azure, initially focusing on reference data for securities and pricing. This position... platform on the Azure Cloud Platform Establish a reference data system for securities and pricing data, later expandingLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 09 Sep 2026
Financial Professional - Accelerated Leadership Program
Company: NYL - Matthews |
times per year but are subject to change. Ask your New York Life recruiter for details.To offer securities products..., such as mutual funds, you must be a properly licensed registered representative of NYLIFE Securities LLC (member FINRA/SIPCLocation: Charlotte, NC, USA
| Salary: US$60000 - 150000 per year | Date posted: 08 Sep 2026
Director, Wealth & Planning Solutions
Company: AssetMark |
and develop wealth solutions that meet advisors needs. The Director will take over three existing products, AssetMarks SecuritiesLocation: Charlotte, NC - Concord, CA, USA
| Salary: unspecified | Date posted: 05 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Financial Advisor
Company: Northwestern Mutual |
, you must obtain the following licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7... licensing, Securities Industry Essentials, Series 6, Series 7, Series 63, and more Certified Financial Planner licensingLocation: Charlotte, NC, USA
| Salary: US$61000 per year | Date posted: 04 Sep 2026
Corporate Client Executive Director - Aerospace, Defense, & Transportation
Company: Fifth Third Bank |
securities products and capital markets services would be appropriate for a particular client and working with the Capital... is a plus. Securities Industry Essentials (SIE), Series 79, and 63 license required per Fifth Third guidelines. SKILLS FOR SUCCESSLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 03 Sep 2026
2027 Charlotte Capital Markets First Year Associate
Company: K&L Gates |
and securities law. Candidates will work closely with the firm's Capital Markets team and clients on a variety of matters, including... public and private securities offerings, Exchange Act reporting, corporate governance, and general corporate transactionsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Software Engineer - Capital Markets
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Manager, Global Compensation
Company: Hayward Industries |
communications. Partners with Legal, Payroll, Tax, and external providers to ensure compliance with securities, tax, employmentLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Senior Sql Server Database Administrator
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 02 Sep 2026
Wealth Omni Digital Strategy Manager Ii
Company: Truist |
: 5+ years experience in financial services industry 5+ years of product management or sales experience SecuritiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Sep 2026
Internal Advisor Consultant
Company: TIAA |
of experience in Securities sales within the Financial Services industry Series 7 & 66 (or combination of 63 & 65) PreferredLocation: Charlotte, NC, USA
| Salary: US$54000 - 70000 per year | Date posted: 29 Aug 2026
Ai Security Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Public Finance Trading Director
Company: Truist |
desk makes a secondary market in, and stands ready to purchase and sell, municipal bonds for Truist Securities fixed incomeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 28 Aug 2026
Director Of Equities
Company: First Horizon Bank |
knowledge, experience and capability to analyze and manage complex investment portfolios with a focus on equity securitiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Business Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Executive Director, Supervision Oversight Control Officer, Americas Division
Company: Sumitomo Mitsui Banking Corporation |
, securities, and supervisory regulatory expectations, including practical experience supporting audits, examinations, regulatoryLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 27 Aug 2026
Ccar Full Stack Developer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 26 Aug 2026
Lending Counsel, Specialized Finance - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Procurement Operations Specialist (18 Month Project)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Procurement Operations Specialist (18 Month Project)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 25 Aug 2026
Licensed Investment Support Specialist Ii
Company: Fifth Third Bank |
office management support for registered securities representatives (e.g., Investment Executives, or Wealth Management..., compliance and operational duties. Support multiple registered securities representatives or representatives with very largeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 24 Aug 2026
Senior Hris Product Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Aug 2026
Finance Expert - Ai Trainer
Company: Mercor |
, banking, credit, insurance, securities, or financial planning activities at the branch, office, or department level. AbilityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Audit Manager - Treasury/liquidity Risk
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Automation & Data Analytics Senior Associate
Company: JPMorgan Chase |
, markets, securities services and payments. Corporations, governments and institutions throughout the world entrustLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Capital Markets / Securities Associate Attorney
Company: Direct Counsel |
Capital Markets / Securities Associate Attorney Locations: New York, NY | Dallas, TX | Houston, TX | Boston..., MA | Charlotte, NC Experience: 3+ years Direct Counsel is seeking a Capital Markets / Securities Associate Attorney to join theLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 21 Aug 2026
Senior Full Stack Developer (python/backend)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Full Stack Developer (python/backend)
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 20 Aug 2026
Bcdad Securities Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Associate, Business Continuity Manager
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 19 Aug 2026
Data Engineer
Company: BAMM |
platform across Capital Markets and Nikko Securities. As part of this initiative, we are seeking an experienced Data GovernanceLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Data Engineer
Company: BAMM |
for Capital Markets and Nikko Securities Group. Role Objectives: These roles will be part of the Data Strategy team spanning... across the Capital Markets and Nikko securities teams, Americas Division's broker-dealer and swap-dealer entities. These rolesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 18 Aug 2026
Structured Lending Advisor I/ii
Company: Truist |
, concentrated stock/highly structured securities-backed and unsecured facilities. Drive new business generation and manage creditLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 17 Aug 2026
Vice President, Operational Resilience Third-party
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$125000 - 170000 per year | Date posted: 15 Aug 2026
Tax Generalist Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Aug 2026
Anti-fraud Operations Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 12 Aug 2026
Ccar Data Analyst, Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Aug 2026
Cyber Security Engineer, Vp
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 10 Aug 2026
Head Of Capital Markets Service Delivery
Company: Truist |
through effective origination, syndication, servicing, administration, clearing and funding support within Truist Securities.... 9. Registered Principal performing supervisory tasks for the Broker Dealer and Securities Based Swap DealerLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 08 Aug 2026
Sr. Cyber Security Analyst
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Senior Ai Security Architect
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Senior Compliance Manager
Company: CAPTRUST |
knowledge of industry regulations: The Investment Advisers Act of 1940 and the Securities Exchange Act of 1934, FINRA RulesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Project Manager- Asset Based Lending
Company: JPMorgan Chase |
/Veterans About the Team: J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities