Securities jobs in charlotte USA
117 securities jobs found in charlotte: showing 101 - 117
J.p. Morgan Wealth Management – Private Client Advisor - Farmington Ridge
Company: JPMorgan Chase |
INVESTED Investment products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealerLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 06 Aug 2026
Senior Compliance Manager
Company: CAPTRUST |
Securities Exchange Act of 1934, FINRA Rules * Compliance certifications (CSCP, CCEP, CICCP, IACCP, CRCPLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 05 Aug 2026
Senior Pam Engineer, Vp
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 01 Aug 2026
Corporate Counsel
Company: Intapp |
&A support from diligence through integration, and securities work for a NASDAQ-listed company on the move. You'll work... counsel engaged for M&A and strategic transactions Manage and complete post-closing legal integration tasks SecuritiesLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 30 Jul 2026
Senior Application Security Compliance Lead
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 29 Jul 2026
Senior Qa Testing Specialist -data Engineer
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$97000 - 156000 per year | Date posted: 25 Jul 2026
Capital Markets – Agency Cmbs Securitizations Associate Attorney
Company: Direct Counsel |
. Conduct legal research and provide strategic advice on commercial mortgage-backed securities (CMBS) transactionsLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Clo/abl/structured Finance Associate Attorney
Company: Direct Counsel |
to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients on sophisticated securitization..., structured finance, private securities offerings, and lending transactions, providing associates with significant responsibilityLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets – Securitization & Structured Finance Associate Attorney
Company: Direct Counsel |
experience to join a nationally recognized Securities & Public Company Advisory practice. The team advises clients... of securitization and structured finance deals. Conduct legal research and provide strategic guidance on securities and financeLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Capital Markets Associate Attorney
Company: Direct Counsel |
Capital Markets practice. The team advises clients on sophisticated commercial mortgage-backed securities (CMBS... clients on commercial mortgage-backed securities (CMBS) transactions. Collaborate directly with clients throughoutLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 23 Jul 2026
Penetration Testing Lead - Vice President
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Structured Finance (cmbs) Associate Attorney
Company: Direct Counsel |
, with a primary focus on commercial mortgage-backed securities (CMBS) as well as a broad range of other asset-backed finance... and securitization transactions. Advise clients on commercial mortgage-backed securities (CMBS) transactions from structuring throughLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 22 Jul 2026
Model Validation Specialist
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: US$95000 - 140000 per year | Date posted: 17 Jul 2026
Preferred Banking Rm
Company: City National Bank |
and power point CFP designation or equivalent training highly desirable FINRA Series 7and 63 securities licenses preferredLocation: Greenville, SC - Charlotte, NC, USA
| Salary: US$78970 - 126140 per year | Date posted: 17 Jul 2026
Grc Manager - Associate
Company: Sumitomo Mitsui Banking Corporation |
offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...'s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBCLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 14 Jul 2026
Mortgage Loan Repurchase Facility & Warehouse Lending Associate Attorney
Company: Direct Counsel |
or residential mortgage warehouse lending experience is preferred; candidates with broader asset-backed securities (ABS) warehouseLocation: Charlotte, NC, USA
| Salary: unspecified | Date posted: 11 Jul 2026
Commercial Mortgage-backed Securities (cmbs) Associate Attorney
Company: Direct Counsel |
Commercial Mortgage-Backed Securities (CMBS) Associate Attorney Locations: New York, NY | Philadelphia, PA | Charlotte..., NC | Boston, MA Direct Counsel is seeking a Commercial Mortgage-Backed Securities (CMBS) Associate Attorney to join the