Securities jobs in dallas USA
262 securities jobs found in dallas: showing 121 - 140
Attorney For Premiere Law Firm In Dallas (hybrid/outstanding Compensation)
Company: GPAC |
year associate *Securities enforcement and litigation *White collar defense *False Claims Act/Healthcare litigation...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Attorney For Premiere Law Firm In Dallas (hybrid/outstanding Compensation)
Company: GPAC |
year associate *Securities enforcement and litigation *White collar defense *False Claims Act/Healthcare litigation...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Account Executive
Company: WebCE |
. We are seeking qualified candidates with a minimum of one year of recent experience in the life and health insurance and securities.... Professional Experience: Minimum 1+ year experience in life and health insurance and securities industry. 2+ years managing...Location: Dallas, TX, USA
| Salary: $60000 - 65000 per year | Date posted: 11 Jan 2025
Associate - Compliance (alternative Assets)
Company: IQ-EQ |
the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...Location: Dallas, TX, USA
| Salary: $48000 - 61000 per year | Date posted: 11 Jan 2025
Attorney For Premiere Law Firm In Dallas (hybrid/outstanding Compensation)
Company: GPAC |
year associate *Securities enforcement and litigation *White collar defense *False Claims Act/Healthcare litigation...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Operations Specialist (level Iii) - Dallas, Tx (hybrid)
Company: Canon Recruiting Group |
: Manages the relationships and sub-accounting services for over 30,497 securities representing domestic and offshore Mutual...Location: Dallas, TX, USA
| Salary: $21 per hour | Date posted: 11 Jan 2025
Global Banking & Markets, Loan Management, Transaction Management, New Origination, Associate - Dallas
Company: Goldman Sachs |
, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Commercial Banker, Healthcare Technology, Middle Market Banking, Vice President
Company: JPMorgan Chase |
and Securities Exam Essentials licenses required or must obtain within 180 days of hire Preferred Qualifications, Capabilities...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 11 Jan 2025
Associate - Compliance (alternative Assets)
Company: IQ-EQ |
the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...Location: Dallas, TX, USA
| Salary: $48000 - 61000 per year | Date posted: 11 Jan 2025
Associate - Compliance (alternative Assets)
Company: IQ-EQ |
the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...Location: Dallas, TX, USA
| Salary: $48000 - 61000 per year | Date posted: 11 Jan 2025
Associate - Compliance (alternative Assets)
Company: IQ-EQ |
the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations... compliance with federal securities laws, including the Investment Advisers Act of 1940, as amended, in accordance...Location: Dallas, TX, USA
| Salary: $48000 - 61000 per year | Date posted: 11 Jan 2025
Senior Associate - Compliance (alternative Assets)
Company: IQ-EQ |
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act..., Securities Exchange Act, Advisers Act and other applicable regulatory directives Assist with regulatory examinations of clients...Location: Dallas, TX, USA
| Salary: $72000 - 90000 per year | Date posted: 10 Jan 2025
Account Executive
Company: WebCE |
. We are seeking qualified candidates with a minimum of one year of recent experience in the life and health insurance and securities.... Professional Experience: Minimum 1+ year experience in life and health insurance and securities industry. 2+ years managing...Location: Dallas, TX, USA
| Salary: $60000 - 65000 per year | Date posted: 10 Jan 2025
Senior Associate - Compliance (alternative Assets)
Company: IQ-EQ |
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act..., Securities Exchange Act, Advisers Act and other applicable regulatory directives Assist with regulatory examinations of clients...Location: Dallas, TX, USA
| Salary: $72000 - 90000 per year | Date posted: 10 Jan 2025
Wealth Management-dallas-associate-software Engineering
Company: Goldman Sachs |
, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Senior Associate - Compliance (alternative Assets)
Company: IQ-EQ |
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act..., Securities Exchange Act, Advisers Act and other applicable regulatory directives Assist with regulatory examinations of clients...Location: Dallas, TX, USA
| Salary: $72000 - 90000 per year | Date posted: 10 Jan 2025
Product Control Manager
Company: BOK Financial |
Range: Not Available Application Deadline: 02/05/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK... verification (IPV) procedures across a range of fixed income securities and derivative contracts within the company's trading...Location: Fort Worth, TX - Dallas, TX, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Proven Closer For Financial And Energy Company
Company: Guardian Energy Partners |
. Strong Communication: Confident, persuasive, and articulate in all interactions. Industry Knowledge: Familiarity with securities...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 10 Jan 2025
Client Service Associate - Nr
Company: Stifel |
and terminology. Industry Knowledge - General understanding of the investment brokerage industry and securities regulations...Location: Dallas, TX, USA
| Salary: unspecified | Date posted: 09 Jan 2025
Senior Associate - Compliance (alternative Assets)
Company: IQ-EQ |
Chief Compliance Officer (CCO) functions. Responsibilities: Advising clients on compliance with the Securities Act..., Securities Exchange Act, Advisers Act and other applicable regulatory directives Assist with regulatory examinations of clients...