Securities jobs in connecticut state USA
91 securities jobs found in connecticut state: showing 81 - 91
Relationship Banker - Guilford Shoreline Plaza - Guilford, Ct
Company: JPMorgan Chase |
High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam...Location: Guilford, CT, USA
| Salary: unspecified | Date posted: 05 Dec 2024
Compliance Analyst - Core Compliance
Company: Interactive Brokers |
seeks a motivated and talented compliance analyst familiar with U.S. securities and/or commodities regulations...Location: Greenwich, CT, USA
| Salary: unspecified | Date posted: 24 Nov 2024
Regulatory Reporting Analyst
Company: Interactive Brokers |
related to stock, fixed income, derivative securities and commodity products. This person will perform post-trade processing...Location: Greenwich, CT, USA
| Salary: unspecified | Date posted: 24 Nov 2024
Senior Fiduciary Services Analyst
Company: Sterling National Bank |
payment and securities transfer issues. 5. Facilitate internal service coordination to resolve issues and respond to client...Location: Waterbury, CT, USA
| Salary: $65000 - 75000 per year | Date posted: 23 Nov 2024
Director, Electronic Trading Risk & Control (1lod), Us
Company: NatWest Group |
reimbursement. It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 15 Nov 2024
Broker Dealer Testing, Vp
Company: NatWest Group |
, and securities products and compliance including knowledge of CFTC, FINRA, SEC, CMA regulations. Specifically, with FINRA Rules 3110..., 2210, and SEC 15C3-5 Good knowledge of broker-dealer and securities processes and business. Excellent communication...Location: Stamford, CT, USA
| Salary: $140000 - 170000 per year | Date posted: 15 Nov 2024
Us Client Services And Onboarding, Vice President
Company: NatWest Group |
(AML/KYC, securities rules, Dodd Frank, etc.) Ability to manage a team with multiple tasks and projects and perform well... Securities Inc. and its parent, affiliates and/or subsidiaries to provide equal employment and advancement opportunities...Location: Stamford, CT, USA
| Salary: $125000 - 175000 per year | Date posted: 14 Nov 2024
Senior Monitoring And Testing Compliance Assurance Officer - Swap Dealer
Company: NatWest Group |
utilized in the swap-dealer business. Strong knowledge of swap dealer regulations, and securities products and compliance... including knowledge of CFTC, DTCC, NFA regulation. Good knowledge of broker-dealer and securities processes and business...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 14 Nov 2024
Head Of Regulatory Relations, Corporate Governance, And Registrations
Company: NatWest Group |
regulators. A robust understanding of U.S. securities regulations is also required, along with foundational knowledge... with U.S. securities regulators JD required, MBA preferred. Strong understanding of the broker dealer and swap dealer business...Location: Stamford, CT, USA
| Salary: unspecified | Date posted: 13 Nov 2024
Vice President And Chief Financial And Administrative Officer
Company: University of Hartford |
to maintain the integrity of funds, securities and other financial resources. Provides direction and oversight for the... custody of the University's moneys and securities, and ensures adequate sources for borrowings from lenders. Provides...Location: Hartford, CT, USA
| Salary: unspecified | Date posted: 13 Nov 2024
State Street Global Advisors - Structured Products Senior Desk Analyst, Vp I
Company: State Street |
and other standard industry platforms, in order to utilize CMBS, RMBS, and CMO securities libraries for quantitative modeling exercises...